https://www.barbri.com/wp-content/uploads/2018/01/cropped-logo.jpg

Using the IRAC method in law school

Apply critical thinking to maximize your law school and bar exam scores.

1. Why use the IRAC method 2. Learn enough for exam success 3. Know what’s being tested 4. Skills to hone for legal writing 5. Read with intention 6. Think outline 7. Write with structure 8. Master the analysis

Why law students and lawyers alike use the IRAC method

In your law school classes, and eventually on the bar exam and as a practicing attorney, you will be presented with scenarios that are not cut and dry. It is your job to be able to decipher the rules of the law that apply and determine if the appropriate elements are present to resolve disputes.

The simple truth is merely memorizing the law is not enough to prepare you for cases, law school finals or passing the bar exam. Critical thinking is required. You have to actually learn and be able to apply the law when writing for exams.

While you definitely need to know a lot of rules to do well in law school and later in your legal career, it’s impossible to know all the rules of law. That’s why good legal reasoning and analysis (or the process of thinking like a lawyer) really come down to understanding the structure by which lawyers solve problems. This structure of problem-solving is known as the IRAC method — Issue, Rule, Analysis and Conclusion — and it’s what your professors and bar examiners will test you on.

The IRAC method is an efficient framework for organizing your answer to a legal essay question. But here’s the catch with using it for exam success: If you don’t know the specific rule(s) to apply to solve the problem at hand, it becomes difficult to follow IRAC.

barbri students researching (1)

So how do you learn enough for exam success?

For most people, rote memorization without application doesn’t last long. Learning or memorizing a ton of information without structure and without context creates a problematic environment in which to recall the rules you know and be able to apply them on exam day.

What’s important is to know enough law to figure out which facts are legally significant, and which aren’t. This requires learning three things: Rules, Elements and Stories. Start with studying the rule and the elements that make up the rule. Once you have the rule and elements down, apply a story or real scenario to the rule to solidify your knowledge and understanding.

Now you’re ready to write using the IRAC method.

Two barbri students take notes and creating study guides together

Know what you’re being tested on

The idea of IRAC is that you go through an exam fact pattern, spot as many issues as you can, state the rules of law, apply the law to the facts and then arrive at a conclusion. In exam situations, this translates to:

  • Issue: Your ability to figure out your client’s problem (or what problem your professor is asking you to solve).
  • Rule: Your knowledge of a rule(s) that might help solve your client’s problem.
  • Application (of law to facts): Your ability to determine which facts are relevant to solving the problem.
  • Conclusion: How you think a court would solve the problem.

The majority of points on law school exams come from understanding or recognizing the facts and where they are derived from (steps 1 and 3). Can you figure out the problem (issue) and can you solve it by figuring out the law (which facts are actually applicable to that issue). This understanding, and showing it in a very organized manner, can be the difference between an “A” answer and anything else.

Although it’s not the only way to structure an essay answer, the IRAC method is an effective tool for organizing your thinking and your writing. It helps to ensure all the bases are covered as you learn how to respond to legal issues.

what is legal problem solving

Key skills to hone for your legal writing

Your goal in mastering the use of the IRAC method is to answer essay questions in a way that demonstrates your competency to practice law in the future. This means performing a concise legal analysis for each of the small problems presented in the fact pattern. Legal writing success comes down to Reading, Thinking and Writing like a lawyer.

A good rule of thumb is to allocate a third of your time to the reading and thinking part of the learning process and two-thirds of your time writing your answer.

Read with intention

Start with the call of the question (what issue needs to be solved) prior to reading through the fact pattern. This will help you begin separating relevant from irrelevant facts. As you are reading through the question, you should always be asking yourself: Why is my professor telling me this? Is this relevant fact?

While reading through the fact pattern, make note of which facts are outcome determinative and mark or highlight them. These are the facts that will help you figure out the question — so they should go into your outline.

Think outline

Think about which rules apply to your facts and put them in an outline. Then, go back to the highlighted facts from your hypotheticals and add them to your outline. Your outline should be brief. Keep it to what rule you are going to use and what facts you are going to apply.

Important note: If you do not have facts to apply to every element of your rule, the rule shouldn’t be in your outline.

  • Rule: Element 1 , Element 2 , Element 3

Write with structure

Follow the IRAC structure when you begin writing your answer unless your professor requires otherwise. Be sure to look back at the facts you didn’t use to confirm that they aren’t part of the rule. With an organized and well-thought-out approach, you will be left with plenty of time to write because you’ll know exactly where you are going with your answer (thanks to your outline). Every time you get a new rule or identify a new issue, just remember to start a new IRAC analysis.

Barbri writing with structure (1)

Master the analysis to write better exam answers

You might be thinking to yourself, this all sounds good in theory but how does this system for approaching law school finals really work in practice? As you begin to write out your exam answer, we recommend you analyze each dispute or issue raised using the IRAC method as follows.

Issue Start by stating the question you plan to address in precise legal terms. Your answer should then cover all the main legal aspects of the issue in a neutral tone without being too general or oversimplified. Just remember to avoid using specific names of any parties involved or other proper nouns.

Rule Next, state the applicable law or laws. If several laws could be applicable in the case, be sure that the number of rules matches the number of issues you’ve stated. Be clear and concise when defining the relevant elements of the rule and term of art.

Application Then, apply the rules to the facts using supporting arguments. Be sure to spell out everything and include counterarguments whenever possible. This is a good place to use an Issue T to break down the problem into its component parts and as a way to remember to discuss which facts in the fact pattern either support or prevent application of the rule. Address each fact given and the logical inference to be drawn from it.

Conclusion Finally, it’s time to summarize the entirety of your findings using a clear-cut conclusion for each issue as well as the question asked. In close cases where a number of outcomes are possible, it is usually best to go with the most feasible and fair conclusion and state why it is your position. Discuss the merits of each outcome in your essay answer without considering yourself bound by the “general rule” or “majority view” (unless the question clearly calls for such). Ultimately, your conclusion should offer the expected legal ruling.

A female barbri student sits in the library and takes notes

Congratulations, you’re learning to resolve disputes!

The great thing about grasping the IRAC method and the Read, Think, Write skills is that once you hone them, they will serve you well not only through the Multistate Bar Exam — no matter if the questions are multiple-choice or essay — but through your real-world practice as well. BARBRI takes those critical strategies to task in our proven, time-tested bar prep program. That’s why every single year, more students pass the bar exam with BARBRI than with all other courses. Combined.

Understand that law school finals and the bar exam are not tests of your ability to simply recite rules. Ultimately, they are given to test your ability to apply the rules to new factual situations. When you master this process, you begin to learn and recall the rules on your way to helping people resolve disputes. That’s what being a lawyer is all about.

BARBRI 1L Mastery

The most complete and effective 1L resource available.

BARBRI 2L/3L Mastery

Efficiently learn critical rules and elements for the most challenging subjects.

Top final exam-taking tips

High-level tips to help you prepare for your law school finals.  

Why "Legal Problem Solving"?

Or, how the constraints of a name inspired a new kind of law school course.

By Prof (Cat) Moon

broken image

I say begin. Because there was something missing.

That missing something? Human centered design.

Why human centered design?

As this post is not intended to be a detailed explanation of what human centered design (also often referred to as "design thinking") is, you can go here for a great introduction to the process and its purpose. (You also can peruse the Resources section of this site for much more information on the process of design thinking.)

Design thinking is a human-centered approach to innovation that draws from the designer's toolkit to integrate the needs of people, the possibilities of technology, and the requirements for business success.

— Tim Brown / IDEO

At essence, design thinking is a process for creative problem solving. And as such, I posit that human centered design is critical to both how we solve legal problems for clients and how we deliver legal services to clients, especially at this juncture in the evolution of our profession.

At the center of our professional obligation is THE CLIENT. Human centered design puts THE CLIENT at the center of how we do our work. Quite simply, it is the heuristic that has been missing from both legal education and legal practice.

As I explained to LPS students on day one, in law school you are given a primary tool: you are taught (via the case method) to "think like a lawyer." I call it the hammer. Have a legal problem? Use the hammer. And the hammer comes in very handy to solve many legal problems. But. You can't solve all problems with a hammer. Not every legal problem is a nail. And you need more tools than just one.

To "think like a lawyer" means adopting an emotionally remote, morally neutral approach to human problems and social issues; distancing oneself from the feelings and suffering of others; avoiding emotional engagement with clients and their causes; and withholding moral judgment. To think like a lawyer one must be dispassionate in analyzing a client's legal problems and options, and in developing a legal strategy for achieving the client's goals.

– Stephen Wizner, Is Learning To "Think Like a Lawyer" Enough?

Especially in this day and age, when it's quite apparent that clients are rejecting the hammer as the sole tool . And the now-irrefutable evidence that the hammer-wielding lawyer alone can't serve all of the legal needs that go unmet each and every day in this country .

Yes, to solve legal problems, a lawyer must think like a lawyer . But guess what? Thinking like a lawyer requires you first to think like a client . Because until you understand where the client stands, and have a holistic view of the depth and breadth of the problem, you cannot provide the best solution. (See Einstein quote at top of post — the best solutions come from thinking more about the problem.)

And this is what the problem-solving process of human centered design requires. It requires you to first THINK LIKE A CLIENT in order to more fully understand the problem, before you engage in problem-solving. To BE CURIOUS about the client's situation and needs. To come from a place of empathy, and do a deep(er) dive into context and understanding. BEFORE you wield the hammer.

And now, back to why "Legal Problem Solving."

The course name — Legal Problem Solving — wasn't my first choice. I view this course primarily as one in human centered design, and how this heuristic can be applied to three aspects relevant to a legal education:

#1 How to design better, more effective legal services that serve more people; 

#2 How to better solve legal problems — or, client problems that happen to have a legal component (which I believe more accurately describes most client problems); and

#3 How to design better professional journeys through the legal profession — some would call this designing a better legal career.

The name was "suggested" because (a) it fit within the ABA's course name guidelines, and (b) it was unlikely to raise suspicion among those who would question a course in human centered design or "legal design" (which apparently was important in order for the course to be approved and added to the schedule).

So, for bureaucratic and political reasons, Legal Problem Solving it was.

And as I embraced the name and the initial constraint I felt (yes, it aptly described aspect #2, but not really #1 or #3?), and simultaneously thought more broadly about what it means, I realized that it's quite perfect.

Because here's the thing: ALL of the aspects of this course deal with solving problems we face in the legal profession. ALL are part of the larger, more holistic view of what it means to do legal problem solving.

Starting with #1 , we have a HUGE access to legal services problem in this country. This is spelled out quite clearly in many places — for a good overview, read the ABA's 2016 Report of the Future of Legal Services . Serving the 80% of people in the U.S. who have a legal need but don't have legal help? And might not even realize they need legal help? This is a level-one problem our profession MUST solve for. We're not doing a good enough job at solving it right now. We need different, better, tools.

And those who we're already serving? Well, they aren't happy, either. Go here and here and here for the latest reports on how well the traditional BigLaw services delivery model is faring. Hint:

It has been a difficult 10 years for law firms in many respects, and looking ahead, significant long-term challenges remain,” said James W. Jones, a senior fellow at the Center for the Study of the Legal Profession and the report's lead author. “Actions that have helped sustain firm financial performance over the past few years, such as expense controls and reducing the equity partner ranks, are not likely to be as effective in the future. Firms need to embrace a longer-term, fundamental shift in the way that they think about their markets, their clients, their services, and their futures.

— The “2017 Report on the State of the Legal Market” Finds 10 Years of Stagnation Changing the Industry; Says Innovation Key to Law Firm Success

Moving on to #2 , it's incumbent upon lawyers to find better ways to solve clients' problems that have a legal component. Clients do not have legal problems in isolation. For 18+ years, I helped my business clients solve  business problems that often had a legal component (but not always). Clients of divorce attorneys have personal and/or family and/or financial problems that have a legal component. Perhaps most importantly, with issues of civil liberty involved, we must view clients of criminal defense attorneys has having a larger set of problems, within which the legal problem exists.

Clients from many parts of the legal services spectrum are telling us that we do not do a good job responding holistically to their problems. We often use only our hammer — when the hammer might not be the best (or even appropriate) tool. (Guess what? Not every legal problem requires — or is even best-served — by a purely "legal" solution. Just ask any really good mediator.)

We also tend to work in isolation, focusing solely on "legal" issues instead of taking an integrative approach that more fully considers a client's situation. A classic example here? The rising chorus of general counsel pointing out how little their outside counsel know about the actual business of the companies they represent.

When it comes to being great lawyers, we must add more tools for solving clients' problems with a legal component. And this doesn't even begin to take into account the impact that increasingly sophisticated and effective technology will have on much of the work heretofore done by lawyers .

And #3 . This is one of my personal missions. To insure the positive growth and transformation of the legal profession, we MUST do a better job of preparing law students to craft intentional career paths that empower them to both successfully navigate a rapidly changing legal landscape AND participate meaningfully in shaping this landscape's future. Traditional core curriculum courses are not enough. Clinics are not enough. Frankly, not even PoLI (in its current form) is enough.

You don't have to fully embrace that the billable hour is dead , that the traditional law firm model is dying , that technology may soon render many lawyers obsolete , that the market lawyers serve is shrinking , or that the opportunities for associates are declining . But only a luddite will disavow that the business of law has changed for good, and there is only one thing of which we can be certain — it will continue to change and evolve in the face of economic, technological, and other forces.

So how do we prepare future lawyers to enter into this new world? And take an active role in shaping the future for the better? By giving them more, and better, tools than just a hammer. Yes, by teaching them how to think like a lawyer. AND by encouraging them to be endlessly curious. By using pedagogical methods that encourage creativity instead of hampering it. By modeling empathy and embedding it into how and what we teach.

I began this post with an oft-cited Einstein quote, one I've had on my office desk or wall for nearly all of my 18+ years in legal practice. My experience and observation over these nearly two decades continue to confirm that good legal problem solving first and foremost requires legal problem understanding – and that understanding requires much more than performing the traditional legal analysis we are taught in law school. As our world and our profession become increasingly more complex, this becomes even more important.

And this is precisely why the mindsets of human centered design — empathy , creative confidence , learning from failure , embracing ambiguity , optimism , iteration — deserve a place in the law school curriculum and in the toolbox of new lawyers. These mindsets help us dive deeper into the understanding of problems, in ways that the solely "thinking like a lawyer" simply can't, to help us find better, more creative, and more innovative solutions to the challenges that our clients and our profession face.

And this is why I'm teaching a course called Legal Problem Solving. My students will leave this semester having been exposed to the mindsets and tools of human centered design, and it's my hope and belief that they will be better prepared to go forth to more intentionally and successfully shape both their own professional journeys and the course of our profession.

Profile picture

what is legal problem solving

Justice Dashboard

  • Publications

Explore Data of Countries

Find out how people in different countries around the world experience justice. What are the most serious problems people face? How are problems being resolved? Find out the answers to these and more.

  • Burkina Faso
  • General population
  • IDPs and host communities
  • The Netherlands

Solving & Preventing

Guidelines for Justice Problems

Justice Services

Innovation is needed in the justice sector. What services are solving justice problems of people? Find out more about data on justice innovations.

The Gamechangers

The 7 most promising categories of justice innovations, that have the potential to increase access to justice for millions of people around the world.

Justice Innovation Labs

Explore solutions developed using design thinking methods for the justice needs of people in the Netherlands, Nigeria, Uganda and more.

Creating an enabling regulatory and financial framework where innovations and new justice services develop

Rules of procedure, public-private partnerships, creative sourcing of justice services, and new sources of revenue and investments can help in creating an enabling regulatory and financial framework.  

