what is emerson's main point in this essay

A Summary and Analysis of Ralph Waldo Emerson’s ‘Self-Reliance’

By Dr Oliver Tearle (Loughborough University)

‘Self-Reliance’ is an influential 1841 essay by the American writer and thinker Ralph Waldo Emerson (1803-82). In this essay, Emerson argues that we should get to know our true selves rather than looking to other people to fashion our individual thoughts and ideas for us. Among other things, Emerson’s essay is a powerful rallying cry against the lure of conformity and groupthink.

You can read ‘Self-Reliance’ here before proceeding to our summary and analysis of Emerson’s essay below.

‘Self-Reliance’: summary

Emerson prefaces his essay with several epigraphs, the first of which is a Latin phrase which translates as: ‘Do not seek yourself outside yourself.’ This axiom summarises the thrust of Emerson’s argument, which concerns the cultivation of one’s own opinions and thoughts, even if they are at odds with those of the people around us (including family members).

This explains the title of his essay: ‘Self-Reliance’ is about relying on one’s own sense of oneself, and having confidence in one’s ideas and opinions. In a famous quotation, Emerson asserts: ‘In every work of genius we recognise our own rejected thoughts; they come back to us with a certain alienated majesty.’

But if we reject those thoughts when they come to us, we must suffer the pangs of envy of seeing the same thoughts we had (or began to have) in works of art produced by the greatest minds. This is a bit like the phenomenon known as ‘I wish I’d thought of that!’, only, Emerson argues, we did think of it, or something similar. But we never followed through on those thoughts because we weren’t interested in examining or developing our own ideas that we have all the time.

In ‘Self-Reliance’, then, Emerson wants us to cultivate our own minds rather than looking to others to dictate our minds for us. ‘Nothing is at last sacred but the integrity of your own mind,’ he argues. For Emerson, our own minds are even more worthy of respect than actual religion.

Knowing our own minds is far more valuable and important than simply letting our minds be swayed or influenced by other people. ‘It is easy in the world to live after the world’s opinion’, Emerson argues, and ‘it is easy in solitude to live after our own; but the great man is he who in the midst of the crowd keeps with perfect sweetness the independence of solitude.’

In other words, most people are weak and think they know themselves, but can easily abandon all of their principles and beliefs and be swept up by the ideas of the mob. But the great man is the one who can hold to his own principles and ideas even when he is the one in the minority .

Emerson continues to explore this theme of conformity:

A man must consider what a blindman’s-buff is this game of conformity. If I know your sect, I anticipate your argument. I hear a preacher announce for his text and topic the expediency of one of the institutions of his church. Do I not know beforehand that not possibly can he say a new and spontaneous word? Do I not know that, with all this ostentation of examining the grounds of the institution, he will do no such thing? Do I not know that he is pledged to himself not to look but at one side, – the permitted side, not as a man, but as a parish minister?

He goes on:

This conformity makes them not false in a few particulars, authors of a few lies, but false in all particulars. Their every truth is not quite true. Their two is not the real two, their four not the real four; so that every word they say chagrins us, and we know not where to begin to set them right.

Emerson then argues that consistency for its own sake is a foolish idea. He declares, in a famous quotation, ‘A foolish consistency is the hobgoblin of little minds, adored by little statesmen and philosophers and divines.’

Instead, great men change and refine their opinions from one day to the next, as new evidence or new ideas come to light. Although this inconsistency may lead us to be misunderstood, Emerson thinks there are worse things to be. After all, great thinkers such as Pythagoras, Socrates, and even Jesus were all misunderstood by some people.

Emerson also argues that, just because we belong to the same social group as other people, this doesn’t mean we have to follow the same opinions. In a memorable image, he asserts that he likes ‘the silent church before the service begins, better than any preaching’: that moment when everyone can have their own individual thoughts, before they are brought together by the priest and are told to believe the same thing.

Similarly, just because we share blood with our relatives, that doesn’t mean we have to believe what other family members believe. Rather than following their ‘customs’, ‘petulance’, or ‘folly’, we must be ourselves first and foremost.

The same is true of travel. We may say that ‘travel broadens the mind’, but for Emerson, if we do not have a sense of ourselves before he pack our bags and head off to new places, we will still be the same foolish person when we arrive at our destination:

Travelling is a fool’s paradise. Our first journeys discover to us the indifference of places. At home I dream that at Naples, at Rome, I can be intoxicated with beauty, and lose my sadness. I pack my trunk, embrace my friends, embark on the sea, and at last wake up in Naples, and there beside me is the stern fact, the sad self, unrelenting, identical, that I fled from. I seek the Vatican, and the palaces. I affect to be intoxicated with sights and suggestions, but I am not intoxicated. My giant goes with me wherever I go.

Emerson concludes ‘Self-Reliance’ by urging his readers, ‘Insist on yourself; never imitate.’ If you borrow ‘the adopted talent’ of someone else, you will only ever be in ‘half possession’ of it, whereas you will be able to wield your own ‘gift’ if you take the time and effort to cultivate and develop it.

‘Self-Reliance’: analysis

Although some aspects of Ralph Waldo Emerson’s argument in ‘Self-Reliance’ may strike us as self-evident or mere common sense, he does take issue with several established views on the self in the course of his essay. For example, although it is often argued that travel broadens the mind, to Emerson our travels mean nothing if we have not prepared our own minds to respond appropriately to what we see.

And although many people might argue that consistency is important in one’s thoughts and opinions, Emerson argues the opposite, asserting that it is right and proper to change our opinions from one day to the next, if that is what our hearts and minds dictate.

Similarly, Emerson also implies, at one point in ‘Self-Reliance’, that listening to one’s own thoughts should take precedence over listening to the preacher in church.

It is not that he did not believe Christian teachings to be valuable, but that such preachments would have less impact on us if we do not take the effort to know our own minds first. We need to locate who we truly are inside ourselves first, before we can adequately respond to the world around us.

In these and several other respects, ‘Self-Reliance’ remains as relevant to our own age as it was to Emerson’s original readers in the 1840s. Indeed, perhaps it is even more so in the age of social media, in which young people take selfies of their travels but have little sense of what those places and landmarks really mean to them.

Similarly, Emerson’s argument against conformity may strike us as eerily pertinent to the era of social media, with its echo chambers and cultivation of a hive mind or herd mentality.

In the last analysis, ‘Self-Reliance’ comes down to trust in oneself as much as it does reliance on oneself. Emerson thinks we should trust the authority of our own thoughts, opinions, and beliefs over the beliefs of the herd.

Of course, one can counter such a statement by pointing out that Emerson is not pig-headedly defending the right of the individual to be loudly and volubly wrong. We should still seek out the opinions of others in order to sharpen and test our own. But it is important that we are first capable of having our own thoughts. Before we go out into the world we must know ourselves , and our own minds. The two-word axiom which was written at the site of the Delphic Oracle in ancient Greece had it right: ‘Know Thyself.’

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This short, mysterious book, s elf-published anonymously in 1836, received high critical praise and kick-started America's first homegrown intellectual movement, Transcendentalism. After defining nature and identifying its purposes in relation to human life, Emerson reveals that it is only through nature that we can understand the world and ourselves.

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Who Was the Author of the Book Nature ?

Nature was the first major publication of Ralph Waldo Emerson (1803–1882). In 1836, the 33-year-old Emerson was practically unknown to the world. He had only recently quit his job as a minister after the death of his wife, returned from a tour of Europe, married a second time, and established himself in Concord, a suburb of Boston.

Emerson would go on to achieve worldwide fame as a lecturer, essayist, poet, and one of the founders of a major American intellectual movement, Transcendentalism. In Nature , Emerson introduced important philosophical ideas that he would continue to develop in his later work, and that would inspire generations of writers and intellectuals.

By making nature a point of central spiritual and philosophical concern, Emerson laid the foundation for the 19th-century intellectual movement that would eventually become known as Transcendentalism. Excited by the ideas in Nature , a group of writers and intellectuals, including Bronson Alcott, Elizabeth Palmer Peabody, Theodore Parker, Orestes Brownson, Margaret Fuller, and Henry David Thoreau, started to visit Emerson's house in Concord regularly. Although they did not necessarily agree with Emerson on all points, they all thought that nature was of utmost importance.

Transcendentalism: an early 19-century intellectual movement that emphasized the importance of the natural world, individual expression, and choice.

What is the Main Message of the Book Nature ?

Nature is a complex book, but its main message is simple: lose yourself in nature! It is only by, in Emerson's words, becoming a "transparent eye-ball" in the forest that we can really understand anything at all. 1

Central Ideas and Summary of Nature

Nature is a long and complex essay that engages with major philosophical, religious, and literary ideas spanning thousands of years. After offering a definition of nature and our place in it, Emerson identifies four purposes of nature in relation to humanity: it exists as a commodity, as a source of beauty and language, and as a course of study. Emerson then applies this expanded definition of nature to philosophy and theology before explaining how understanding nature allows us to understand ourselves, our history, and our place in it.

Introduction

Emerson begins with the declaration that "Our age is retrospective" or backward-looking and obsessed with the past. Why do we feel that no great prophets, poets, or philosophers can exist in our times? He proposes that we look to nature as a kind of common denominator between the past and present to answer this question. If we can discover the purpose of nature, then perhaps we can understand our place in it and in history.

For Emerson, nature is not just the natural world of rivers, trees, and air – this is what he terms the "common sense" of nature. Nature does include these things, but it also includes "art" or human artifacts as well as human bodies. Nature is everything that we don't identify with ourselves.

Chapter I. Nature

Looking out at the evening sky, we may be dazzled by the shining stars that surround us on all sides. But we cannot reach out and touch them or even get any closer to them for a better look. This is not only true of the stars: nature surrounds us everywhere, but it also seems distant and inaccessible. Sometimes we fail to notice it even when we are looking directly at it, for example, when we consider a field only as a farmer's property or a forest as potential lumber. We need "the eye and heart of the child" in order to see nature for what it truly is. Escaping from the town or city into the woods is the best way to accomplish this. In the woods, Emerson famously remarks:

Standing on the bare ground, – my head bathed by the blithe air, and uplifted into infinite space, – all mean egotism vanishes. I become a transparent eye-ball. I am nothing. I see all.

Losing our sense of self while observing the natural world, we begin to feel that we are, in fact, a part of it after all.

Working with this definition of nature and with the doubt that humans are separate from nature, the next four chapters identify four "ends" or purposes that nature is used for.

Chapter II. Commodity

The first purpose, commodity, is simply the use of the natural world to satisfy physical needs or desires, such as when we use rocks or trees to build structures or feed ourselves with plants and animals. Emerson doesn't spend much time on this purpose, and he notes that it is not really an end in itself since "A man is fed, not that he may be fed, but that he may work."

Chapter III. Beauty

Nature has three distinct purposes in relation to beauty. The first is the simple delight that we take in looking at the natural world. While Emerson thinks that this delight is stronger in rural landscapes, he notes that absolutely anything can be made beautiful under the right lighting conditions (photographers, take note!).

The second is the kind of beauty that arises when the natural world seems to be in harmony with human intentions, such as when a cool and sunny day corresponds with a planned road trip or a sailing expedition falls on a windy day. Emerson thinks that this is especially beautiful when nature cooperates with larger human ambitions, such as those of generals and explorers.

The third purpose of nature in relation to beauty is the inspiration it provides for human art. Taking pleasure in natural beauty, the beauty "reforms itself in the mind" for the purpose of artistic creation. Art is a kind of distillation of nature through the human mind.