Forming a committed coalition of leaders

A committed group of leaders can drive change and innovation in justice systems and support the creation of an enabling environment.

Find out how specific justice problems impact people, how their justice journeys look like, and more.

  • Employment Justice
  • Family Justice
  • Land Justice
  • Neighbour Justice
  • Crime Justice
  • Problem-Solving Courts in the US

Trend Report 2021 – Delivering Justice / Case Study: Problem-Solving Courts in the US

Author: Isabella Banks , Justice Sector Advisor

Introduction

Problem-solving courts are specialised courts that aim to treat the problems that underlie and contribute to certain kinds of crime (Wright, no date). “Generally, a problem-solving court involves a close collaboration between a judge and a community service team to develop a case plan and closely monitor a participant’s compliance, imposing proper sanctions when necessary” (Ibid).  In the past three decades, problem-solving courts have become a fixture in the American criminal justice landscape, with over 3,000 established nationwide. All 50 states have appointed a statewide drug court coordinator, and at least 13 have introduced the broader position of statewide problem-solving court coordinator (Porter, Rempel and Mansky 2010; J. Lang, personal communication, October 28, 2020).

What does it mean for a court to be problem-solving?

Although a number of different types of problem-solving courts exist across the US, they are generally organised around three common principles: problem-solving, collaboration, and accountability (Porter, Rempel and Mansky 2010, p. iii.).

Problem-solving courts are focused on solving the underlying problems of those who perpetrate or are affected by crime. This includes reducing recidivism as well as rehabilitating participants (with the exception of domestic violence courts, as elaborated below), victims and the broader community (Ibid. p. iii.).

Problem-solving courts are also characterised by interdisciplinary collaboration among stakeholders in and outside of the criminal justice system. Dedicated staff who have been assigned to the problem-solving court work together to develop court policies and resolve individual cases in a relatively non-adversarial way. Ongoing collaboration between court staff and public agencies, service providers and clinical experts is also essential for providing appropriate treatment to problem-solving court participants (Ibid. p. 38). Because problem-solving courts aim to address the impact of crime on the community and increase public trust in justice, they also have frequent contact with community members and organisations and regularly solicit local input on their work (Ibid. p. 39).

Problem-solving courts aim to hold individuals with justice system involvement, service providers and themselves accountable to the broader community. For individuals with justice system involvement, this means holding them accountable for their criminal behaviour by promoting and monitoring their compliance with court mandates. In order to comply, problem-solving court participants must understand what is expected of them, regularly appear for status hearings, and have clear (extrinsic and intrinsic) incentives to complete their mandates. 

For service providers, this means providing services based on a coherent, specified and effective model, and accurately and regularly informing the court about participants’ progress. Problem-solving courts are also responsible for assessing the quality of service delivery and making sure models are adhered to (Ibid. p. 43-44). 

Lastly and perhaps most fundamentally, problem-solving courts must hold themselves to “the same high standards expected of participants and stakeholders” (Ibid. p. 44-45).  This means monitoring implementation and outcomes of their services using up-to-date data. 

What does problem-solving justice look like in practice?

Problem-solving justice comes in different forms. The original, best known, and most widespread problem-solving court model is the drug court. The first drug was created in 1989, after a judge in Miami Dade county became frustrated seeing the same drug cases cycling through her court and began experimenting with putting defendants into treatment (P. Hora, personal communication, October 16, 2020). This approach (elaborated in the sections that follow) gradually gained traction, and there are now over 3,000 drug courts across the US (Strong and Kyckelhahn 2016).

This proliferation of drug courts helped stimulate the emergence of three other well-known problem-solving court models: mental health, domestic violence and community courts (Porter, Rempel and Mansky 2010, p. iii.). Mental health courts are similar to drug courts in that they focus on rehabilitation, but different in that they aim for the improved social functioning and stability of their participants rather than complete abstinence (Ibid. p. 51). Domestic violence courts are unique in that they do not universally embrace participant treatment and rehabilitation as an important goal. Instead, many – thought not all – are primarily focused on victim support and safety and participant accountability and deterrence (Ibid. p. 52). 

Community courts “seek to address crime, public safety, and quality of life problems at the neighbourhood level. Unlike other problem-solving courts…community courts do not specialise in one particular problem. Rather, the goal of community courts is to address the multiple problems and needs that contribute to social disorganisation in a designated geographical area. For this reason, community courts vary widely in response to varying local needs, conditions, and priorities” (Lee et al. 2013). There are now over 70 community courts in operation around the world (Lee et al. 2013, p.1). Some are based in traditional courthouses, while others work out of storefronts, libraries or former schools. Though they typically focus on criminal offences, some community courts extend their jurisdiction to non-criminal matters to meet specific needs of the communities they serve as well (Ibid. p. 1.). Regardless of location and jurisdiction, all community courts take a proactive approach to community safety and experiment with different ways of providing appropriate services and sanctions (Wright n.d.).

Other less common problem-solving models include veterans courts, homeless courts, reentry courts, trafficking courts, fathering courts, and truancy courts (Ibid). 

The principles and practices of problem-solving justice can also be applied within non-specialised courts that already exist. In a 2000 resolution that was later reaffirmed in 2004, the Conference of Chief Justices and Conference of State Court Administrators advocated for, “Encourag[ing], where appropriate, the broad integration over the next decade of the principles and methods of problem-solving courts into the administration of justice to improve court processes and outcomes while preserving the rule of law” (Porter, Rempel and Mansky 2010, p. 3). Key features of a problem-solving approach to justice – which will be elaborated in the sections that follow – include: individualised screening and problem assessment; individualised treatment and service mandate; direct engagement of the participant; a focus on outcomes; and system change (Ibid. p. iv).

Problems and impacts

How and to what extent have problem-solving courts measured and mapped the following as a first step towards people-centred justice.

  • The most prevalent justice problems within the population served
  • The justice problems with greatest impact on the population served
  • The justice problems that are most difficult to resolve and therefore tend to remain ongoing
  • The groups most vulnerable to (systemic and daily) injustices within the population served

As their name suggests, problem-solving courts emerged to address the most prevalent, impactful, and difficult to resolve justice problems within the populations they serve. The first drug (and Drinking While Driving or DWI) courts were created as a response to the increase in individuals with substance use disorders in the criminal justice system and their levels of recidivism. Similarly, mental health courts “seek to address the growing number of [individuals with mental health needs] that have entered the criminal justice system” (Wright n.d.). As one interviewee put it, “The biggest mental health provider [in Los Angeles] is the county jail” (B. Taylor, personal communication, October 5, 2020).

Drug and mental health problems are among the most common issues faced by individuals responsible for both minor and more serious crime. These issues are difficult to resolve because judges – who have historically had little understanding of treatment and addiction – are inclined to hand down harsh sentences when defendants relapse or fail to complete their court mandate (B. Taylor, personal communication, October 5, 2020). This trend was particularly acute in the 1980s, when the war on drugs resulted in draconian sentencing laws that reduced judicial discretion (P. Hora, personal communication, October 16, 2020).

In order to understand and meet the needs of their unique populations, problem-solving courts track measures of problem prevalence and severity. As noted in the first section, early and individualised screening and problem assessment is a key feature of problem-solving justice. The purpose of such screenings is to “understand the full nature of the [participant’s] situation and the underlying issues that led to justice involvement.” 

For drug courts, relevant measures of problem severity may include: drug of choice; years of drug use; age of first use; criminal history; and treatment history (Porter, Rempel and Mansky 2010, p. 50). Mental health courts typically assess the nature and severity of their participants’ underlying mental health issues, and may also look at participant stability (in terms of health care, housing, compliance with prescribed medications, and hospitalisations) (Ibid. p. 51). 

Domestic violence courts and community courts are somewhat unique in that the primary population they serve include victims and members of the community as well as individuals with justice system involvement. Domestic violence courts focus on assessing the needs of victims of domestic violence in order to connect them with safety planning and other individualised services. Likewise, in addition to identifying the problems that impact individual participants, community courts focus on assessing the problems that impact the underserved (and also often disserved) neighbourhoods where they work. These should be identified through outreach in the relevant community but often include concentrations of lower level crimes – such as vandalism, shoplifting, and prostitution – as well as distrust of traditional justice actors (Ibid. p. 55-56).

Now that technical assistance is broadly available for problem-solving courts across the US, individualised screening and problem assessment has become increasingly data-driven and informed by validated needs assessment tools (B. Taylor, personal communication, October 16, 2020). 

Over the years, problem-solving courts have also become more adept at identifying groups within the populations they serve that are particularly vulnerable to injustice. The advancement of brain science, for example, has influenced many problem-solving courts to treat participants under 25 differently and give them an opportunity to age out of crime. Young people transitioning out of foster care are particularly vulnerable to justice involvement given their sudden lack of family support. Trafficked individuals, who used to be treated as criminals, are now widely recognised as victims (Ibid). Specialised problem-solving courts, diversion programs, and training initiatives have emerged to understand the unique needs and vulnerabilities of this population (Wright n.d.).

Problem-solving courts have also become more aware of racial inequities in the populations selected to receive treatment (B. Taylor, personal communication, October 16, 2020). Drug court participants in particular are often disproportionately white, with racial breakdowns that do not mirror the racial breakdowns of those arrested. This is largely a result of eligibility requirements tied to federal drug court funding, which has historically restricted individuals with violent criminal histories from participating. Drug courts have also been accused of cherry-picking participants who were most likely to be successful to improve their numbers and receive more funding. Both of these phenomena have had the effect of excluding disproportionate numbers of people of colour from drug treatment (Ibid). In addition to taking steps to mitigate these inequities, drug courts have increasingly come to recognise that cherry-picking low-risk cases reduces their effectiveness overall (P. Hora, personal communication, October 16, 2020).

Defining + Monitoring Outcomes

How and to what extent have problem-solving courts researched and identified the outcomes that people in the target population expect from justice processes.

In 1993, the first community court was set up in the Midtown neighbourhood of New York City (Lee et al. 2013, p.1). Inspired by the Midtown model, the Red Hook Community Justice Center was established in a particularly disadvantaged area of Brooklyn seven years later. Like the Midtown Court, the goal of the Red Hook Community Justice Center was “to replace short-term jail sentences with community restitution assignments and mandated participation in social services” (Taylor 2016). 

In the planning stages however, residents of Red Hook were not happy to learn that a new court was being introduced in their community. Though sustained community outreach, Red Hook court staff were able to change these negative perceptions and convince residents they wanted to do something different. They began by asking the community what outcomes were most important to them (B. Taylor, personal communication, October 5, 2020).  

This early engagement helped the Red Hook planners realise that tracking outcomes related to people’s presence in the court would not be enough to assess the court’s impact in the community. They would also need to look at outcomes that were meaningful to residents, asking questions like: How can we disrupt crime hot spots? How safe does the community feel? Do residents feel safe walking to the park, or the train? At what times? (Ibid).

Although the Red Hook community court model has since been replicated in different parts of the world, the experiences of two of these international courts illustrate that identifying the outcomes that community members expect from justice processes can sometimes be a challenge.

In 2005, England opened its first community court: the North Liverpool Community Justice Centre (NLCJC). A 2011 evaluation of the NLCJC acknowledged its innovative approach and “potentially transformative effect on criminal justice” but also noted:

How and why the Centre needs to connect with the public it is charged with serving remains one of the most complex and enduring concerns for staff...how consistently and how effectively the ‘community’ was contributing to the workings of the Centre provided a constant source of uncertainty” (Mair and Millings 2011).

After eight years of operation, the NLCJC was closed in 2013. Observers have since noted that a lack of grassroots community engagement in the planning and operation of the NLCJC was among the primary reasons that it ultimately failed to take hold (Murray and Blagg 2018; J. Lang, personal communication, October 28, 2020). 

One year after the NLCJC opened in England, the Neighbourhood Justice Centre (NJC) was piloted in the Collingwood neighbourhood of Melbourne, Australia. At the time, Collingwood had the highest crime rate in Melbourne, high rates of inequality, and a high concentration of services. This combination made it an ideal location for Australia’s first community court. 

Modelled on the Red Hook Community Justice Centre in Brooklyn and spearheaded by the State Attorney General at the time, Rob Hulls, the NJC pilot was focused on improving the community’s relationship with the justice system through local, therapeutic and procedural justice. Like Red Hook, it was designed based on evidence and an analysis of gaps in existing justice services. Despite shifting political winds –  including “tough-on-crime” rhetoric on the one hand and complaints of more favourable “postcode justice” available only for the NJC’s participants on the other – the NJC managed to secure ongoing state government support (J. Jordens, personal communication, October 19, 2020). 

Unlike the NLCJC, the NJC remains in operation today. The procedurally just design of the NJC building and approach of its magistrate, David Fanning, have earned the court significant credibility and legitimacy in the Collingwood community (Halsey and Vel-Palumbo 2018; J. Jordens, personal communication, October 19, 2020). Community and client engagement have continued to be a key feature of the NJC’s work, helping to reduce recidivism and increase compliance with community-based court orders (Halsey and Vel-Palumbo 2018) .

In spite of its success, some observers note that the NJC’s outreach efforts have not gone as far as they could have. Early consultations with a group of community stakeholders regarding the design and governance of the NJC were discontinued in the Centre’s later years. Although the reason for this is unclear and may well have been legitimate, the result was that key representatives of the community lost direct and regular access to NJC leadership over time (J. Jordens, personal communication, October 19, 2020). 

These examples illustrate that even under the umbrella of a one-stop-shop community court, identifying expected justice outcomes in the community as a first step towards problem-solving justice – and continuing to do so even after the court is well-established – is not a given. The extent to which this is achieved depends on the approach of the particular court and its efforts to create a reciprocal and collaborative relationship with the surrounding community.

How and to what extent have problem-solving courts determined whether existing justice processes deliver these outcomes and allow people in the target population to move on?

Problem-solving courts generally – and community courts and drug courts in particular – are created with the explicit intention to address gaps in existing justice processes. 

Community courts are typically established in communities that have been historically underserved and disproportionately incarcerated to provide a more holistic response to crime and increase trust in the justice system. 

In the early days of the Red Hook Community Justice Center, the community’s deep distrust of law enforcement emerged as a key challenge for the Center’s work. Red Hook staff approached this challenge by inviting police officers into the court and showing them the data they had collected on the justice outcomes that residents were experiencing. They helped the officers understand that by not addressing the root causes of crime in the Red Hook community, they were delaying crime rather than stopping it (B. Taylor, personal communication, October 5, 2020).

Over time, the court’s relationship with law enforcement has improved. In 2016, the Justice Center launched its “Bridging the Gap” initiative, which creates a safe space for young people and police officers to get to know each other and discuss difficult topics that offer the chance to explore the other’s perspective (Red Hook Justice News 2016; Sara Matusek 2017).

Similarly, the proliferation of drug courts across the country was a response to high rates of recidivism among individuals with substance use disorders, which persisted in spite of tough-on-crime sentencing practices. During the so-called “war on drugs” in the mid-1980s, judges across the country gradually began to realise that handing down increasingly long sentences to people with substance use disorders was not working. 

One such person was the late Honourable Peggy Hora, a California Superior Court judge responsible for criminal arraignments. Like other judges repeatedly confronted with defendants grappling with substance use disorders in the 1980s and 90s, Judge Hora initially felt that incarceration was the only tool available to her. Not much research had been done on incarceration at the time, so its detrimental effects were not yet widely known (P. Hora, personal communication, October 16, 2020). 