Chapter IV. Language

As with beauty, nature also has a threefold purpose in relation to language. The first of these is to provide what Emerson calls "signs," by which he means something like "words." Many words have etymological origins in natural observations: the word "right" comes from an ancient Indo-European word for " straight," the word "spirit" comes from a Latin word meaning "breathe," and so on. Whether we realize it or not, nature provides a great deal of the vocabulary we use on a daily basis.

The second purpose is to provide analogies for human psychological states. Emerson provides a helpful list of examples here:

An enraged man is a lion, a cunning man is a fox, a firm man is a rock, a learned man is a torch. A lamb is innocence; a snake is subtle spite; flowers express to us the delicate affections. Light and darkness are our visible expression for knowledge and ignorance; Visible distance behind and before is respectively our image of memory and hope.

These analogies are so consistent across cultures and so prominent in every language that they could not be the result of chance. Emerson thinks that they demonstrate a fundamental similarity between the human mind and the natural world. He suggests that the mind works best outside of the city, where it can observe and draw inspiration from the natural world for its language and thoughts.

Inspired by the post-Kantian philosophical developments of his time, Emerson drew a distinction between " R eason" and " U nderstanding." Understanding includes the more mechanical processes of the mind, like doing calculations or thinking logically. Reason is a more active, creative process through which we form representations of the outside world.

In Nature , Emerson suggests that Spirit is the same thing as Reason but "considered in relation to nature." In fact, Emerson views Spirit, in particular, as being "the Creator. Spirit hath life in itself. And man in all ages and countries, embodies it in his language."

Because Emerson views both Reason and Spirit as being reflections of God's own processes, they exist throughout the natural world, linking God, humans, and nature together.

The third purpose of nature with respect to language builds directly on the second one. It is not only our common thoughts that are articulated in the natural world but also our very ideas of right and wrong. This is hinted at in popular idioms such as "A rolling stone gathers no moss" or "A bird in the hand is worth two in the bush," but its deeper articulation has also been the objective of all major philosophies and religions "from the era of the Egyptians and the Brahmins, to that of Pythagoras, of Plato, of Bacon, of Leibnitz, of Swedenborg." Our judgments about right and wrong turn out to be judgments about real, natural facts.

Chapter V. Discipline

By 'discipline,' Emerson means something like an academic or intellectual discipline – a course of study. Combining the purposes of nature that we find in relation to commodity, beauty, and language, we find a full course of study for practical, intellectual, and moral truths.

We have already outlined the lessons that Emerson thinks nature has to teach us. Before reading on, review the sections on "Commodity," "Beauty," and "Language." Do you find anything there that resembles a school curriculum?

The careful observation of nature offers "constant exercise in the lessons of difference, of likeness, of order, of being and seeming, of progressive arrangement; of ascent from particular to general; of combination to one end of manifold forces." Eventually, this results in the formation of the natural sciences and natural laws. In addition to providing an endless source of intellectual investigation, we also learn about our own willpower through the effects that we produce on the natural world.

Emerson has already noted how the language we use to think about ethics and morality is always drawn from the natural world, but, in this chapter, he takes that argument a step further. Because "the moral law lies at the center of nature and radiates to the circumference," every interaction we have with the natural world is a potential lesson in ethics. The end-point of these moral lessons is an understanding of the "Unity of Nature, –the Unity in Variety, – which meets us everywhere." This truth can be expressed in both language and action, and it is closely related to the realization that "the human form" is predominant in nature.

Chapter VI. Idealism

Emerson's next step is to relate his theory of nature to a long-standing philosophical debate: that between idealism and realism . A central question in the history of Western philosophy has been whether we can really know the world outside of our own consciousness of it and whether the outside world even exists outside of our ideas.

Idealism: the philosophical position that our knowledge of things is limited to our ideas about them. Some idealists go even further and think that nothing exists other than consciousness or ideas.

Realism: the philosophical position that there is a real world of things external to us and that our ideas are just representations of those things in our head, usually formed from our sense perceptions.

Emerson thinks that the importance of the realism versus idealism question is overstated. Real or ideal, nature "is alike useful and venerable to me," and its "stability" and "permanence" are demonstrated to us all on a daily basis. Human beings also need to believe in this stability and permanence if they are to function normally.

How, then, do we come to doubt the existence of the reality of the world in the first place? Emerson points to four broad causes: "motion, poetry, physical and intellectual science, and religion." While moving in, for example, a car, train, boat, or airplane, we seem to be a fixed point that the world moves around. This is what first causes us to think that there must be a difference between ourselves, as the observer, and the world, as the observed thing changing rapidly around us. Poetry has a similar effect, but purely in the imagination: it can bring up images of "air, the sun, the mountain, the camp, the city, the hero, the maiden" from both the present and from different historical periods. These images "float before the eye" in a way that reinforces the difference between the individual and the world.

Philosophy and science raise doubts about the external world in a different way. Both of them focus on abstract ideas, laws, and absolute truths. This means that even the sciences, such as physics, which are dependent on our observations of the world around us, come to rely on logical and mathematical principles – on ideas rather than things. In a similar way, religion teaches us to focus on the eternal afterlife rather than the physical world. Since a common religious message is that "the things that are seen, are temporal; the things that are unseen, are eternal," it often results in the devaluing of the physical, material world in contrast with the spiritual one.

Despite the common-sense appeal of realism, Emerson thinks that the weight of the evidence from our experience of travel, poetry, philosophy, science, and religion – in short, from nearly every cultural advancement – suggests the truth of idealism. Idealism, perhaps more importantly, "sees the world in God." Here, Emerson is invoking a type of idealism that sees reality as existing not just in the human mind but in God's mind, too. In this way, we seem to be able to save the common-sense view that nature is permanent and stable while still holding that there is no reality outside of (God's) ideas. What concerns Emerson most is the effect that this has on our mindset: since it allows us to see everything as "one vast picture, which God paints on the instant of eternity," it gives us a better perspective on nature, history, and our place in them.