Determined to understand why the defendants that came before her seemed to be willing to risk everything to access drugs – even their freedom and the right to see their children – Judge Hora took a class on chemical dependency. This experience brought her to the realisation that “everything they were doing was wrong.” She quickly built relationships with people at the National Institute on Drug Abuse and began engaging with drug treatment research at a national level (Ibid). 

Judge Hora eventually went on to establish and preside over the nation’s second drug court in Alameda County, California. After learning more about procedural justice and seeing evidence that early drug courts worked and saved money in the long run, she helped promote the model across the country and around the world (Ibid).

How and to what extent have problem-solving courts created a system for monitoring whether new, people-centered justice processes deliver these outcomes and allow people in the target population to move on?

Outcomes monitoring is an essential component of problem-solving justice. As Rachel Porter, Michael Rempel, and Adam Manksy of the Center for Court Innovation set out in their 2010 report on universal performance indicators for problem-solving courts:

It is perhaps their focus on the outcomes generated after a case has been disposed that most distinguishes problem-solving courts from conventional courts. Like all courts, problem-solving courts seek to uphold the due process rights of litigants and to operate efficiently, but their outcome orientation demands that they seek to address the underlying issues that precipitate justice involvement (Porter, Rempel and Mansky 2010, p. 1.).

Measuring and monitoring people-centred outcomes was also key to problem-solving courts’ early success. Because the problem-solving approach was so different from the status quo, showing evidence that it worked was necessary for building political and financial support. This meant clearly articulating the goals of problem-solving courts and finding ways to measure progress towards them (B. Taylor, personal communication, October 14, 2020).

In their report, What Makes a Court Problem-Solving? Porter, Rempel, and Mansky identify universal indicators for each of the three organising principles of problem-solving courts. They include: (under problem-solving) individualised justice and substantive education for court staff; (under collaboration) links with community-based agencies and court presence in community; and (under accountability) compliance reviews, early coordination of information, and court data systems (Porter, Rempel and Mansky 2010, p. 57).  Many of these problem-solving principles and practices can be (and are) applied and monitored in traditional courts. 

To ensure delivery of individualised justice for example, any court staff can engage the individuals appearing before it by making eye contact, addressing them clearly and directly, and asking if they have any questions about the charges or their mandate (Ibid). This kind of engagement can “radically change the experience of litigants, victims, and families” and “improve the chance of compliance and litigant perceptions of court fairness” (Ibid). Similarly, any court can prioritise and track its use of alternative sanctions – such as community service or drug treatment – and its efforts to link individuals to existing services in the community (Ibid).

The extent to which a particular (problem-solving or traditional) court monitors progress towards these people-centred outcomes depends on its ability to track compliance and behaviour change among participants. This can be achieved through regular compliance reviews, which provide “an ongoing opportunity for the court to communicate with [participants] and respond to their concerns and circumstances” (Ibid. p. 60-61). Investing in electronic data systems that track and coordinate information also makes it easier for a court to monitor its overall impact on case outcomes and improve the quality of its mandates (Ibid).

Successful outcomes monitoring also depends crucially on a court’s ability to develop strong relationships with researchers. Without this, early problem-solving courts like the Red Hook Community Justice Center would not have been able to, for example, quantify the impact of a 7-day jail stay in terms of budget, jail population, and bookings per month. Strong research partnerships also made it possible to compare successful and unsuccessful court participants, which was necessary to assess and improve the quality of the court’s services (B. Taylor, personal communication, October 14, 2020).

Outcomes monitoring at the Red Hook Community Justice Center was not without its challenges, however. Because most people who come before the court are charged with less serious crimes, their treatment mandates are relatively short. The short amount of time the Red Hook staff and service providers have to work with these participants means that outcomes related to individual progress are not likely to show a full picture of the court’s impact. The Red Hook Community Justice Center addressed this by also measuring outcomes related to the court’s impact on the community. What was the effect on social cohesion and stability when someone’s brother, father, or son was allowed to remain in the community instead of being incarcerated? (B. Taylor, personal communication, October 5, 2020).

Another challenge faced by community courts broadly is that traditional outcomes monitoring systems are not well-equipped to acknowledge the reality that everything is connected. Where does one draw the line between service providers and justice providers? If a restorative justice process facilitated under the supervision of the court fails to reconcile the parties in conflict but has a positive impact on the lives of the support people who participate, should it be considered a success or failure? 

A former Red Hook staff member involved in the court’s peacemaking initiative shared a story of a young, devout woman with a new boyfriend who mistreated her and who her children strongly disliked. When she tried to throw him out, the boyfriend would use her Christian values against her and convince her to let him stay. Eventually, he punched someone and was arrested on assault charges. His case was referred to a restorative justice circle for resolution. In the circle, the boyfriend was very aggressive and as a result, his case was sent back to court. The woman and her children asked if they could continue meeting in circle without him because they found it helpful (Ibid).

After a series of circle sessions together, the woman came to realise that her abusive boyfriend was using drugs and found the courage to kick him out. In his absence, the woman and her children were able to reconcile and reunite. The woman returned to school and her oldest son found a job. The criminal case that started the process was ultimately unresolved, but from a more holistic and common sense perspective the impact of the circles on the family was positive (Ibid). How should success be measured in this case? This is a challenge that community courts attempting to measure and monitor people-centred justice regularly face.

Evidence-Based Solutions

How and to what extent have problem-solving courts introduced interventions that are evidence-based and consistently deliver the justice outcomes that people in the target population look for.

Problem-solving courts have introduced a number of interventions that have proven to deliver people-centred outcomes for the communities they serve. Although different interventions work for different populations, direct engagement with participants and the delivery of individualised treatments are two key elements of the problem-solving orientation that all problem-solving courts share (Porter, Rempel and Mansky 2010, p. 29-30). 

As described in the previous section, direct engagement means that the judge speaks to participants directly and becomes actively engaged in producing positive change in their lives (Ibid. p. 30-31). This effort to ensure that participants feel heard, respected and experience the process as fair is supported by research on procedural justice. 

Individualised treatment means that the interventions delivered are tailored to the specific problems of each participant. This requires that the court offer “a continuum of treatment modalities and services to respond to the variety and degrees of need that participants present.” This service plan must be revisited by the court on a regular basis and adjusted depending on the participant’s reported progress (Ibid. p. 29-30).

Despite this shared approach to justice delivery, different problem-solving courts have identified different types of treatments and ways of monitoring whether they work that are unique to the populations they serve.

Community courts like the Red Hook Community Justice Center, for example, generally work with the residents in their neighbourhood to find out what is important to them rather than imposing a predetermined set of solutions. 

The Neighbourhood Justice Centre in Melbourne did this through a unique problem-solving process that took place outside of the courtroom and which participants could opt into voluntarily. In a confidential, facilitated discussion based on restorative and therapeutic justice principles, participants were given an opportunity to share their perspective on the problems they were facing and empowered to become collaborators in their own rehabilitation. Important takeaways from this process would be reported back to the court’s magistrate so he could help them move forward – for example by changing their methadone (1) dose or changing the number of treatments they received per week. The collaborative nature of the sessions helped ensure that the treatment plans mandated by the court were realistic for participants. Though the content of these sessions was unpredictable and varied, the co-design process remained constant (J. Jordens, personal communication, October 19, 2020; Halsey and Vel-Palumbo 2018).

With that said, certain interventions have proven to consistently improve outcomes for communities, victims, and individuals with justice system involvement when applied to low-level cases. These include: using (validated) screening and assessment tools (2); monitoring and enforcing court orders (3); using rewards and sanctions; promoting information technology (4); enhancing procedural justice (5); expanding sentencing options (to include community service and shorter interventions that incorporate individualised treatment); and engaging the community (6).

In 2009, the National Institute of Justice funded a comprehensive independent evaluation of the Red Hook Community Justice Center to assess whether it was achieving its goals to reduce crime and improve quality of life in the Red Hook neighbourhood through these interventions (Lee et al. 2013, p. 2.). The evaluation found that:

The Justice Center [had] been implemented largely in accordance with its program theory and project plan. The Justice Center secured the resources and staff needed to support its reliance on alternative sanctions, including an in-house clinic and arrangements for drug and other treatment services to be provided by local treatment providers...The Justice Center’s multi-jurisdictional nature, as well as many of its youth and community programs, evolved in direct response to concerns articulated in focus groups during the planning process, reflecting a stated intention to learn of and implement community priorities (Ibid. p. 4).

Using a variety of qualitative and quantitative research methods, the evaluation also concluded that Red Hook had successfully: changed sentencing practices in a way that minimised incarceration and motivated compliance; provided flexible and individualised drug treatment; sustainably reduced rates of misdemeanour recidivism among young people and adults; and reduced arrests in the community. 

In spite of the robust evidence supporting their approach, many community courts experience resistance to their efforts to help participants address underlying issues of substance use and mental disorders through treatment. As Brett Taylor, a Senior Advisor for Problem-Solving Justice and former defence attorney at the Red Hook explains:

Some critics of community courts say that [this] is not the job of courts and should be handled by other entities. In a perfect world, I would agree. However, in the reality of the world today, people with social service needs continue to end up in the courts. Court systems across the country have realised that if defendants with social service needs are not given treatment options, those defendants will be stuck in the revolving door of justice and continue to clog the court system....Although it may not comport with the vision of success that many defence attorneys had upon entering this work, I can tell you that nothing beats seeing a sober, healthy person approach you on the street and hearing, ‘Thank you for helping me get my life back on track’ (Taylor 2016, p. 25).

In contrast to the broad and community-based approach to treatment taken by community courts, drug courts focus specifically on providing drug treatment. In the words of Judge Peggy Hora, drug treatment is “painful and difficult.” Because of this, drug courts start with external changes as their goal, but ultimately aim for internal change. This means appropriately matching participants with evidence-based treatment and using neutral language that assists, supports, and encourages participants along the way. Because relapse is such a common feature of recovery, drug courts focus on keeping people in appropriate treatment as long as necessary for them to eventually graduate from the program (P. Hora, personal communication, October 16, 2020).

Drug court treatments have become increasingly evidence-based since the 1990s due to a growing movement toward performance measurement in the non-profit sector:

The emergence of drug courts as a reform of courts’ traditional practice of treating drug-addicted offenders in a strictly criminal fashion coincided with renewed interest in performance measurement for public organisations. The argument for measuring the performance of drug courts is compelling because they are a recent reform that must compete with existing priorities of the judicial system for a limited amount of resources. This makes it incumbent upon drug courts to demonstrate that the limited resources provided to them are used efficiently and that this expenditure of resources produces the desired outcomes in participants (Rubio et al. 2008, p. 1).

This movement was further strengthened by the development of a cutting edge performance measurement methodology known as the “balanced scorecard.” Created for the business sector, the balanced scorecard method aims to go beyond traditional measures of success and get a more balanced picture of performance by incorporating multiple perspectives. This method was adapted to create CourTools, a set of ten performance measures designed to evaluate a small set of key functions of trial courts (Ibid. p. 2). 

Because “the nature of addiction and the realities of substance use treatment require extended times to disposition for drug court participants,” many of the performance measures developed for conventional trial courts (such as reduced time to disposition) are not directly applicable to drug courts. However, the increased application of performance measurement to courts and the creation of CourTools in particular helped make way for the development of the first set of nationally recommended performance measures for Adult Drug Courts in 2004 (Ibid. p. 4).

Developed by a leading group of scholars and researchers brought together by the National Drug Court Institute (NDCI) and published for the first time in 2006, these included four key measures of drug court performance: retention; sobriety, in-program recidivism; and units of service (Ibid. p. 5).

Retention refers to the amount of time drug court participants remain in treatment. “Longer retention not only indicates success in treatment but also predicts future success in the form of lower post treatment drug use and re-offending”  (Ibid. p. 5). Sobriety – both during and after treatment –  is another important goal of drug courts. “As the participant proceeds through the program, a trend of decreasing frequency of failed [drug] tests should occur. Research has shown that increasing amounts of time between relapses is associated with continued reductions in [drug] use” (Rubio et al. 2008, p. 5). In-program recidivism is the rate at which drug court participants are re-arrested during the course of their participation. This is expected to be lowered through a combination of “judicial supervision, treatment, and rewards and sanctions” unique to drug courts (Ibid. p.5; US Government and Accountability Office, 2005). Finally, units of service refers to the dosages in which drug court treatment services – including, but not limited to substance use treatment – are delivered. These are usually measured in terms of days or sessions of service provided (Rubio et al. 2008, p. 5).

Since their development, these four measures of drug court performance have been actively promoted by leading technical assistance providers like the Center for Court Innovation (CCI) and the National Center for State Courts (NCSC) (Ibid. p. 6). They have since been adopted and adapted by a number of states across the US. The NCSC facilitates this process, but decisions about what specifically to measure are made by the advisory committee convened by the state-level agency responsible for drug courts (Ibid). Additional performance measures used by some states relate to, for example: accountability, social functioning, processing, interaction with other agencies, compliance with quality standards, and  juvenile drug court measures, family drug court measures, and domestic violence drug court measures (Ibid. p. 10).

In 2007, the NCSC surveyed statewide drug court coordinators from across the country about their use of state-level performance measurement systems (SPMS). Out of 45 states that completed the surveys, 58% were using a SPMS in their drug courts. Most of these were adult drug courts (Ibid. p. 14). Although the frequency with which these states reported performance measurement data varied from quarterly to annually, the majority did provide data to a central agency (Ibid. p. 15). 

The development and widespread use of SPMS have helped drug courts deliver treatments that are increasingly evidence-based in the sense of consistently delivering the outcomes that their participants need. However, the NCSC survey found that the state-level performance measures used were not entirely balanced in that they typically focused more on the effectiveness of drug courts than their efficiency, productivity, or procedural satisfaction (Ibid. p. 20). The NCSC therefore recommended that a more balanced, national and uniform set of drug court performance measures be developed to measure performance more holistically and facilitate comparisons of performance across states (Ibid. p. 18).

How and to what extent have problem-solving courts used outcome-based monitoring (discussed in the previous section) to continuously improve these interventions and replace interventions that have proven ineffective?

Because of their problem-solving orientation and focus on outcomes, problem-solving courts are by their nature adaptive and capable of developing new treatment modalities to meet different kinds of needs. As Brett Taylor, Senior Advisor for Problem-Solving at the Center for Court Innovation put it, “the problem-solving court environment creates a space in which there is more room for creativity. If you were to redesign the justice system now, there wouldn’t be only courts you could go to, there would be different justice mechanisms and modalities available to treat different levels of issues. Perhaps that is why new modalities develop within problem-solving courts” (B. Taylor, personal communication, October 19, 2020).

A clear example of this creative and outcomes-based approach to improvement was the way the problem-solving dialogue process developed at the Neighbourhood Justice Center (NJC) was adapted over time to meet changing demands in the community. As Jay Jordens, a Neighbourhood Justice Office at the NJC who introduced the process explains: “different problems would arise that would demand a re-design of the court’s approach” (J. Jordens, personal communication, October 19, 2020).

For example, the NJC began to notice that people responsible for family violence were participating in problem-solving dialogues without sharing this part of their history. In response, the NJC developed a tailored problem-solving process for people who were respondents to a family violence order in which this part of their past would be addressed from the start. The NJC also began facilitating support meetings for victims of family violence, including for example parents who were being mistreated by their children. The process was designed to solicit feedback about the new approach after victims had tried it. Eventually, it earned the support of the police in the community because it consistently delivered outcomes for a unique population (Ibid).