Chapter VII. Spirit

If idealism is the answer to the question "What is matter?", then two important questions still remain: where did matter come from, and where is it going? To answer these questions, Emerson thinks that we need the idea of a "spirit" or "Supreme Being." This is an active, creative force that "is not wisdom, or love, or beauty, or power, but all in one, and each entirely," and which is the cause of both the origin and continuing existence of everything. Since it is "one and not compound" it must include everything – even ourselves. This spirit is literally a part of us, giving human beings "access to the entire mind of the Creator." It speaks through us, but we cannot impose our will on it. Instead, we have to work to understand it, and we can only do this by understanding nature:

We are as much strangers in nature, as we are aliens from God. We do not understand the notes of the birds. The fox and the deer run away from us; the bear and tiger rend us. We do not know the uses of more than a few plants, as corn and the apple, the potato and the vine.

Nature, then, turns out to be our access point to understanding God, the universe, and ourselves. If we fail to understand it, and can only understand ourselves in contrast to it, then we lose all possibility of meaningful knowledge.

Chapter VIII. Prospects

In this concluding section, Emerson elaborates on what he means by understanding nature. It is not so much the collection of natural facts or the identification of different species of plants and animals that interests him. While these activities are important, they are just one means to an end. Emerson emphasizes the importance of seeing nature with a sense of wonder and paying attention to dreams, guesses, and hunches in our attempt to understand the natural world. Given that nature speaks through us, it should perhaps be no surprise that these can provide just as much insight as scientific observation.

Returning to his introductory theme of our backward-looking age, Emerson calls on us to rise to the occasion. Armed with the knowledge of our place in God's "vast picture," we must realize that:

All that Adam had, all that Caesar could, you have and can do. Adam called his house, heaven and earth; Caesar called his house, Rome; you, perhaps, call yours a cobler's trade; a hundred acres of ploughed land; or a scholar's garret. Yet line for line, and point for point, your dominion is as great as theirs...Build, therefore your own world.

No matter how humble or unimportant our ordinary lives may seem, they are continuous with all of nature and history. It is up to us to realize this fact and act accordingly.

Emerson's Philosophy of Nature

Philosophy can be broadly divided into three distinct categories based on what type of questions it answers: metaphysics , epistemology , and ethics. Emerson is interested in all these branches of philosophy, and his conception of nature has a central role in how he develops them.

Epistemology: the branch of philosophy that asks what we can know and how we can know it.

Metaphysics: the branch of philosophy that is interested in what exists (if anything).

According to Emerson, our brains work in ways that are fundamentally analogous to other natural processes. Nature forms our language and our thoughts themselves. It is only through nature that we can have knowledge of anything – including ourselves.

Emerson also thinks that only one thing exists and that it is called nature. He is also an idealist and believes that everything exists only as an idea or as consciousness (see the definition of idealism above). It is the consciousness of God, however, which guarantees the stability and permanence of reality. While Emerson states that everything, including ourselves, is part of this unity of nature, he also often speaks as if individual humans are in some sense separate from nature. Nature speaks through us, and we can fail to listen or try to understand. Individual people, then, also exist and have free will in Emerson's philosophy.

Ethics is the branch of philosophy concerned with what is good, bad, right, or wrong. Nature provides the answer to all this information for Emerson. Every natural fact, no matter how unimportant it appears on the surface, contains a potential moral lesson. This is tied in with Emerson's epistemological and metaphysical conclusions about nature. Since nature, God, and humanity are all aspects of the same basic unity, that unity must also contain all goodness, virtue, and rightness. It has been the ambition of all of the world's greatest religions and philosophies to find the ethical facts embedded in the natural world.

Remember that for Emerson, all existence is unified. This means that answers to the questions of what exists, what we know and what is right and wrong can all be found in the same place: nature.

Nature - Key takeaways

• Nature , Ralph Waldo Emerson's first major publication in 1836, introduced ideas he would continue to develop for the rest of his career and attracted a group of like-minded writers and intellectuals to his circle who would eventually form the movement known as Transcendentalism.
• Emerson begins Nature by asking why his age is so focused on great historical events rather than what is happening in the present, suggesting that a theory of nature may be the solution to this unhealthy fixation on the past.
• Emerson laments the difficulty we have in properly seeing nature, and famously suggests that we must become a "transparent eye-ball," losing all sense of self while observing everything.
• In his development of the four "purposes" in nature, which are commodity, beauty, language, and discipline, Emerson argues for philosophical idealism and unity but leaves space for the individual.
• The work concludes by urging us to understand nature and our place in it and not to see our ordinary lives as insignificant in comparison to those of Adam or Caesar.

1. Baym, N, The Norton Anthology of American Literature , Volume B 1820-1865, Norton, 2007.

Frequently Asked Questions about Nature

--> who wrote about nature.

While many people have written about nature, Ralph Waldo Emerson wrote about it particularly frequently, and made it the centerpiece of his philosophy.

--> What is the main point of Nature by Emerson?

The main point of Nature is that we can only really understand the world and ourselves when we lose ourselves in nature.

--> What is the central idea of the essay, Nature ?

The central idea of Nature is that we need to lose ourselves in nature if we are to understand the world and accomplish anything great. 

--> What does Emerson believe about nature?

Emerson believes that nature is of central importance to every aspect of human life, from meeting our physical needs to shaping the way we speak and think.

--> How was nature analyzed by Ralph Waldo Emerson?

Emerson's analysis discovers four purposes of nature: as commodity, as beauty, as a source of language, and as an intellectual discipline.

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Become a transparent eye-ball.

Commodity, beauty, language, and discipline.

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Only ideas exist or can be known.

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It was unpopular, but attracted a small number of enthusiastic followers.

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It was backward-looking and focused on the past.

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Photo from Amos Bronson Alcott 1882.