A second adaptation of the problem-solving process at the NJC was made when court staff noticed that many young people were opting out. Many of the court-involved young people in the Collingwood community were refugees from South Sudan who were experiencing the effects of intergenerational trauma. Realising that the process as it was originally imagined was too interrogative for this population, the NJC began holding circles with the young person, their mother, and one or two support workers. A facilitator would begin by asking humanising questions of everyone in the circle. Although the young person would often pass when it was their turn to speak, participating in the circle gave them an opportunity to listen, relax, and improve their relationships with the adults sitting in the circle with them. These problem-solving circles were designed to prioritise safety concerns and would often result in an agreement among the participants to get external support and/or attend family therapy.

Jay Jordens notes that such adaptations were possible in spite of, not because of, an operational framework of specialisation within the court that made collaboration a choice rather than an expectation among Centre staff. “We aren’t there yet where these processes are intuitive,” he explained, “we still need to actively facilitate them” (Ibid).

Because of their systematic approach to outcomes monitoring and performance measurement, drug courts have made a number of improvements to the treatment they provide as well. First and foremost, they have learned to avoid net widening: “the process of administrative or practical changes that result in a greater number of individuals being controlled by the criminal justice system” (Leone n.d.).

Specifically, drug courts have learned that putting the wrong people in the wrong places results in bad outcomes. An example of this is cherry picking the easiest cases for drug treatment: a common practice among drug courts in the early years of their development that later proved to be harmful. Evidence has shown that drug courts are most effective when they focus on treating high-risk, high-needs participants who are most likely to reoffend (P. Hora, personal communication, October 16, 2020). Cherry picking low-risk cases in order to inflate measures of success means putting them in more intensive treatment than they need and failing to appropriately match treatments with risk. Over time, this entraps people in the criminal justice system unnecessarily and reduces drug courts’ potential to meaningfully reduce crime (B. Taylor, personal communication, October 19, 2020).

Cherry picking low-risk cases for drug treatment has also resulted in racially biased outcomes. Because of the ways racial bias is embedded in the American criminal justice system, young white defendants have historically been more likely to be assessed as low-risk and eligible for specialised treatment than participants of colour. Participants of colour who were selected for drug court programming also tended to flunk out or leave voluntarily at higher rates than white participants.

In response to these trends, drug courts developed a toolkit on equity and inclusivity to examine the data and understand why this was happening. They introduced HEAT (Habilitation Empowerment Accountability Therapy), a new drug treatment modality geared towards young black men which was recently evaluated with very positive results. They have also worked harder generally to ensure that treatments are culturally appropriate for the different populations they serve.

Drug courts have also become more sophisticated at treating different kinds of drug addiction. The Matrix Model, for example, was developed to engage a particularly difficult population – stimulant (methamphetamine and cocaine) users – in treatment. Previously considered “untreatable” by many drug courts, stimulant users treated using the Matrix Model have shown statistically significant reductions in drug and alcohol use, risky sexual behaviors associated with HIV transmission, and improved psychological well-being in a number of studies (P. Hora, personal communication, October 16, 2020; National Institute of Drug Abuse 2020).

Drug court judges who once took a “blaming and shaming” approach have shifted towards a more people-centred one, as evidenced by changes in the language used to describe participants. In response to research in the medical sector demonstrating that people who are described as addicts receive lower quality care and fewer prescriptions, drug courts have increasingly replaced the term “addiction” with “substance use disorder” (P. Hora, personal communication, October 16, 2020).

In line with this shift, attitudes towards medically assisted drug treatment have also changed dramatically over the years. Whereas most drug courts previously did not allow the use of methadone in treatment, the field has now clearly adopted medically assisted treatment after finding that it was consistent with improved graduation rates, among other outcomes. Though not universally accepted, it is now considered a best practice supported by decades of research (Ibid).

On a more systematic level, a 2007 analysis of performance measurement data collected by the state of Wyoming provides an example of how drug courts have started to use this data to improve the quality of their treatments and overall impact. Based on results related to the key measures of drug court performance introduced in the previous section – retention, sobriety, in-program recidivism and units of service – the NCSC made a number of programmatic recommendations for drug courts across the state. First, they suggested that drug courts aim to support participants’ education and employment-related needs, as both attainment of a diploma and employment at admission to treatment were associated with increased graduation rates. They also recommended that additional resources be made available for young participants of colour, who were found to have higher rates of positive drug tests and recidivism than young white participants (Rubio et al. 2008, p. 17).

Innovations + Delivery Models

How and to what extent have problem-solving courts scaled their people-centered service delivery model to deliver justice outcomes for a larger population.

Many problem-solving courts across the US continue to start in the way the first problem-solving courts did: with judges deciding to do things differently. With that said, the proliferation of problem-solving courts across the country can be traced to three primary factors: science and research; technical assistance; and changes in legal education.

Research has helped bring problem-solving courts to scale by showing that the problem-solving approach to justice, if properly implemented, can be effective. Research on procedural justice and advancements in understanding of the science of addiction have been particularly important in this respect. Increased awareness of major studies in these areas have helped the field shift towards evidence-based working and helped legal professionals learn from past mistakes. More and more judges realise that relapse is part of recovery, and that mandated treatment within a drug court structure delivers positive outcomes for participants (B. Taylor, personal communication, October 19, 2020).

Once a number of problem-solving courts had been established around the country, technical assistance providers emerged to help them take a data-driven approach. This means working with communities to look at the numbers and identify the biggest crime problems they are struggling with and introducing a problem-solving court that is responsive to those issues. It also means using screening and needs assessment tools to make informed sentencing decisions and match participants to appropriate treatments. Technical assistance has helped problem-solving courts increase their impact and effectiveness and over time deliver outcomes for larger populations (Ibid).

As problem-solving courts like the Red Hook Community Justice Center have become better known, law students and young legal professionals have become more aware of and enthusiastic about problem-solving justice as an alternative to adversarial ways of working (Ibid). This represents a significant shift from the early days of problem-solving courts, when judges and lawyers alike were reluctant to embrace non-conventional conceptions of their roles as legal professionals. Prosecutors called problem-solving courts “hug-a-thug” programs. Defence attorneys resisted the idea of a court being a cure-all for their clients. Judges insisted that they “weren’t social workers” and shouldn’t be doing this kind of work (P. Hora, personal communication, October 16, 2020). Service providers were concerned too: they feared that involving the justice system in treatment would ruin their client relationships.

Over time, judges have come to see that their roles could expand without violating something sacrosanct about being a judge. In 2000, the Conference of Chief Justices and Conference of State Court Administrators adopted a resolution supporting the use of therapeutic justice principles. Since then, experience presiding over a drug court has come to be seen as a positive in judicial elections (Ibid).

Despite early concerns that problem-solving courts were “soft on crime,” prosecutors and defense attorneys have largely come on board as well. Research has demonstrated that when problem-solving courts acknowledge their gaps in knowledge and defer to service providers for clinical expertise, they can be successful in supporting treatment. As a result of advances in research, the emergence of problem-solving technical assistance, and important cultural shifts, drug and mental health courts are now widely recognised as appropriate and welcome additions to the field (Ibid). This acceptance has facilitated their spread nationally and as far as Australia and New Zealand.

Court numbers are not the only relevant measure for evaluating the extent to which problem-solving courts have successfully scaled, however. In addition to horizontal scaling of courts across the country, vertical integration of problem-solving principles and practices within particular jurisdictions is an important indicator of problem-solving courts’ spread and influence (J. Lang, personal communication, October 28, 2020).

As explained in the introduction, the principles and practices of problem-solving justice can be and are increasingly applied by traditional justice actors and in existing, non-specialised courts. Police departments across the country are learning that they can divert defendants to treatment from the get-go, without necessarily waiting for a case to be processed through the courts (Ibid). A prominent example of police-led diversion is LEAD (Law Enforcement Assisted Diversion) in Seattle, “a collaborative community safety effort that offers law enforcement a credible alternative to booking people into jail for criminal activity that stems from unmet behavioural needs or poverty” (Law Enforcement Assisted Diversion, n.d.). The Seattle LEAD model was externally evaluated and found to deliver a range of positive outcomes for individuals with justice system involvement and the community (LEAD National Support Bureau n.d.-a). The model has been replicated successfully and is now operating in over thirty-nine counties in the US (LEAD National Support Bureau n.d.-b).

Cases that do reach court are also increasingly diverted outside of it. Prosecutors and judges who are not operating within a problem-solving court can nevertheless apply problem-solving principles by linking defendants to services and making use of alternative sentences in lieu of jail time. This “problem-solving orientation” has allowed problem-solving justice to be applied in more instances and settings without necessarily setting up new problem-solving courts. One indication that problem-solving courts have already scaled “horizontally” in the US – and that this “vertical” scaling is the latest trend – is the fact that the US government’s drug courts funding solicitation in 2020 no longer includes a category for the creation of a new drug court (J. Lang, personal communication, October 28, 2020).

Evidence of this trend towards vertical scaling can be found as far away as Australia. As a specific alternative to horizontal replication, the Neighbourhood Justice Centre (NJC) has developed resources to support judges at the Melbourne Magistrates Court to adopt a problem-solving approach to their work. Over time, this court has become a “laboratory of experimentation” for problem-solving principles and practices as well as other complementary technologies (i.e. therapeutic or procedural justice approaches)  that need to be tested before broader roll-out. In a similar vein, New York City’s courts have carried the innovative principles and practices of community courts into centralised courthouses in Brooklyn and the Bronx rather than creating more Red Hooks (Ibid).

How and to what extent have problem-solving courts funded their service delivery model in a sustainable way?

Drug courts have been successful in obtaining large and sustainable streams of federal funding due to the strong research partnerships they developed from the start. Early data collection and evaluation persuaded funders that the problem-solving approach would deliver positive outcomes and save money by reducing incarceration costs. The fact that Florida Attorney General  Janet Reno – who set up the nation’s first drug court in 1989 – worked with Assistant Public Defender Hugh Rodham (7) in Miami Dade County also helped make drug courts a success and capture the attention of the federal government early on.

Importantly, federal funding for drug courts was often conditional upon their participation in rigorous evaluations. This demonstrated the effectiveness of the drug court model in a way that may not have been possible had the drug courts had to fund the research themselves, and justified their continued funding (P. Hora, personal communication, October 16, 2020). In recent years, states and counties have become a significant source of funding for drug courts as well  (J. Lang, personal communication, October 28, 2020).

Although the federal government has also helped fund other types of problem-solving courts, drug courts are by far the most sustainably funded. Only recently has the government made it possible for community courts to apply for direct funding, or indirect funding as subgrantees of the Center for Court Innovation. The long-term funding for many community courts is provided by local municipalities (Ibid). Funding community courts is a unique challenge because in addition to standard line items like project director and case worker salaries, they must find a way to cover less conventional expenses support for community volunteers and circle participants (often in the form of food, which the government is not willing to fund) (B. Taylor, personal communication, October 19, 2020).

Direct federal funding for other kinds of problem-solving courts is very limited. What funding has been made available to them has gone primarily towards research and the establishment of state-level coordinators and problem-solving court infrastructure. This has helped to increase awareness of the problem-solving principles and practices at the state level and encouraged their application in different areas (P. Hora, personal communication, October 16, 2020).

Private foundations have supported various aspects of problem-solving justice initiatives in certain parts of the country, but have not yet committed to doing so in a sustained way (J. Lang, personal communication, October 28, 2020).

To what extent have problem-solving courts leveraged the following sustainable financing strategies: public-private partnerships and smart (user) contributions?

Community courts in New York – including the Red Hook Community Justice Center and the Midtown Community Court – have benefitted from public-private partnerships to the extent that their planning and operations have been led by the Center for Court Innovation, a public-private partnership between the New York court system and an NGO. Over the years, these courts have also partnered with local “business improvement districts” to supervise community service mandates and offer employment opportunities to program graduates (Ibid).

Some treatment courts do also charge a nominal participant fee, which can range from $5-$20 per week (Wallace 2019). These user contributions can be used for grant matching, among other things. Charging people for their participation in problem-solving programming is generally not regarded as good practice, however (J. Lang, personal communication, October 28, 2020).

More broadly, problem-solving courts and community courts in particular can be said to be financially sustainable in that they often save taxpayer money (Wallace 2019). Although it takes time to realise the benefits of the upfront costs of creating and running a drug court for example, research has demonstrated that once established, the associated cost savings range from more than $4,000-$12,000 per participant (Office of National Drug Court Policy 2011). The Red Hook Community Justice Center alone was estimated to have saved local taxpayers $15 million per year (primarily) in victimisation costs that were avoided as a result of reduced recidivism (Halsey and de Vel-Palumbo 2018). The cost savings associated with problem-solving courts have helped them to continue to be competitive applicants for federal, state and local, and sometimes private grant funding over the years and in spite of changing political winds (Wallace 2019).

  • Enabling environment

How and to what extent have regulatory and financial systems created/enabled by the government supported problem-solving courts and made it possible for this service/activity to scale?

Most if not all states in the US have allowed drug courts to become part of state legislation, which makes possible their continued operation (P. Hora, personal communication, October 16, 2020).

How and to what extent have the outcomes-based, people-centered services delivered by problem-solving courts been allowed to become the default procedure?

Problem-solving courts have not been allowed to become the default procedure in that adversarial courts and procedures remain the standard way of responding to crime in the US. In the words of Judge Hora, “There is no question that the number of people served is growing, but this remains only a drop in the bucket. For every person served there are 6-7 who aren’t” (Ibid). However, the expanding presence of problem-solving courts has helped the justice sector shift away from the excessively punitive state sentencing laws and tough-on-crime rhetoric of the late 1980s towards a more restorative and evidence-based way of working (B. Taylor, personal communication, October 5, 2020).

Problem-solving courts have enabled cultural change by demonstrating to lawyers and judges that defendants do better when they are able to access treatment, while at the same time allowing these traditional legal players to act as intermediaries and retain a gatekeeping role. As discussed in previous sections, police, prosecutors, and judges alike have grown increasingly comfortable with diverting cases from the adversarial track to community-based treatment (Ibid).

It is a paradox that the US has developed and spread the problem-solving courts model as the country with the highest incarceration rates in the world. Former Senior Advisor of Training and Technical Assistance at the Center for Court Innovation, Julius Lang, speculates that this punitive backdrop is what has allowed alternatives to incarceration to flourish in the US and become so highly developed. At the same time, countries with lower baseline penalties that have set up problem-solving courts, such as Canada and Australia, have developed creative means of engaging defendants who need treatment since there is less of a threat of incarceration (J. Lang, personal communication, October 28, 2020).

How and to what extent have problem-solving courts stimulated (or benefitted from) investment into justice research and development?

Problem-solving courts have both stimulated and benefited from investment into justice research and development. As discussed in the previous sections, the success of problem-solving courts in the US can be attributed in large part to their strong research partnerships. 

From the start, “problem-solving courts always took responsibility for their own research and their own outcomes” (Ibid). Problem-solving justice initiatives run by the Center for Court Innovation, for example, always worked directly with researchers. This produced a huge amount of evaluation literature, which was important for securing the buy-in and funding necessary to continue operating (B. Taylor, personal communication, October 14, 2020). 

The fact that federal funding has incentivised high-quality evaluations has also gone a long way to build a foundation of evidence demonstrating drug courts’ effectiveness (P. Hora, personal communication, October 16, 2020).

Leadership + Pathways

How and to what extent have justice sector leaders’ skills and collaborations enabled/hindered problem-solving courts to increase access to justice by delivering the outcomes people need at scale.

Strong leadership has been essential to problem-solving courts’ ability to deliver the treatment outcomes people need at scale. Without the leadership of visionary judges and other leaders aiming to do things differently, they would never have come into existence in the first place. 

Because of the tendency to maintain the status quo, individual problem-solving courts also rarely get off the ground without a strong champion. The reason for this can be traced to problem-solving principles and practices themselves: the goal is not to force people to change, but to make them change because they want to. In the same way, effective leaders can persuade system actors that problem-solving justice is the way to achieve common goals (B. Taylor, personal communication, October 14, 2020).

Community courts in particular require strong leadership. This can sometimes pose problems for the courts’ long-term stability. For example, a community court in North Liverpool was championed by prominent national politicians. Their leadership was important for the court’s establishment and initial funding, but changes in national leadership and the lack of local support were major factors in the court’s ultimate closure (J. Lang, personal communication, October 28, 2020).

As mentioned above, community courts may struggle when their early champions move on. To avoid this and prepare for the eventual departure of the personalities who are driving change, it is important to put the courts’ internal ways of working into writing. As previously discussed, it is also necessary to obtain evidence that the court’s approach works, as this is a more important driver of funding than good leadership in the long-run (B. Taylor, personal communication, October 5, 2020).

Mid-level leadership within problem-solving courts also matters. Since staff are often employed and supervised by various partner agencies – rather than the director of the project as a whole – it is particularly important that they be selected with care, trained in the project’s mission, policies and practices, and incentivised to work as part of a single team (J. Jordens, personal communication, October 19, 2020).

How and to what extent have problem-solving courts contributed to/benefited from new high-level strategies or pathways towards people-centred justice in the US?

High-level strategies at the state level and in the form of technical assistance have benefitted problem-solving courts significantly by facilitating their replication. This is particularly true of drug courts, for which state-wide coordination mechanisms were set up at an early stage.

Recognising that substance use disorder was a major problem, and persuaded by the same research as federal legislators, state officials began to set up mechanisms that would allow them to receive federal drug court funding. This also allowed them to strategise about which counties would most benefit from drug courts (or other problem-solving courts), and which standards to impose. 

Together, state-wide coordination mechanisms created an infrastructure for the improvement and replication of drug courts nationwide, and made it easier to apply problem-solving practices and principles in new settings. Whereas trainings on brain science and what’s working in treatment used to be reserved for drug court judges, there are now few states that do not include them in judicial training for all new judges. The same can be said for trainings for prosecutors, defence attorneys, and service providers (P. Hora, personal communication, October 16, 2020).

The emergence of technical assistance providers specialising in problem-solving justice such as the Center for Court Innovation, Justice System Partners, the National Center for State Courts, and the Justice Management Institute have also helped problem-solving courts to coordinate and replicate in strategic ways. By developing listservs and organising conferences, these organisations have enabled people in various problem-solving courts to support each other across state and international lines. Over time, these efforts have created shared principles and legitimacy around the movement for problem-solving justice (J. Lang, personal communication, October 28, 2020).

To what extent have problem-solving courts contributed to/played a role in a broader paradigm shift towards people-centered justice?

As mentioned in the introduction, a fifth key feature of the problem-solving orientation is system change. By educating justice system stakeholders about the nature of behavioural problems that often underlie crime and aiming to reach the maximum number of cases within a given jurisdiction, problem-solving courts seek to make broader impact within the justice system and community (Porter, Rempel and Mansky 2010, p. 32-33).

Since the first drug court was set up in 1989, legal professionals have become increasingly aware that many people with social problems end up in the justice system: a system that was never intended to address those problems. Problem-solving courts have contributed to a broader paradigm shift towards people-centred justice to the extent that they have helped these professionals:

  • Acknowledge this issue;
  • Recognise that lawyers are not equipped to deal with this issue (American law schools do not prepare them to);
  • Connect with service providers in the community;
  • Leverage the coercive power of the justice system in a positive way;
  • Encourage success in treatment programs using procedural justice.

By taking a collaborative approach to decision-making, delivering individualised justice for each participant while at the same time holding them accountable, educating staff, engaging the broader community, and working to produce better outcomes for people, problem-solving courts have demonstrated what people-centred criminal justice can look like in the US and around the world.

View additional information

(1) Methadone is a synthetic opioid used to treat opioid dependence. Taking a daily dose of methadone in the form of a liquid or pill helps to reduce the cravings and withdrawal symptoms of opioid dependent individuals.

(2) “A screening tool is a set of questions designed to evaluate an offender’s risks and needs fairly quickly…An assessment tool is a more thorough set of questions administered before an offender is matched to a particular course of treatment or service.” Taylor 2016, p. 7.

(3) “The main monitoring tool community courts use is compliance hearings, in which participants are periodically required to return to court to provide updates on their compliance.” Taylor, 2016, p. 9.

(4) “Community courts have promoted the use of technology to improve decision-making. Technology planners created a special information system for the Midtown Community Court to make it easy for the judge and court staff to track defendants…Information that’s reliable, relevant, and up-to-date is essential for judges to make the wisest decisions they can.” Taylor 2016, p. 12-13.

(5) In community courts, “judges often speak directly to the offender, asking questions, offering advice, issuing reprimands, and doling out encouragement. This reflects an approach known as procedural justice…Its key components, according to Yale Professor Tom Tyler, are voice, respect, trust/neutrality, and understanding.” Taylor 2016, p. 15.

(6) “Community courts emphasize working collaboratively with the community, arguing that the justice system is stronger, fairer, and more effective when the community is invested in what happens inside the courthouse.” Taylor 2016, p. 22.

(7) Hugh Rodham was the brother of Hillary Clinton, who would become the First Lady a few years later.

View References

Amanda Cissner and Michael Rempel. (2005).  The State of Drug Court Research: Moving Beyond ‘Do They Work?’ , Center for Court Innovation.

Brett Taylor. (2016). Lessons from Community Courts: Strategies on Criminal Justice Reform from a Defense Attorney . Center for Court Innovation, p. 3.

Cheryl Wright, (n.d.). Tackling Problem-Solving Issues Across the Country . National Center for State Courts (NCSC).

Cynthia Lee, Fred Cheesman, David Rottman, Rachael Swaner, Suvi Lambson, Michael Rempel and Ric Curtis. (2013). A Community Court Grows in Brooklyn: A Comprehensive Evaluation of the Red Hook Community Justice Center . National Center for State Courts, Center for Court Innovation, p.1.

David Wallace. (2019). Treatment Court: Is Yours Sustainable? (Part Four) . Justice Speakers Institute.

David Wallace. (2019). Treatment Court: Is Yours Sustainable? (Part One) . Justice Speakers Institute.  

Dawn Marie Rubio, Fred Cheesman and William Federspiel. (2008). Performance Measurement of Drug Courts: The State of the Art . National Center for State Courts, Volume 6, p. 1.

George Mair and Matthew Millings. (2011). Doing Justice Locally: The North Liverpool Community Justice Centre . Centre for Crime and Justice Studies.

Halsey and de Vel-Palumbo. (2018). Courts As Empathetic Spaces: Reflections on the Melbourne Neighbourhood Justice Centre . Griffith Law Review, 27(4).

Interview with Brett Taylor, Senior Advisor for Problem-Solving Justice, Center for Court Innovation, October 5, 2020.

Interview with Brett Taylor, Senior Advisor for Problem-Solving Justice, Center for Court Innovation, October 14, 2020.

Interview with Brett Taylor, Senior Advisor for Problem-Solving Justice, Center for Court Innovation, October 16, 2020.

Interview with Brett Taylor, Senior Advisor for Problem-Solving Justice, Center for Court Innovation, October 19, 2020.

Interview with Jay Jordens, Education Program Manager – Therapeutic Justice, Judicial College of Victoria, October 19, 2020.

Interview with Judge Peggy Hora, President, Justice Speakers Institute, October 16, 2020.

Interview with Julius Lang, Senior Advisor, Training and Technical Assistance, Center for Court Innovation, October 28, 2020.

Law Enforcement Assisted Diversion (LEAD) , King County.

LEAD National Support Bureau, (n.d.). Evaluations . 

LEAD National Support Bureau. (n.d.). LEAD: Advancing Criminal Justice Reform in 2020 .

Mark Halsey and Melissa de Vel-Palumbo. (2018). Courts As Empathetic Spaces: Reflections on the Melbourne Neighbourhood Justice Centre . Griffith Law Review 27 (4). 

Matthew Leone, Net widening , Encyclopaedia of Crime and Punishment, SAGE Reference.

National Institute of Drug Abuse (2020). The Matrix Model (Stimulants) , Principles of Drug Addiction Treatment: A Research-Based Guide

Office of National Drug Court Policy. (2011). Drug Courts: A Smart Approach to Criminal Justice .

Rachel Porter, Michael Rempel and Adam Mansky. (2010). What Makes a Court Problem-Solving? Universal Performance Indicators for Problem-Solving Justice . Center for Court Innovation, p. 1

Red Hook Justice News. (2016).  Bridging the Gap: Youth, Community and Police . 

Sarah Matusek. (2017). Justice Center celebrates Bridging the Gap birthday . The Red Hook Star Revue. 

Sarah Murray and Harry Blagg. (2018). Reconceptualising Community Justice Centre Evaluations – Lessons from the North Liverpool Experience . Griffith Law Review 27 (2).

Suzanne Strong and Tracey Kyckelhahn. (2016).  Census of Problem-Solving Courts, 2012 . Bureau of Justice Statistics.

US Government and Accountability Office, 2005.

Table of Contents

  • Case Studies:
  • Casas De Justicia Colombia
  • Local Council Courts in Uganda
  • LegalZoom in the US
  • The Justice Dialogue
  • Methodology

what is legal problem solving

The Justice Dashboard is powered by HiiL. We deliver user-friendly justice. For information about our work, please visit www.hiil.org

The Hague Institute for Innovation of Law Tel: +31 70 762 0700 E-mail: [email protected]

  • Solving & preventing
  • Justice services
  • Data by country

Privacy Overview

U.S. flag

An official website of the United States government, Department of Justice.

Here's how you know

Official websites use .gov A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS A lock ( Lock A locked padlock ) or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Problem-Solving Courts: Fighting Crime by Treating the Offender

National Institute of Justice Journal

Courts designed to stop crime by treating substance use disorders and other serious problems underlying criminal conduct are known as problem-solving courts (PSCs). Implicit in that designation is broad recognition among justice stakeholders that traditional criminal courts, rooted in adversarial prosecution and punishment, were not working for certain classes of those who commit crimes, their victims, or society at large.

What began as a creative justice-delivery alternative, born of necessity in the late 1980s and 1990s when the crack cocaine epidemic [1] was overwhelming court dockets and filling prisons with unreformed drug offenders, is now a fixture of the American criminal justice system. Adult treatment drug courts alone account for over 1,600 of the more than 3,100 PSCs in the United States. Initially isolated, specialized dockets for managing high volumes of drug cases, drug courts today represent a national movement fortified by extensive research on what works and an active, collaborative practitioner community.

For NIJ, working to define, refine, and assist PSCs has been a research priority for a quarter of a century, since it sponsored an evaluation of the nation’s inaugural PSC, the Miami-Dade County Felony Drug Court, in 1993. What began as a narcotics docket evolved, with the aid of NIJ research, into a proliferation of drug-court program ideas emanating from courts and researchers. Comparative scientific research identified the best of those ideas, leading to PSC models, said Linda Truitt, the NIJ senior social scientist who coordinates the Institute’s drugs and crime research portfolio. 

Now new urgency is infusing the drug court movement, as the nationwide opioid crisis exacts an unprecedented toll and the rates of drug overdose deaths increase for all age groups. [2] A presidential commission in November 2017 called for a comprehensive federal assault on opioids, with millions of dollars in new funding committed to enhancing the drug treatment and rehabilitative services of adult drug courts and other PSCs. [3] The commission also called on all 93 federal judicial jurisdictions to establish federal drug courts, noting that as of 2015 only 27 federal district courts were operating as drug courts.

Read the related article “Identifying New Illicit Drugs and Sounding the Alarm in Real Time”

At the opioid commission’s urging, new federal dollars are also flowing to veterans treatment courts, a prominent PSC category on a steep growth trajectory over the past decade. The Department of Veterans Affairs reports that more than 550 court dockets are now dedicated to former and active-duty service members who are facing criminal charges, some of whom have life-threatening substance use disorders. [4]

The PSC model, like research on the courts’ development and impact, is dynamic at its core. The model, while theoretically grounded, must be sufficiently flexible to accommodate varying needs across jurisdictions as well as shifts in populations, drug use, resources, and other factors. Thus, a fundamental duality has characterized the evolution of the nation’s drug courts, said Truitt. Communities balance grassroots development of drug courts tailored to a unique set of local needs against a commitment to a known and sustainable program model.

“These two dynamics are not at odds in successful problem-solving courts where monitoring and assessment are routine,” Truitt said. Over time and across jurisdictions, a general set of practices evolves, creating a new program model. NIJ is charged with objectively examining new models, strengthening their components through applied research, and working with other federal agencies and research partners to develop and recommend best practices. [5]

Research amassed and analyzed through NIJ research grants and other sources suggests that drug courts are generally beneficial in terms of reducing recidivism and drug relapse. As NIJ’s quasi-experimental Multisite Adult Drug Court Evaluation (MADCE) concluded, “Drug courts produce significant reductions in drug relapse … [and] criminal behavior.” [6]

Research has also established, however, that the ultimate question — the extent to which any given drug court is beneficial on balance — has a complex answer that depends on a number of factors, including that court’s targeted offender population; the quality, type, and cost of treatment; and cost-benefit measures that take into account multiple categories of spending and savings that inform success or failure.

A priority for agencies that fund and assist drug courts is ongoing evaluation of the courts’ cost-efficiency. Agencies look at this cost-efficiency in terms of outcomes for addicted persons, benefits for the criminal justice system, return on tax dollars expended, and preservation of fundamental justice values — such as defendants' due process rights — in nontraditional court settings where the degree of discretion accorded to judges is exceptional. Federally supported training of court staff, in turn, focuses largely on ensuring that court standards and practices reflect the latest and best research in the field. Carolyn Hardin, chief of research and training for the National Association of Drug Court Professionals (NADCP), a leading provider of PSC training, said NADCP court trainers work continually to turn knowledge into practice. “Research has identified which elements of drug courts produce the best results,” she said. “Our priority is to train drug courts and other treatment courts on following research-based best practices to improve outcomes like recidivism and save money. We call that ‘fidelity to the model.’”

Genesis of the PSC Philosophy

At its inception, the PSC concept was as simple as it was revolutionary. Problem-solving courts incorporated philosophical elements of community-focused policing, emphasizing treatment over punishment. As New York’s Center for Court Innovation, a leader in PSC development, has noted:

Problem-solving justice traces its roots to community and problem-oriented policing, which encourages officers to identify patterns of crime, address the underlying conditions that fuel crime, and actively engage the community. Today, thousands of problem-solving courts are testing new approaches to difficult cases where social, human, and legal problems intersect. [7]

An inclusive approach, summoning all stakeholders to the table and engaging all of them in the outcomes, has been central to PSC effectiveness. An Office of Justice Programs brochure on drug courts identified elements of a typical drug court team: [8]

Although drug courts vary in target populations and resources, programs are generally managed by a multidisciplinary team including judges, prosecutors, defense attorneys, community corrections, social workers, and treatment service professionals.

Cautionary notes were sounded by NIJ, however, soon after the First National Drug Court Conference in December 1993, where a multitude of divergent early PSC approaches surfaced, suggesting a need for universal norms. An NIJ paper stated, in reference to that conference: [9]

The character of innovation and collaboration between justice and treatment systems was revealed to be broader and deeper than perhaps the simple outline of the original drug court model would have suggested. The diversity and variation in approaches also underscored the critical need for defining the boundaries of what a drug court is and what a drug court is not — in other words, for defining some parameters and basic standards for drug courts.