Ralph Waldo Emerson

An American essayist, poet, and popular philosopher, Ralph Waldo Emerson (1803–82) began his career as a Unitarian minister in Boston, but achieved worldwide fame as a lecturer and the author of such essays as “Self-Reliance,” “History,” “The Over-Soul,” and “Fate.” Drawing on English and German Romanticism, Neoplatonism, Kantianism, and Hinduism, Emerson developed a metaphysics of process, an epistemology of moods, and an “existentialist” ethics of self-improvement. He influenced generations of Americans, from his friend Henry David Thoreau to John Dewey, and in Europe, Friedrich Nietzsche, who takes up such Emersonian themes as power, fate, the uses of poetry and history, and the critique of Christianity.

1. Chronology of Emerson’s Life

2.1 education, 2.2 process, 2.3 morality, 2.4 christianity, 2.6 unity and moods, 3. emerson on slavery and race, 4.1 consistency, 4.2 early and late emerson, 4.3 sources and influence, works by emerson, selected writings on emerson, other internet resources, related entries, 2. major themes in emerson’s philosophy.

In “The American Scholar,” delivered as the Phi Beta Kappa Address in 1837, Emerson maintains that the scholar is educated by nature, books, and action. Nature is the first in time (since it is always there) and the first in importance of the three. Nature’s variety conceals underlying laws that are at the same time laws of the human mind: “the ancient precept, ‘Know thyself,’ and the modern precept, ‘Study nature,’ become at last one maxim” (CW1: 55). Books, the second component of the scholar’s education, offer us the influence of the past. Yet much of what passes for education is mere idolization of books — transferring the “sacredness which applies to the act of creation…to the record.” The proper relation to books is not that of the “bookworm” or “bibliomaniac,” but that of the “creative” reader (CW1: 58) who uses books as a stimulus to attain “his own sight of principles.” Used well, books “inspire…the active soul” (CW1: 56). Great books are mere records of such inspiration, and their value derives only, Emerson holds, from their role in inspiring or recording such states of the soul. The “end” Emerson finds in nature is not a vast collection of books, but, as he puts it in “The Poet,” “the production of new individuals,…or the passage of the soul into higher forms” (CW3:14).

The third component of the scholar’s education is action. Without it, thought “can never ripen into truth” (CW1: 59). Action is the process whereby what is not fully formed passes into expressive consciousness. Life is the scholar’s “dictionary” (CW1: 60), the source for what she has to say: “Only so much do I know as I have lived” (CW1:59). The true scholar speaks from experience, not in imitation of others; her words, as Emerson puts it, are “are loaded with life…” (CW1: 59). The scholar’s education in original experience and self-expression is appropriate, according to Emerson, not only for a small class of people, but for everyone. Its goal is the creation of a democratic nation. Only when we learn to “walk on our own feet” and to “speak our own minds,” he holds, will a nation “for the first time exist” (CW1: 70).

Emerson returned to the topic of education late in his career in “Education,” an address he gave in various versions at graduation exercises in the 1860s. Self-reliance appears in the essay in his discussion of respect. The “secret of Education,” he states, “lies in respecting the pupil.” It is not for the teacher to choose what the pupil will know and do, but for the pupil to discover “his own secret.” The teacher must therefore “wait and see the new product of Nature” (E: 143), guiding and disciplining when appropriate-not with the aim of encouraging repetition or imitation, but with that of finding the new power that is each child’s gift to the world. The aim of education is to “keep” the child’s “nature and arm it with knowledge in the very direction in which it points” (E: 144). This aim is sacrificed in mass education, Emerson warns. Instead of educating “masses,” we must educate “reverently, one by one,” with the attitude that “the whole world is needed for the tuition of each pupil” (E: 154).

Emerson is in many ways a process philosopher, for whom the universe is fundamentally in flux and “permanence is but a word of degrees” (CW 2: 179). Even as he talks of “Being,” Emerson represents it not as a stable “wall” but as a series of “interminable oceans” (CW3: 42). This metaphysical position has epistemological correlates: that there is no final explanation of any fact, and that each law will be incorporated in “some more general law presently to disclose itself” (CW2: 181). Process is the basis for the succession of moods Emerson describes in “Experience,” (CW3: 30), and for the emphasis on the present throughout his philosophy.

Some of Emerson’s most striking ideas about morality and truth follow from his process metaphysics: that no virtues are final or eternal, all being “initial,” (CW2: 187); that truth is a matter of glimpses, not steady views. We have a choice, Emerson writes in “Intellect,” “between truth and repose,” but we cannot have both (CW2: 202). Fresh truth, like the thoughts of genius, comes always as a surprise, as what Emerson calls “the newness” (CW3: 40). He therefore looks for a “certain brief experience, which surprise[s] me in the highway or in the market, in some place, at some time…” (CW1: 213). This is an experience that cannot be repeated by simply returning to a place or to an object such as a painting. A great disappointment of life, Emerson finds, is that one can only “see” certain pictures once, and that the stories and people who fill a day or an hour with pleasure and insight are not able to repeat the performance.

Emerson’s basic view of religion also coheres with his emphasis on process, for he holds that one finds God only in the present: “God is, not was” (CW1:89). In contrast, what Emerson calls “historical Christianity” (CW1: 82) proceeds “as if God were dead” (CW1: 84). Even history, which seems obviously about the past, has its true use, Emerson holds, as the servant of the present: “The student is to read history actively and not passively; to esteem his own life the text, and books the commentary” (CW2: 5).

Emerson’s views about morality are intertwined with his metaphysics of process, and with his perfectionism, his idea that life has the goal of passing into “higher forms” (CW3:14). The goal remains, but the forms of human life, including the virtues, are all “initial” (CW2: 187). The word “initial” suggests the verb “initiate,” and one interpretation of Emerson’s claim that “all virtues are initial” is that virtues initiate historically developing forms of life, such as those of the Roman nobility or the Confucian junxi . Emerson does have a sense of morality as developing historically, but in the context in “Circles” where his statement appears he presses a more radical and skeptical position: that our virtues often must be abandoned rather than developed. “The terror of reform,” he writes, “is the discovery that we must cast away our virtues, or what we have always esteemed such, into the same pit that has consumed our grosser vices” (CW2: 187). The qualifying phrase “or what we have always esteemed such” means that Emerson does not embrace an easy relativism, according to which what is taken to be a virtue at any time must actually be a virtue. Yet he does cast a pall of suspicion over all established modes of thinking and acting. The proper standpoint from which to survey the virtues is the ‘new moment‘ — what he elsewhere calls truth rather than repose (CW2:202) — in which what once seemed important may appear “trivial” or “vain” (CW2:189). From this perspective (or more properly the developing set of such perspectives) the virtues do not disappear, but they may be fundamentally altered and rearranged.

Although Emerson is thus in no position to set forth a system of morality, he nevertheless delineates throughout his work a set of virtues and heroes, and a corresponding set of vices and villains. In “Circles” the vices are “forms of old age,” and the hero the “receptive, aspiring” youth (CW2:189). In the “Divinity School Address,” the villain is the “spectral” preacher whose sermons offer no hint that he has ever lived. “Self Reliance” condemns virtues that are really “penances” (CW2: 31), and the philanthropy of abolitionists who display an idealized “love” for those far away, but are full of hatred for those close by (CW2: 30).

Conformity is the chief Emersonian vice, the opposite or “aversion” of the virtue of “self-reliance.” We conform when we pay unearned respect to clothing and other symbols of status, when we show “the foolish face of praise” or the “forced smile which we put on in company where we do not feel at ease in answer to conversation which does not interest us” (CW2: 32). Emerson criticizes our conformity even to our own past actions-when they no longer fit the needs or aspirations of the present. This is the context in which he states that “a foolish consistency is the hobgoblin of little minds, adored by little statesmen, philosophers and divines” (CW2: 33). There is wise and there is foolish consistency, and it is foolish to be consistent if that interferes with the “main enterprise of the world for splendor, for extent,…the upbuilding of a man” (CW1: 65).

If Emerson criticizes much of human life, he nevertheless devotes most of his attention to the virtues. Chief among these is what he calls “self-reliance.” The phrase connotes originality and spontaneity, and is memorably represented in the image of a group of nonchalant boys, “sure of a dinner…who would disdain as much as a lord to do or say aught to conciliate one…” The boys sit in judgment on the world and the people in it, offering a free, “irresponsible” condemnation of those they see as “silly” or “troublesome,” and praise for those they find “interesting” or “eloquent.” (CW2: 29). The figure of the boys illustrates Emerson’s characteristic combination of the romantic (in the glorification of children) and the classical (in the idea of a hierarchy in which the boys occupy the place of lords or nobles).

Although he develops a series of analyses and images of self-reliance, Emerson nevertheless destabilizes his own use of the concept. “To talk of reliance,” he writes, “is a poor external way of speaking. Speak rather of that which relies, because it works and is” (CW 2:40). ‘Self-reliance’ can be taken to mean that there is a self already formed on which we may rely. The “self” on which we are to “rely” is, in contrast, the original self that we are in the process of creating. Such a self, to use a phrase from Nietzsche’s Ecce Homo, “becomes what it is.”

For Emerson, the best human relationships require the confident and independent nature of the self-reliant. Emerson’s ideal society is a confrontation of powerful, independent “gods, talking from peak to peak all round Olympus.” There will be a proper distance between these gods, who, Emerson advises, “should meet each morning, as from foreign countries, and spending the day together should depart, as into foreign countries” (CW 3:81). Even “lovers,” he advises, “should guard their strangeness” (CW3: 82). Emerson portrays himself as preserving such distance in the cool confession with which he closes “Nominalist and Realist,” the last of the Essays, Second Series :

I talked yesterday with a pair of philosophers: I endeavored to show my good men that I liked everything by turns and nothing long…. Could they but once understand, that I loved to know that they existed, and heartily wished them Godspeed, yet, out of my poverty of life and thought, had no word or welcome for them when they came to see me, and could well consent to their living in Oregon, for any claim I felt on them, it would be a great satisfaction (CW 3:145).

The self-reliant person will “publish” her results, but she must first learn to detect that spark of originality or genius that is her particular gift to the world. It is not a gift that is available on demand, however, and a major task of life is to meld genius with its expression. “The man,” Emerson states “is only half himself, the other half is his expression” (CW 3:4). There are young people of genius, Emerson laments in “Experience,” who promise “a new world” but never deliver: they fail to find the focus for their genius “within the actual horizon of human life” (CW 3:31). Although Emerson emphasizes our independence and even distance from one another, then, the payoff for self-reliance is public and social. The scholar finds that the most private and secret of his thoughts turn out to be “the most acceptable, most public, and universally true” (CW1: 63). And the great “representative men” Emerson identifies are marked by their influence on the world. Their names-Plato, Moses, Jesus, Luther, Copernicus, even Napoleon-are “ploughed into the history of this world” (CW1: 80).

Although self-reliance is central, it is not the only Emersonian virtue. Emerson also praises a kind of trust, and the practice of a “wise skepticism.” There are times, he holds, when we must let go and trust to the nature of the universe: “As the traveler who has lost his way, throws his reins on his horse’s neck, and trusts to the instinct of the animal to find his road, so must we do with the divine animal who carries us through this world” (CW3:16). But the world of flux and conflicting evidence also requires a kind of epistemological and practical flexibility that Emerson calls “wise skepticism” (CW4: 89). His representative skeptic of this sort is Michel de Montaigne, who as portrayed in Representative Men is no unbeliever, but a man with a strong sense of self, rooted in the earth and common life, whose quest is for knowledge. He wants “a near view of the best game and the chief players; what is best in the planet; art and nature, places and events; but mainly men” (CW4: 91). Yet he knows that life is perilous and uncertain, “a storm of many elements,” the navigation through which requires a flexible ship, “fit to the form of man.” (CW4: 91).