To rein in the early proliferation of drug court approaches, participants at the first drug court conference adopted a list of 10 elements vital to the success of a drug court. [10] That early objective-setting exercise foreshadowed the 10 key components of drug courts, issued by the federal Drug Courts Program Office in 1997. [11] The key components would serve as parameters for drug court practices, models, and evaluation.

In 1994, Congress broadly committed federal money to expanding state and local drug courts through the Violent Crime Control and Law Enforcement Act. The statute made development of PSC operating norms imperative. The July 1995 “National Institute of Justice Update” from then-NIJ Director Jeremy Travis favorably observed, “The need to establish appropriate drug court standards is particularly important to help ensure that Federal funds are spent on implementing a clearly defined concept.”

Best Practices and Models Emerge

Today’s drug courts are guided by best-practice research substantially driven by NIJ, which managed two seminal adult drug court studies:

  • A quasi-experimental, longitudinal examination of an adult drug court in Multnomah County (Portland, Oregon), resulting in the 2007 report The Impact of a Mature Drug Court Over 10 Years of Operation: Recidivism and Costs (Multnomah Study).
  • The Multi-Site Adult Drug Court Evaluation (MADCE), a quasi-experimental evaluation of individuals on probation in 23 adult drug courts and six comparison jurisdictions in eight states.

The Multnomah Study broke ground by establishing that, over a period of at least five years per defendant, drug courts were more economical than traditional criminal court processes. The study looked at 6,500 drug court cases and 4,600 cases processed outside the drug court model, finding that the cost per person in drug courts was $1,392 less than the cost per person through the conventional route. [12] Factors contributing to that economy included saved prison days.

It should be noted that, as quasi-experimental research designs, both the Multnomah Study and MADCE faced inherent limitations on the strength of their findings. Unlike a randomized controlled trial (RCT) — which measures and compares experimental effects on randomly selected treatment groups and control groups in order to precisely gauge an experimental treatment’s impact — quasi-experimental designs typically lack the benefit of random selection of subjects, introducing a risk of biased results, a phenomenon known as selection bias.

For a retrospective study such as Multnomah (looking back 10 years), however, an RCT is not feasible. The investigators in the wide-scope MADCE study noted that their quasi-experimental design offered advantages in that instance, including more generalizable results from multiple sites across the country, and the fact that the large pooled sample and data collection allowed them “to open the ‘black box’ of effective drug court practices far beyond most prior studies.” [13] Moreover, equivalent interview and records information obtained for drug court and the comparison group of individuals on probation were used to match research subjects for statistical controls on individual, court, and jurisdiction factors. 

Where RCTs are feasible and a better fit, however, they offer clear advantages over quasi-experimental studies at risk of selection bias.

“Before we can judge a drug court program to be effective, we first must understand the importance of selection,” explained NIJ Director David B. Muhlhausen. “It can be astoundingly difficult to distinguish between what is working and what is not, and nowhere is this predicament truer than when the criminal justice system tries to change human behavior.”

For example, individuals volunteering entry into a drug court program may be more motivated than individuals not seeking the benefits of the program, Muhlhausen said. In other cases, judges may carefully select defendants for drug court participation based on characteristics that they believe will most likely yield beneficial results, he said.

“Such motivational factors and other similar factors are often invisible to those assessing effectiveness,” said Muhlhausen. “Failure to account for these factors can produce a spurious association between drug court participation and recidivism and substance abuse outcomes.”

Muhlhausen added that the limited number of RCTs that did not suffer from high attrition fail to offer clear evidence that drug courts reduce recidivism. He underscored the need to use RCTs to rigorously evaluate drug court programs in the United States to gauge their effectiveness.

MADCE gathered data from 1,157 drug court participants and 627 comparison group of individuals on probation in 29 U.S. jurisdictions over five years, with a final report issued in 2011. MADCE researchers [14] found that drug court participants reported less drug use than comparable individuals convicted of an offense (56% vs. 76%) and were less likely to test positive for drug use (29% vs. 46%). Participants reported less criminal activity after entering drug court (40% vs. 53%), with fewer rearrests (52% vs. 62%) than comparable persons. Moreover, although treatment investment costs were higher for drug court participants, they experienced less recidivism than comparable individuals, and drug courts saved an average of $5,680 to $6,208 per person overall. [15]

In sum, savings associated with avoided victim costs and criminal justice system costs were greater with drug courts than conventional criminal dockets due to fewer crimes, rearrests, and incarcerations (see exhibit 1).

*Difference is statistically significant ( p <0.01).

Source: John Roman, “Cost-Benefit Analysis of Criminal Justice Reforms,” NIJ Journal 272, September 2013, 36.

MADCE data revealed certain limits of drug court effectiveness, pointing to a better return on investment for more serious offenders with drug disorders, as well as the importance of performing appropriate cost-benefit analyses in continuing assessments of drug courts. A MADCE researcher, writing on drug court impact as measured by a detailed bottom-up, cost-benefit analysis method, concluded: [16]

Drug courts prevent many petty crimes and a few serious crimes. In fact, the CBA [cost-benefit analysis] results showed that those few serious crimes drive much of the drug court effect; if we remove those outliers, the benefits of drug courts barely exceed the cost. This finding suggests that although drug courts may reduce recidivism among many types of offenders, drug courts that target serious criminal offenders with a high need for substance abuse treatment will produce the most effective interventions and a maximum return on investment.

Today, the critical MADCE insight that drug courts are better off targeting certain types of individuals committing crime is a point of emphasis for federally contracted drug court trainers and a best practice for drug courts generally. Hardin of the NADCP said:

Fifteen to twenty years ago we knew drug courts should serve offenders with substance use disorders, and we trained courts on identifying and serving this population. Well, now the research is very clear. Drug courts are most effective when serving high-risk, high-need offenders. Today, we train jurisdictions on what that means. We say, "Okay, if you’re going to be doing drug court, your target population has to be based on the research. This means offenders who are assessed to be both at high risk of reoffending and in high need of services. So what does that look like in your community?"

The steady refinement of a drug court model anchored in research-based principles can only take drug courts as far as local policy and resource choices permit, NIJ’s Truitt cautioned. Thus, while the model is informed by research establishing what drug courts do best — targeting high-risk, high-need, drug-using individuals committing crimes to efficiently curb recidivism and relapse — not all drug courts do so.

“If the target population is relatively high in risk and need,” Truitt said, “then the program should yield differences in relapse, recidivism, and other outcomes that translate into lower criminal justice costs and other public costs. That return on investment will not be achieved unless the program is fully implemented, the most burdensome population is targeted, and local resources are compatible with targeted offender risk, need, and responsivity considerations.”

In 2012, key information from NIJ-supported research was gathered and translated into practice terms under a joint Adult Drug Court Research to Practice Initiative (R2P) with the Bureau of Justice Assistance (BJA). The R2P program — a collaboration of those Department of Justice branches working with research and practice experts — identified seven program design features for adult drug courts: [17]

  • Screening and assessment: Legal and behavior screening, and assessment of risk, needs, and responsivity.
  • Target population: The specific offender subgroup(s) the program is designed to serve.
  • Procedural and distributive justice: Fair process and equitable outcomes, and the perception of them, through graduated sanctions and incentives, full information regarding compliance, and meaningful responses to participants.
  • Judicial interaction: Decisions based on frequent and respectful interactions with defendants and a clear understanding of program resources.
  • Monitoring: Community-based surveillance and supervision to manage compliance, including drug testing.
  • Treatment and other services: Alcohol and other drug treatment in addition to employment and other rehabilitative services.
  • Relapse prevention, aftercare, and community integration: Identifying triggers and supports to prevent relapse.

Since the inception of drug courts, the literature in the field has stressed the importance of continual monitoring (by court management) and evaluation (by objective outside entities). [18] The perceived need for vigilance reflects the importance of both keeping a close watch on public spending and striking an appropriate balance between defendants’ legal rights and drug court judges’ discretionary authority.

See “Due Process and the Role of Judges”

A Research Road Map for Veterans Treatment Courts

As part of the federal response to the nation’s opioid emergency, funding in the treatment court field has surged. The president’s fiscal year 2018 opioid budget provided $75 million for adult treatment drug courts, up from $43 million in FY 2017, and $20 million for veterans treatment courts, up from $7 million in 2017. Both are funded under the Adult Drug Court Discretionary Grant Program. A primary conduit of federal financial support for various types of problem-solving courts is BJA, which in turn funds many of NIJ’s PSC research projects.

Like drug court practitioners who were empowered by the findings of the drug court multisite study a few years ago, veterans treatment court professionals await research now in development that is designed to illuminate best practices in that venue. The first phase is NIJ’s Multisite Evaluation of Veterans Treatment Courts, which gathers information about process and participant outcomes from eight veterans courts. The study is funded by BJA and coordinated with the Department of Veterans Affairs and the Substance Abuse and Mental Health Services Administration of the Department of Health and Human Services.

Sean Clark, the national coordinator of the Veterans Justice Outreach program at the Department of Veterans Affairs, regards the NIJ evaluation as a vital step for defining the future of veterans treatment courts. Currently, he said, veterans court trainers are “extrapolating from what works in [adult] treatment courts that are not veteran-specific. Building that body of research and that knowledge base about veterans treatment courts in particular is the key first step to be able to say, ‘This is what needs to happen next.’”

According to Truitt, who manages the project, the study’s assessment of implementation and intermediate outcomes of diverse veterans treatment courts explores target populations and key issues (e.g., violent offending and mental and physical health), adherence to problem-solving principles, and service access and delivery. Looking ahead, NIJ is developing plans for an impact and cost evaluation of veterans treatment courts using RCTs and other rigorous research designs, she said. That next phase of research will examine unique program elements, such as veteran peer-to-peer mentoring and use of remote technologies to leverage treatment and supervision.

Clark at the Department of Veterans Affairs said one critical research need the veterans multisite study is expected to address is for screening tools to better identify those veterans who would benefit most from placement in a veterans treatment court.

Problem-solving courts have evolved from a novel outlier to a ubiquitous feature of the American justice landscape, with more than 3,000 drug courts and other PSCs nationwide.

“Moving forward, more scientifically rigorous RCTs are needed to confirm whether drugs courts are, in fact, as effective as the quasi-experimental evaluations indicate,” cautions NIJ’s Muhlhausen.

NIJ research will continue to objectively examine new models, strengthen new components by applying research-based principles, and collaborate with federal and other research partners on recommendations for practice.

About This Article

This article was published as part of NIJ Journal issue number 281 , released October 2019.

[note 1] “The Treatment Court Movement,” National Association of Drug Court Professionals; and Lauren Kirschner, “Remembering the Drug Court Revolution,” Pacific Standard, April 24, 2014.

[note 2] Centers for Disease Control and Prevention, Drug Overdose Deaths in the United States, 1999–2017 , National Center for Health Statistics Data Brief 329, November 2018.

[note 3] The President’s Commission on Combating Drug Addiction and the Opioid Crisis , Final report, November 2017, 16.

[note 4] Barbara Goldberg, “Opioid abuse crisis takes heavy toll on U.S. Veterans,” Reuters, November 10, 2017.

[note 5] Other PSC categories that have benefited from NIJ research are mental health courts, adult reentry courts, and tribal courts.

[note 6] Shelli B. Rossman, John K. Roman, Janine M. Zweig, Michael Rempel, and Christine H. Lindquist, “ The Multi-Site Adult Drug Court Evaluation: Executive Summary ,” Final report to NIJ, December 2011, 5, award number 2003-DC-BX-1001, NCJ 237108.

[note 7] “Problem-Solving Justice,” Center for Court Innovation.

[note 8] U.S. Department of Justice, Office of Justice Programs (NIJ, BJA, OJJDP), “ Drug Courts ,” May 2018.

[note 9] “ Justice and Treatment Innovation: The Drug Court Movement. A Working Paper of the First National Drug Court Conference, December 1993 ,” Final report to NIJ, award number OJP-94-076M, October 1994, 36, NCJ 149260.

[note 10] Bureau of Justice Assistance and National Association of Drug Court Professionals, Defining Drug Courts: The Key Components , Drug Courts Resource Series, 1997 (reprinted 2004), NCJ 205621. The key components are (1) Drug courts integrate alcohol and other drug treatment services with justice system case processing; (2) Using a nonadversarial approach, prosecution and defense counsel promote public safety while protecting participants’ due process rights; (3) Eligible participants are identified early and promptly placed in the drug court program; (4) Drug courts provide access to a continuum of alcohol, drug, and other related treatment and rehabilitation services; (5) Abstinence is monitored by frequent alcohol and other drug testing; (6) A coordinated strategy governs drug court responses to participants’ compliance; (7) Ongoing judicial interaction with each drug court participant is essential; (8) Monitoring and evaluation measure the achievement of program goals and gauge effectiveness; (9) Continuing interdisciplinary education promotes effective drug court planning, implementation, and operations; (10) Forging partnerships among drug courts, public agencies, and community-based organizations generates local support and enhances drug court program effectiveness.

[note 11] Rachel Porter, Michael Rempel, and Adam Mansky, What Makes a Court Problem-Solving? Universal Performance Indicators for Problem-Solving Courts, submitted to the State Justice Institute (New York: Center for Court Innovation, February 2010), 9.

[note 12] Michael W. Finnegan, Shannon Carey, and Anton Cox, “ Impact of a Mature Drug Court Over 10 Years: Recidivism and Costs, ” Executive Summary, Final report to U.S. Department of Justice, award number 2005M073, IV, July 2007, NCJ 219225.

[note 13] Rossman, Roman, Zweig, Rempel, and Lindquist, “ The Multi-Site Adult Drug Court Evaluation: Executive Summary .”

[note 14] Research for the Multi-Site Adult Drug Court Evaluation was performed by the Urban Institute, the Center for Court Innovation, and the Research Triangle Institute.

[note 15] Rossman, Roman, Zweig, Rempel, and Lindquist, “ The Multi-Site Adult Drug Court Evaluation: Executive Summary .”

[note 16] John Roman, “ Cost-Benefit Analysis of Criminal Justice Reforms ,” NIJ Journal 272, September 2013, 36.

[note 17] Bureau of Justice Assistance and National Institute of Justice, “ Seven Program Design Features: Adult Drug Court Principles, Research, and Practice ,” Research to Practice fact sheet, January 2012, NCJ 248701.

[note 18] American University, “Challenges and Solutions to Implementing Problem-Solving Courts from the Traditional Court Management Perspective,” Bureau of Justice Assistance National Training and Technical Assistance Project, June 2008, 8, award number 2005-DD-BX-K053.

About the author

Paul A. Haskins is a social science writer and contractor with Leidos.

Cite this Article

Read more about:, related publications.

  • NIJ Journal Issue No. 281

what is legal problem solving

  • The Open University
  • Guest user / Sign out
  • Study with The Open University

My OpenLearn Profile

Personalise your OpenLearn profile, save your favourite content and get recognition for your learning

About this free course

Become an ou student, download this course, share this free course.

Legal skills and debates in Scotland

Start this free course now. Just create an account and sign in. Enrol and complete the course for a free statement of participation or digital badge if available.

2.1  Problem-solving

Being able to solve problems is an important skill. Problem-style questions require learners to identify and explain the correct legal principles and to use their reasoning skills to apply the law to facts of the problem-style question. That is a skill that needs to be practised and Activities 2 and 3 provide an opportunity to do this.

Problem-style questions invariably present a hypothetical set of facts and involve one or more legal issues and are often based on existing case law. When approaching a problem-style question you should:

  • read the question carefully
  • read the law carefully
  • analyse the facts you have been given
  • apply the law to the facts you have been given
  • organise your answer carefully.

Problem-solving is important in law as one of the ways in which law is used is to resolve problems. Activity 2 asks you to read the law: Article 6 of the European Convention on Human Rights (ECHR). Activity 3 then asks you to apply that knowledge to reach a conclusion.

Box 1 Article 6 ECHR

Right to a fair trial

  • In the determination of his civil rights and obligations or of any criminal charge against him, everyone is entitled to a fair and public hearing within a reasonable time by an independent and impartial tribunal established by law. Judgment shall be pronounced publicly but the press and public may be excluded from all or part of the trial in the interests of morals, public order or national security in a democratic society, where the interests of juveniles or the protection of the private life of the parties so require, or to the extent strictly necessary in the opinion of the court in special circumstances where publicity would prejudice the interests of justice.
  • Everyone charged with a criminal offence shall be presumed innocent until proved guilty according to law.
  • a. to be informed promptly, in a language which he understands and in detail, of the nature and cause of the accusation against him;
  • b. to have adequate time and facilities for the preparation of his defence;
  • c. to defend himself in person or through legal assistance of his own choosing or, if he has not sufficient means to pay for legal assistance, to be given it free when the interests of justice so require;
  • d. to examine or have examined witnesses against him and to obtain the attendance and examination of witnesses on his behalf under the same conditions as witnesses against him;
  • e. to have the free assistance of an interpreter if he cannot understand or speak the language used in court.

Activity 2 The right to a fair trial: Article 6 ECHR

To complete this activity you will need to carefully read Article 6 of the ECHR in Box 1 above. Once you have read Article 6 and familiarised yourself with the rights it contains, answer the questions that follow.

  • a. What rights are outlined by Article 6(1)?
  • b. What does Article 6(1) say about judgment?
  • c. What is the presumption of innocence?
  • d. What minimum rights are contained in Article 6(3)?

The answers we gave to the questions were as follows.

Question a.

In any civil or criminal matter everyone is entitled to a fair and public hearing. The hearing must take place within a reasonable timescale. The hearing must be before a court or tribunal which has been properly created and is independent and impartial. (I also noted that ‘reasonable time’ is not defined, nor are the words ‘independent’ and ‘impartial’.)

Question b.

The starting point is that the judgment of the court or tribunal should be given publicly. In certain circumstances, however, the press and public may be excluded. The list of circumstances ranged from public order, in the interest of morals, national security, in the interests of young offenders, and for the protection of private life, where it would be prejudicial to the interests of justice.

Question c.

The presumption of innocence means that until someone is found guilty according to the law they are presumed innocent. There was no definition of ‘according to the law’.

Question d.

The minimum rights are to:

  • be informed promptly of the charge they face in a language they understand
  • be informed of the nature of the charge and the circumstances leading to the charge
  • have adequate time to prepare a defence
  • provide a defence, either in person, through legal assistance of their choosing, or with the help of free legal assistance (which is provided when the interest of justice requires legal representation)
  • examine witnesses (both for and against them)
  • ensure all witnesses are to be treated in the same way
  • have an interpreter if they cannot speak or understand the language of the court.

You should now attempt Activity 3.

Activity 3 What amounts to a fair trial?

Using the knowledge gained from Activity 2, read each of the scenarios that follow. Based on your knowledge of Article 6, decide in each scenario whether there has been a breach of that article.

  • a. Ben is found guilty of theft. He complains that the judge frequently interrupted, both when he was giving evidence and when his defence advocate was questioning witnesses. The court record shows that there were numerous interruptions. The case goes to appeal. Is Ben’s conviction unsafe?
  • b. A government minister drafts some legislation. A few years later the minister becomes a judge and hears a case which involves discussion of the legislation they drafted. Should they hear the case?
  • c. Melanie brings a case against her employer to an employment appeal tribunal (EAT). She finds out that the advocate representing her employer also sits as a part-time chair of an EAT. She discovers that in their role as chair of the EAT the advocate had previously worked with the lay members of the tribunal which was hearing her case. She is concerned that the lay members may be biased when hearing her case.

Each of the scenarios was based on facts considered by the courts. Their decisions were as follows:

  • a. The facts are based on CG v UK [2002] 34 EHRR 34. The case was heard by the European Court of Human Rights (ECtHR). The ECtHR took account of the appeal and made a careful examination of the case. It found that there were interruptions; some of these were due to misunderstandings but they had not interrupted the flow or development of the defence case. The ECtHR held by a majority that Article 6 had not been breached. In our scenario Ben’s conviction would not be unsafe.
  • b. The facts here are based on Davidson v Scottish Ministers [2004] UKHRR 1079. The case came before the House of Lords. Here Lord Hardie had been a government minister. As part of his role he helped draft and promote a piece of legislation. When he subsequently became a judge he was required to rule on the effect of the legislation he had drafted. It was held that he should not hear the case because of the risk of bias. There were concerns that he may subconsciously try to give a result which would not undermine the assurances he had given when promoting the legislation. The court made it clear that this cast no aspersions on Lord Hardie’s judicial integrity. In our scenario the judge should not hear the case.
  • c. The facts are based on similar facts in Lawal v Northern Spirit [2003] UKHL 35, whereby an advocate who had returned to his own practice having been chair of an EAT found himself appearing as an advocate before lay members of an EAT, with whom he had worked previously as chair of an EAT. An objection was made. The matter was considered by the House of Lords. They held that lay members would look to the chair for guidance on the law and could be expected to develop a close relationship of trust and confidence with the chair. There was no finding of the rule against bias. In our scenario it is unlikely there would be a finding of bias. You may be interested to know that in the case the House of Lords also ruled that having barristers and advocates sitting as part-time chairs of EAT (which meant they were, in effect, part-time judges) should be discontinued, to ensure that there was no possibility of unconscious bias on the part of lay members in such situations and to ensure that public confidence was not undermined. The practice has now been discontinued.

Previous

  • Subject guides
  • Legal problem solving

Legal problem solving: Issue

  • Application
  • Example 1 (Contract)
  • Example 2 (Negligence)
  • Find out more
  • Back to Law research and writing guide

Identify and state the issues

1. Identify the issues or problem you are trying to answer through close analysis of the legal problem. Work out the broad area of law. It may be useful to also consult a textbook or legal commentary service to read some background about the issues involved. 

For example, to find out more about Employment law, you could consult  National Workplace Relations  (Thomson Reuters) available on Westlaw AU (Monash users), or the  Australian Labour Law Reporter (CCH) available in the Industrial Law Library on CCH IntelliConnect (Monash users). To read about issues involved in Contract law, go to  Carter on Contract  on Lexis Advance (Monash users)

2. Then state the issue succinctly. This can be in the form of a question or a statement, but should be specific, rather than too general. An issue should be broken down into smaller, multiple sub-issues and IRAC reasoning applied to each sub-issue.

For example: “Is the company liable in tort for the harm that has occurred to the plaintiff ?” or " Can the NSW Police arrest people solely for the purpose of questioning them" would be acceptable.  Merely stating “Will the plaintiff win?” would not be acceptable.

The issue may mention party names and specific facts of the case. Be specific about the issue/s for each of the parties.

One of the issues to consider in our example is below:

Is Matthew an employee or an independent contractor?

  • An assignment usually covers one area of law but may involve a number of issues within that area. Refer to your class notes and reading guide.
  • Use the IRAC structure for each issue or legal topic in the problem.
  • Issues may emerge gradually as a result of your research and identification of applicable rules.
  • << Previous: IRAC
  • Next: Rule >>

what is legal problem solving

SEARCH HERE:

Search form, problem solving.

Community policing emphasizes proactive problem solving in a systematic and routine fashion. Rather than responding to crime only after it occurs, community policing encourages agencies to proactively develop solutions to the immediate underlying conditions contributing to public safety problems. Problem solving must be infused into all police operations and guide decision-making efforts. Agencies are encouraged to think innovatively about their responses and view making arrests as only one of a wide array of potential responses. A major conceptual vehicle for helping officers to think about problem solving in a structured and disciplined way is the scanning, analysis, response, and assessment (SARA) model .

Sort Chronologically Sort A - Z

NON-FEDERAL RESOURCES

Center for Problem-Oriented Policing Nonprofit advancing the concept and practice of problem-oriented policing in open and democratic societies

Inter-University Consortium of Political and Social Research Summer Program in Quantitative Methods A comprehensive, integrated program of studies in research design, statistics, data analysis, and spatial data analysis at the University of Michigan

International Association of Crime Analysts Nonprofit that helps crime analysts around the world improve their skills and make valuable contacts, helps law enforcement agencies make the best use of , and advocates for standards of performance and technique within the profession itself

International CPTED Association International association supporting crime prevention through environmental design (CPTED), an approach to crime that relies upon the ability to influence offender decisions that precede criminal acts by affecting the built, social, and administrative environment

Local Initiatives Support Corporation (LISC) Nonprofit that equips struggling communities with the capital, strategy, and know-how to become places where people can thrive

Police Society for Problem-Based Learning Nonprofit created by law enforcement professionals for the purpose of improving the quality of training

what is legal problem solving

LEARN MORE ABOUT THE COPS OFFICE

The COPS Office is responsible for advancing the practice of community policing through information and grant resources.

what is legal problem solving

JOIN US ON SOCIAL MEDIA

what is legal problem solving

  • COPS Leadership
  • Contact COPS
  • Community Policing in Action: Photo Contest
  • The L. Anthony Sutin Award for Innovative Law Enforcement and Community Partnerships
  • Photo Galleries
  • Press Releases
  • Executive Order on Safe Policing for Safer Communities
  • Compliance & Reporting
  • Program Documents
  • Grantee Success Stories
  • Agency Portal Video Tutorials
  • Award Announcement Map
  • National Blue Alert Network
  • Recent Releases
  • Resource Center/Publications
  • E-Newsletter: Community Policing Dispatch
  • Podcast Series: The Beat
  • Video Series: What’s New in Blue
  • Tribal Community Policing Resources
  • Addressing Human Trafficking
  • Community Policing Topics
  • Recruitment, Hiring & Retention

TRAINING & TECHNICAL ASSISTANCE

  • Collaborative Reform Initiative for Technical Assistance Center
  • COPS Training Portal

ACCOUNT ACCESS

Accessibility information, equal employment opportunity (eeo) policy statement.

  • Support Center
  • System Status

what is legal problem solving

5 qualities of a lawyer that make them stand out

Qualities Of A Lawyer That Make Them Stand Out

  • May 22, 2024

Picture of Jennifer Anderson

Jennifer Anderson

what is legal problem solving

There are certain qualities of a lawyer that take them to be truly exceptional. So, you want to be a great lawyer – the kind that stands out among the roughly 1.3 million attorneys practicing in the U.S. today? That is a lofty but worthy goal!

Fortunately, there are some tried-and-true methods that will help you get there. We’ll discuss them in this post.

As you likely already know, to succeed in the legal profession, it’s not enough to know the law. Pretty much everyone who graduates from law school has that down.

The truth is, this is a competitive field where the skills you did not necessarily learn in law school make all the difference. And while there’s no magic formula to becoming a standout lawyer, there are certain things you can work on to help you rise above the rest. 

Let’s dive into the five essential qualities that make a lawyer truly exceptional.

Quality 1: Excellent communication skills

Verbal and written communication are the bread and butter of a lawyer’s daily life.

Indeed, to be a standout lawyer, you must excel at both. On the verbal side, think clear, concise, confident, and persuasive. You need to articulate your points effectively, whether you’re arguing in court or discussing a case with a staff member.

On the written side, your briefs, contracts, and even emails should be sharp, to the point, and free of legalese (unless absolutely necessary). The ability to communicate effectively builds credibility and trust.

It’s not just about talking and writing, however. Listening is equally important. A standout lawyer listens to clients, colleagues, and even opposing counsel to understand their perspectives.

This ability to listen and then communicate effectively is what makes you not just a lawyer, but a great lawyer.

Quality 2: Strong analytical and problem-solving skills

Being a lawyer is a bit like playing chess or driving on an LA freeway – you always need to be thinking several moves ahead. Analytical and problem-solving skills are at the heart of this.

When a client walks into your office with a legal issue, your job is to dissect the problem, find applicable laws, and craft a solution.

Strong analytical skills involve breaking down complex information into manageable parts. You should be able to identify key issues, analyze relevant cases, statutes, or regulations, and understand how those laws apply to specific situations.

It’s a blend of legal knowledge and critical thinking that allows you to spot patterns and connections that others might miss.

Problem-solving skills come into play when you’re faced with a legal puzzle that doesn’t have an obvious solution. This is where creativity and innovation matter.

A standout lawyer isn’t afraid to use creat i vity in order to find solutions that work for their clients. Whether it’s negotiating a settlement, crafting a unique legal strategy, or finding a loophole that benefits your client, the ability to solve problems is what sets you apart.

Quality 3: Adaptability and resilience

Laws are amended, technology evolves, and the demands on lawyers are constantly shifting. To stand out in this whirlwind, adaptability and resilience are three qualities of a lawyer that cannot be undervalued.

Adaptability means being open to new ideas, willing to learn, and flexible in your approach. Whether it’s embracing new technology to streamline your workflow or adapting to changing client needs, lawyers who can roll with the punches have a distinct advantage.

An adaptable lawyer is also more likely to find innovative solutions to legal problems because they’re not confined to traditional ways of thinking.

Resilience, on the other hand, is all about bouncing back from setbacks. The legal world can be tough – rulings don’t always go your way, clients can be demanding, and the workload can be intense.

A standout lawyer doesn’t let these challenges get them down. Instead, they view setbacks as opportunities to learn and grow. Sometimes, that even means maintaining a positive attitude when everything inside of you wants to scream and kick things.

For attorneys, work-life balance is a key component of resilience. Finding time for personal pursuits, family, friends, and relaxation helps maintain mental health and keeps burnout at bay.

Remember, you can’t be a standout lawyer if you’re running on fumes. And if all else fails, a little humor goes a long way. Sometimes, the best way to deal with stress is to laugh at it.

Quality 4: Strong ethics and integrity

In law, your reputation is everything. Clients, colleagues, judges, and even opposing attorneys must be able to trust you. This is where strong ethics and integrity come into play.

A lawyer who adheres to high ethical standards and who demonstrates integrity and civility will always stand out from the crowd.

As you well know, ethics in the legal profession cover a wide range of issues, from maintaining client confidentiality to avoiding conflicts of interest.

A standout lawyer is meticulous about following ethical guidelines and ensuring their actions are above reproach. This means being transparent with clients, respecting the rules of professional conduct , and avoiding even the appearance of impropriety.

Integrity is about doing the right thing, even when no one is watching. It’s about being honest with clients, colleagues, the court, and yourself . Lawyers with integrity build lasting relationships and a strong professional reputation.

They are the ones who can be trusted to act in their clients’ best interests, even when it’s not the easiest or most profitable path.

Ethical dilemmas are inevitable in the legal profession, and it’s how a lawyer handles them that sets them apart. A lawyer with strong ethics and integrity doesn’t cut corners or bend the rules to win a case.

Nor do they let their colleagues do so on their watch. Instead, they find creative yet ethical solutions to legal problems. And while integrity might not make headlines, it’s a quality that earns respect and admiration.

Quality 5: Relationship-building skills

The ability to form meaningful relationships with clients, colleagues, and other professionals can open doors and create opportunities that might otherwise remain closed.

Relationship-building starts with treating people with respect and kindness. A standout lawyer understands that every interaction is an opportunity to make a positive impression.

This doesn’t mean being insincere or overly polite – it means being genuine, listening actively, and showing empathy. Clients, in particular, appreciate lawyers who take the time to understand their needs and make them feel valued.