The son of a Unitarian minister, Emerson attended Harvard Divinity School and was employed as a minister for almost three years. Yet he offers a deeply felt and deeply reaching critique of Christianity in the “Divinity School Address,” flowing from a line of argument he establishes in “The American Scholar.” If the one thing in the world of value is the active soul, then religious institutions, no less than educational institutions, must be judged by that standard. Emerson finds that contemporary Christianity deadens rather than activates the spirit. It is an “Eastern monarchy of a Christianity” in which Jesus, originally the “friend of man,” is made the enemy and oppressor of man. A Christianity true to the life and teachings of Jesus should inspire “the religious sentiment” — a joyous seeing that is more likely to be found in “the pastures,” or “a boat in the pond” than in a church. Although Emerson thinks it is a calamity for a nation to suffer the “loss of worship” (CW1: 89) he finds it strange that, given the “famine of our churches” (CW1: 85) anyone should attend them. He therefore calls on the Divinity School graduates to breathe new life into the old forms of their religion, to be friends and exemplars to their parishioners, and to remember “that all men have sublime thoughts; that all men value the few real hours of life; they love to be heard; they love to be caught up into the vision of principles” (CW1: 90).

Power is a theme in Emerson’s early writing, but it becomes especially prominent in such middle- and late-career essays as “Experience,” “Montaigne, or the Skeptic” “Napoleon,” and “Power.” Power is related to action in “The American Scholar,” where Emerson holds that a “true scholar grudges every opportunity of action past by, as a loss of power” (CW1: 59). It is also a subject of “Self-Reliance,” where Emerson writes of each person that “the power which resides in him is new in nature” (CW2: 28). In “Experience” Emerson speaks of a life which “is not intellectual or critical, but sturdy” (CW3: 294); and in “Power” he celebrates the “bruisers” (CW6: 34) of the world who express themselves rudely and get their way. The power in which Emerson is interested, however, is more artistic and intellectual than political or military. In a characteristic passage from “Power,” he states:

In history the great moment, is, when the savage is just ceasing to be a savage, with all his hairy Pelasgic strength directed on his opening sense of beauty:-and you have Pericles and Phidias,-not yet passed over into the Corinthian civility. Everything good in nature and the world is in that moment of transition, when the swarthy juices still flow plentifully from nature, but their astringency or acridity is got out by ethics and humanity. (CW6: 37–8)

Power is all around us, but it cannot always be controlled. It is like “a bird which alights nowhere,” hopping “perpetually from bough to bough” (CW3: 34). Moreover, we often cannot tell at the time when we exercise our power that we are doing so: happily we sometimes find that much is accomplished in “times when we thought ourselves indolent” (CW3: 28).

At some point in many of his essays and addresses, Emerson enunciates, or at least refers to, a great vision of unity. He speaks in “The American Scholar” of an “original unit” or “fountain of power” (CW1: 53), of which each of us is a part. He writes in “The Divinity School Address” that each of us is “an inlet into the deeps of Reason.” And in “Self-Reliance,” the essay that more than any other celebrates individuality, he writes of “the resolution of all into the ever-blessed ONE” (CW2: 40). “The Oversoul” is Emerson’s most sustained discussion of “the ONE,” but he does not, even there, shy away from the seeming conflict between the reality of process and the reality of an ultimate metaphysical unity. How can the vision of succession and the vision of unity be reconciled?

Emerson never comes to a clear or final answer. One solution he both suggests and rejects is an unambiguous idealism, according to which a nontemporal “One” or “Oversoul” is the only reality, and all else is illusion. He suggests this, for example, in the many places where he speaks of waking up out of our dreams or nightmares. But he then portrays that to which we awake not simply as an unchanging “ONE,” but as a process or succession: a “growth” or “movement of the soul” (CW2: 189); or a “new yet unapproachable America” (CW3: 259).

Emerson undercuts his visions of unity (as of everything else) through what Stanley Cavell calls his “epistemology of moods.” According to this epistemology, most fully developed in “Experience” but present in all of Emerson’s writing, we never apprehend anything “straight” or in-itself, but only under an aspect or mood. Emerson writes that life is “a train of moods like a string of beads,” through which we see only what lies in each bead’s focus (CW3: 30). The beads include our temperaments, our changing moods, and the “Lords of Life” which govern all human experience. The Lords include “Succession,” “Surface,” “Dream,” “Reality,” and “Surprise.” Are the great visions of unity, then, simply aspects under which we view the world?

Emerson’s most direct attempt to reconcile succession and unity, or the one and the many, occurs in the last essay in the Essays, Second Series , entitled “Nominalist and Realist.” There he speaks of the universe as an “old Two-face…of which any proposition may be affirmed or denied” (CW3: 144). As in “Experience,” Emerson leaves us with the whirling succession of moods. “I am always insincere,” he skeptically concludes, “as always knowing there are other moods” (CW3: 145). But Emerson enacts as well as describes the succession of moods, and he ends “Nominalist and Realist” with the “feeling that all is yet unsaid,” and with at least the idea of some universal truth (CW3: 363).

Massachusetts ended slavery in 1783, when Chief Justice William Cushing instructed the jury in the case of Quock Walker, a former slave, that “the idea of slavery” was “inconsistent” with the Massachusetts Constitution’ guarantee that “all men are born free and equal” (Gougeon, 71). Emerson first encountered slavery when he went south for his health in the winter of 1827, when he was 23. He recorded the following scene in his journal from his time in Tallahasse, Florida:

A fortnight since I attended a meeting of the Bible Society. The Treasurer of this institution is Marshal of the district & by a somewhat unfortunate arrangement had appointed a special meeting of the Society & a Slave Auction at the same time & place, one being in the Government house & the other in the adjoining yard. One ear therefore heard the glad tidings of great joy whilst the other was regaled with “Going gentlemen, Going!” And almost without changing our position we might aid in sending the scriptures into Africa or bid for “four children without the mother who had been kidnapped therefrom” (JMN3: 117).