Networking is the art of creating a professional web of connections. Lawyers who network effectively often find that it leads to new clients, collaborations, career opportunities, and friendships.

The key is to approach networking with a sense of curiosity and a genuine interest in others. Whether you’re attending a legal conference or grabbing coffee with a colleague, the goal is to build relationships that are mutually beneficial.

Importantly, strong relationship-building and networking skills aren’t just about you. They can also lead to better teamwork. Law is rarely a solo endeavor, and a standout lawyer knows how to work effectively with others.

This includes collaborating with colleagues on cases, seeking mentorship from experienced lawyers, and working with opposing counsel to reach a settlement. A lawyer who can build bridges is more likely to succeed in the long run.

The best part about networking is that it doesn’t have to be boring. Some of the best connections are made at happy hours, industry events, or casual lunches. So, don’t be afraid to show a little personality and use humor to break the ice.

After all, nobody wants to network with someone who’s all business and no fun.

The qualities of a lawyer that you must emulate to be great require more than just legal knowledge; it demands a combination of excellent communication skills, strong analytical and problem-solving abilities, adaptability and resilience, unwavering ethics and integrity, and exceptional relationship-building capabilities.

These qualities distinguish standout lawyers in a competitive field. As you work to develop these traits, remember that it is a continuous journey of learning and growth.

Embrace each challenge as an opportunity to refine your skills, and maintain a balance between professional and personal life to sustain your passion and prevent burnout.

This may seem like a simple list, but people spend their entire careers trying to hone these skills. Be patient with yourself, tackle them one at a time if necessary, and just do everything you can to be great. You got this!

A free, detailed guide on all the basics of eFiling

Ebook Blog Cta

Learn all the basics about eFiling with this eBook guide. If you have a workflow that needs improving, are new to eFiling, or just want a handy companion guide to share with your colleagues, then this is for you. Download this free eBook now.

Share this article on social media:

More to explore.

Jennifer Anderson

Explaining fonts in California courts

Lindsey Dean

Notary publics: What they are and debunking myths about what

Jan Hill

What is One Legal?

We’re California’s leading litigation services platform, offering eFiling, process serving, and courtesy copy delivery in all 58 California counties. Our simple, dependable platform is trusted by over 20,000 law firms to file and serve over a million cases each year.

One Legal Dashboard

All of your litigation support needs at your fingertips

© InfoTrack US, Inc.

  • Accessibility statement
  • Privacy policy
  • Terms of service

Legal Up Virtual Conference

Register now to get actionable strategies and inspiration to level up your legal career.

what is legal problem solving

‘Law & Order: SVU’ Season 25 Finale Brings in Stabler for Important Conversation, Plus Who’s Shot? (RECAP)

Ice T as Sgt. Odafin

Spoiler Alert

Law & Order: Special Victims Unit Newsletter

Here Are Their Stories

For exclusive news and updates, subscribe to our law & order: special victims unit newsletter :.

[Warning: The below contains MAJOR spoilers for the Law & Order: SVU Season 25 Finale “Duty to Hope.”]

Pressure is high to catch a rapist in the  SVU Season 25 finale.

There have been four victims in the past six months, and their unknown subject is escalating. He uses a coat hanger to bind his victims and sexually assaults them with a gun; the latest is still in the ICU. Not making it any easier is ADA Heidi Russell (Kate Loprest), the new chief of the Trial Division, isn’t exactly making any friends—with Benson ( Mariska Hargitay ) or Carisi ( Peter Scanavino ), the only one of the two who does work for her. In fact, she’s fine with charging a man, Hedges, who seems good for the attack that occurs near the beginning of this episode (his fingerprint at the scene)—and that man even pleads guilty—but then there’s another assault.

Russell still believes that Hedges is good for the crime he’s confessed to, even though the others think he was just pressured by his incompetent public defender. And the latest attack does give them a lead: A neighbor interrupted it, and the woman was able to kick the rapist’s engraved leather holster under the stove when he ran. The engraving points to a special ops branch of the Marines. Could this man and Hedges be working together? There’s nothing to suggest that.

'SVU’ Is Finally Solving Its Rollins Problem

'SVU’ Is Finally Solving Its Rollins Problem

Benson sends everyone home to live their lives… and that’s when Fin ( Ice-T ) is surprised by a kid holding him at gunpoint as he’s throwing out the trash. This kid is Hedges’ son, and he insists his father is innocent. In the ensuing scuffle, Fin is shot in the arm, and he tells the kid to get out of there and he won’t tell anyone. He then tries to treat the wound himself and turns in the gun claiming a neighbor gave it to him, but then he collapses and ends up in the hospital. He does, when she pushes, tell Benson what happened, and she sends him to talk to Hedges in Rikers with Carisi. It’s then that they realize how his fingerprint got on the inside of a glass door in the victim’s apartment: He worked in a home and hardware store that sold it.

Touch DNA on the leather holster IDs the rapist: Glenn Duncan, an ex-Marine who was dishonorably discharged in 2019. With IDs from two victims, Benson, the squad, and ESU go to his apartment, and he immediately begins shooting at them from his window. He hits an officer, and Benson puts herself in the line of fire to drive over and get him back to the paramedics. Benson tries to talk to Glenn over the phone, but he says either he goes down shooting or goes to prison for the rest of his life. He holds his girlfriend hostage, but when ESU moves in, they’re able to save her. And Glenn is good for all the assaults. Hedges will get out. Fin goes to tell his son and brings him to pick his dad up from Rikers—and make it clear he never wants to catch him touching a gun again.

While Benson says she would love to go with Fin to tell Hedges’ son, she says she has somewhere to be: Maddie’s 16th birthday. Maddie’s mom thanks Benson for taking her daughter to therapy; she’s on the road to recovery. She suggests she needs a compass like Benson has around her neck (the one from Stabler) to navigate what’s going on in her life—and Benson tells her she can borrow the necklace! “This has gotten me through some tough times, and you can return it whenever you want. It’s not like we’re going to lose touch,” the captain points out.

The episode ends with Benson calling Stabler ( Christopher Meloni ) to check in and tell him. “The necklace, the compass that you gave me last year. …  I haven’t taken it off since you gave it to me, and I wanted to let you know it has been incredibly meaningful to me and it has guided me in terms of my healing,” she says. “I’m glad,” he tells her. He also knows exactly who she means when she reveals she lent it to someone. “Sounds like she needed it a lot more than you do,” he remarks. “I knew you’d understand,” she tells him, and the season ends with them still talking.

What did you think of the  SVU finale and Benson giving away the compass necklace for now? Let us know in the comments section, below.

Law & Order: SVU , Season 26, Fall 2024, NBC

If you or someone you know is the victim of sexual assault, contact the Rape, Abuse & Incest National Network ‘s National Helpline at 1-800-656-HOPE (4673). If you or a loved one are in immediate danger, call 911.

Law & Order: Special Victims Unit - NBC

Law & Order: Special Victims Unit where to stream

Amazon

Law & Order: Special Victims Unit

Mariska hargitay.

Most Popular Stories on TV Insider

Benefits to Registering & Following

what is legal problem solving

(It's free!)

IMAGES

  1. Introduction TO Legal Problem Solving

    what is legal problem solving

  2. Legal Problem Solving

    what is legal problem solving

  3. Legal Problem Solving

    what is legal problem solving

  4. how to solve a legal problem

    what is legal problem solving

  5. 5 Effective Problem-solving Tips For Lawyers

    what is legal problem solving

  6. legal problem solving example

    what is legal problem solving

VIDEO

  1. Conclusion Statements: IRAC Legal Problem Solving Method

  2. Mind-Map Assessment in Law: Part 2

  3. TIPS

  4. Scrubs: Ted has visitors

  5. How Smart Intake Forms Are Revolutionizing Lawyer-Client Consultations ⚖️

COMMENTS

  1. IRAC

    Legal problem solving is an essential skill for the study and practice of law. There are a number of legal problem solving models, with the most popular being IRAC (Issue, Rule, Application, Conclusion) and MIRAT (Material facts, Issue, Rule/Resources, Arguments, Tentative conclusion).

  2. Using the IRAC method in law school

    This structure of problem-solving is known as the IRAC method — Issue, Rule, Analysis and Conclusion — and it's what your professors and bar examiners will test you on. The IRAC method is an efficient framework for organizing your answer to a legal essay question. But here's the catch with using it for exam success: If you don't know ...

  3. LAWYERS AS PROBLEM SOLVERS* Paul Brest and Linda Hamilton Krieger-

    law schools can play in improving lawyers' problem-solving skills. For the reader who believes that this is rather a lot to bite off in twenty-two pages, this Article is the basis for an introductory chapter for a larger work in progress-a textbook entitled Problem Solving, Decision Making, and Professional Judgment. 3 PROBLEM SOLVING

  4. Law: Legal problem solving (IRAC)

    Legal problem solving is a common format of assessments in law. It involves reading a fact scenario ('the problem') and explaining the possible legal outcomes of the issues in the fact scenario. Legal problem solving is an essential skill for the study and practice of law. To do this, you'll need to: provide a conclusion on each legal ...

  5. Legal Problem Solving

    Legal Problem Solving (LPS) is a Vanderbilt Law School course in which students use. modern methods to design creative solutions to 21st-century legal services delivery problems. LPS is part of Vanderbilt's Program on Law and Innovation.

  6. PDF Legal Problem Solving

    Microsoft Word - Legal Problem Solving.docx. Legal Problem Solving. Problem questions are a common means of assessment. They assess your knowledge and understanding of the law and your ability to identify relevant material and apply to a given situation. Alongside these skills, you will also be required to communicate your answer in a clear and ...

  7. Legal problem solving: Example 1 (Contract)

    Legal problem solving: Contracts example. A client approaches you for advice on a matter relating to breach of contract. Click the buttons below to read the facts of the scenario, and see how you could break it down using IRAC.

  8. The Role of Problem Solving in Legal Education

    A decision involving the design and implementation of a solution acceptable to both parties, on the other hand, is of the conflict-blocking. category. Conflict, therefore, plays a major role in legal problem solving. Lawyers. are constantly trying to foresee and block conflict, and when it occurs, resolve it.

  9. The Art of Legal Problem Solving

    The Art of Legal Problem Solving: A Criminal Law Approach is a sophisticated skills book designed to help students develop the problem-solving techniques necessary for their legal careers. This succinct yet comprehensive book provides the perfect mix of general instruction and specific examples to encourage students to think about problems both ...

  10. Legal problem solving examples

    Legal problem solving and syllogistic analysis: a guide for foundation law students by Kenneth Yin and Anibeth Desierto ISBN: 9780409343229 Publication Date: 2016; Articles. Meet MIRAT: Legal Reasoning Fragmented into Learnable Chunks. (M- material facts, I - Issues, R - rules and resources, A - arguments, T - tentative conclusion)

  11. Why "Legal Problem Solving"?

    The course name — Legal Problem Solving — wasn't my first choice. I view this course primarily as one in human centered design, and how this heuristic can be applied to three aspects relevant to a legal education: #1 How to design better, more effective legal services that serve more people; #2 How to better solve legal problems — or ...

  12. PDF Problem Solving for First-year Law Students J W S & T D. Rakoff

    solve her problem ethically and within the bounds of the law. In Part I, we explain the philosophy of the Problem Solving Work-shop. Part II describes the problem-solving course itself, while Part III outlines the general methodology we ask students to employ to solve problems for clients. Part IV explains how all law professors can write

  13. Problem-Solving Courts

    The Problem-Solving Court Model. Problem-solving courts differ from traditional courts in that they focus on one type of offense or type of person committing the crime. An interdisciplinary team, led by a judge (or parole authority), works collaboratively to achieve two goals: Case management to expedite case processing and reduce caseload and ...

  14. Legal problem solving: Application

    Legal problem solving: Application. Apply the rules to the problem. Application, or analysis or argument, is the most important, and the longest, part of your answer. It involves applying the rules to the facts of the problem or question. This is where you state your evidence and explain how you will arrive at your conclusion.

  15. Case Study: Problem-Solving Courts in the US

    Many problem-solving courts across the US continue to start in the way the first problem-solving courts did: with judges deciding to do things differently. With that said, the proliferation of problem-solving courts across the country can be traced to three primary factors: science and research; technical assistance; and changes in legal education.

  16. PDF Judges and Problem-Solving Courts

    legal and ethical concerns raised by problem-solving courts. Another potential trap for an essay like this one is to slip into an easy dichotomy - "advocates say X, detractors say Y" - that is unfair both to proponents and ... Problem-solving judging is by no means the standard way of doing business in state courts, but it is gradually ...

  17. PDF Aha? Is Creativity Possible in Legal Problem Solving and Teachable in

    Harvard Negotiation Law Review. [Vol. 6:97. Whether creativity and problem solving can effectively be taught, along with legal doctrine and rigorous policy analysis, and whether such a curriculum also can teach decision making and judg ment, important qualities for the practicing lawyer remains to be tested.

  18. Problem-Solving Courts: Fighting Crime by Treating the Offender

    Today, thousands of problem-solving courts are testing new approaches to difficult cases where social, human, and legal problems intersect. An inclusive approach, summoning all stakeholders to the table and engaging all of them in the outcomes, has been central to PSC effectiveness.

  19. Legal skills and debates in Scotland: Week 8: 2.1 Problem-solving

    2.1 Problem-solving. Being able to solve problems is an important skill. Problem-style questions require learners to identify and explain the correct legal principles and to use their reasoning skills to apply the law to facts of the problem-style question. That is a skill that needs to be practised and Activities 2 and 3 provide an opportunity ...

  20. Problem-solving courts in the United States

    Problem-solving courts (PSC) address the underlying problems that contribute to criminal behavior and are a current trend in the legal system of the United States.In 1989, a judge in Miami began to take a hands-on approach to drug addicts, ordering them into treatment, rather than perpetuating the revolving door of court and prison.

  21. What is Problem Solving? Steps, Process & Techniques

    1. Define the problem. Diagnose the situation so that your focus is on the problem, not just its symptoms. Helpful problem-solving techniques include using flowcharts to identify the expected steps of a process and cause-and-effect diagrams to define and analyze root causes.. The sections below help explain key problem-solving steps.

  22. Legal problem solving: Issue

    Legal problem solving: Issue. Identify and state the issues. 1. Identify the issues or problem you are trying to answer through close analysis of the legal problem. Work out the broad area of law. It may be useful to also consult a textbook or legal commentary service to read some background about the issues involved.

  23. Problem Solving

    Problem solving must be infused into all police operations and guide decision-making efforts. Agencies are encouraged to think innovatively about their responses and view making arrests as only one of a wide array of potential responses. ... Using Analysis for Problem-Solving Provides law enforcement practitioners with a resource for conducting ...

  24. 5 qualities of a lawyer that make them stand out

    Being a lawyer is a bit like playing chess or driving on an LA freeway - you always need to be thinking several moves ahead. Analytical and problem-solving skills are at the heart of this. When a client walks into your office with a legal issue, your job is to dissect the problem, find applicable laws, and craft a solution.

  25. 'Law & Order: SVU' Season 25 Finale Brings in Stabler for Important

    Law & Order: SVU, Season 26, Fall 2024, NBC. If you or someone you know is the victim of sexual assault, contact the Rape, Abuse & Incest National Network's National Helpline at 1-800-656-HOPE ...

  26. The obstacle problem for linear scalar conservation laws with constant

    36 pages, 10 figures. In this contribution, we present a novel approach for solving the obstacle problem for (linear) conservation laws. Usually, given a conservation law with an initial datum, the solution is uniquely determined. How to incorporate obstacles, i.e., inequality constraints on the solution so that the resulting solution is still ...