Emerson never questioned the iniquity of slavery, though it was not a main item on his intellectual agenda until the eighteen forties. He refers to abolition in the “Prospects” chapter of Nature when he speaks of the “gleams of a better light” in the darkness of history and gives as examples “the abolition of the Slave-trade,” “the history of Jesus Christ,” and “the wisdom of children” (CW1:43). He condemns slavery in some of his greatest essays, “Self-Reliance” (1841), so that even if we didn’t have the anti-slavery addresses of the 1840s and 1850s, we would still have evidence both of the existence of slavery and of Emerson’s opposition to it. He praises “the bountiful cause of Abolition,” although he laments that the cause had been taken over by “angry bigots.” Later in the essay he treats abolition as one of the great causes and movements of world history, along with Christianity, the Reformation, and Methodism. In a well-known statement he writes that an “institution is the shadow of one man,” giving as examples “the Reformation, of Luther; Quakerism, of Fox; Methodism, of Wesley; Abolition of Clarkson” (CW2: 35). The unfamiliar name in this list is that of Thomas Clarkson (1760–1846), a Cambridge-educated clergyman who helped found the British Committee for the Abolition of the Slave Trade. Clarkson travelled on horseback throughout Britain, interviewing sailors who worked on slaving ships, and exhibiting such tools as manacles, thumbscews, branding irons, and other tools of the trade. His History of the Rise, Progress, and Accomplishment of the Abolition of the African Slave Trade by the British Parliament (1808) would be a major source for Emerson’s anti-slavery addresses.

Slavery also appears in “Politics,” from the Essays, Second Series of 1844, when Emerson surveys the two main American parties. One, standing for free trade, wide suffrage, and the access of the young and poor to wealth and power, has the “best cause” but the least attractive leaders; while the other has the most cultivated and able leaders, but is “merely defensive of property.” This conservative party, moreover, “vindicates no right, it aspires to no real good, it brands no crime, it proposes no generous policy, it does not build nor write, nor cherish the arts, nor foster religion, nor establish schools, nor encourage science, nor emancipate the slave, nor befriend the poor, or the Indian, or the immigrant” (CW3: 124). Emerson stands here for emancipation, not simply for the ending of the slave trade.

1844 was also the year of Emerson’s breakout anti-slavery address, which he gave at the annual celebration of the abolition of slavery in the British West Indies. In the background was the American war with Mexico, the annexation of Texas, and the likelihood that it would be entering the Union as a slave state. Although Concord was a hotbed of abolitionism compared to Boston, there were many conservatives in the town. No church allowed Emerson to speak on the subject, and when the courthouse was secured for the talk, the sexton refused to ring the church bell to announce it, a task the young Henry David Thoreau took upon himself to perform (Gougeon, 75). In his address, Emerson develops a critique of the language we use to speak about, or to avoid speaking about, black slavery:

Language must be raked, the secrets of slaughter-houses and infamous holes that cannot front the day, must be ransacked, to tell what negro-slavery has been. These men, our benefactors, as they are producers of corn and wine, of coffee, of tobacco, of cotton, of sugar, of rum, and brandy, gentle and joyous themselves, and producers of comfort and luxury for the civilized world.… I am heart-sick when I read how they came there, and how they are kept there. Their case was left out of the mind and out of the heart of their brothers ( Emerson’s Antislavery Writings , 9).

Emerson’s long address is both clear-eyed about the evils of slavery and hopeful about the possibilities of the Africans. Speaking with the black abolitionist Frederick Douglass beside him on the dais, Emerson states: “The black man carries in his bosom an indispensable element of a new and coming civilization.” He praises “such men as” Toussaint [L]Ouverture, leader of the Haitian slave rebellion, and announces: “here is the anti-slave: here is man; and if you have man, black or white is an insignificance.” (Wirzrbicki, 95; Emerson’s Antislavery Writings, 31).

The Fugitive Slave Law of 1850 effectively nationalized slavery, requiring officials and citizens of the free states to assist in returning escaped slaves to their owners. Emerson’s 1851 “Address to the Citizens of Concord” calls both for the abrogation of the law and for disobeying it while it is still current. In 1854, the escaped slave Anthony Burns was shipped back to Virginia by order of the Chief Justice of the Massachusetts Supreme Court, an order carried out by U. S. Marines, in accordance with the new law. This example of “Slavery in Massachusetts” (as Henry Thoreau put it in a well-known address) is in the background of Emerson’s 1855 “Lecture on Slavery,” where he calls the recognition of slavery by the original 1787 Constitution a “crime.” Emerson gave these and other antislavery addresses multiple times in various places from the late 1840s till the beginning of the Civil War. On the eve of the war Emerson supported John Brown, the violent abolitionist who was executed in 1859 by the U. S. government after he attacked the U. S. armory in Harper’s Ferry, West Virginia. In the middle of the War, Emerson raised funds for black regiments of Union soldiers (Wirzbicki, 251–2) and read his “Boston Hymn” to an audience of 3000 celebrating President Abraham Lincoln’s Emancipation Proclamation of 1863. “Pay ransom to the owner,” Emerson wrote, “and fill the bag to the brim. Who is the owner? The slave is owner. And ever was. Pay him” (CW9: 383).

Emerson’s magisterial essay “Fate,” published in The Conduct of Life (1860) is distinguished not only by its attempt to reconcile freedom and necessity, but by disturbing pronouncements about fate and race, for example:

The population of the world is a conditional population, not the best, but the best that could live now; and the scale of tribes, and the steadiness with which victory adheres to one tribe, and defeat to another, is as uniform as the superposition of strata. We know in history what weight belongs to race. We see the English, French, and Germans planting themselves on every shore and market of America and Australia, and monopolizing the commerce of these countries. We like the nervous and victorious habit of our own branch of the family. We follow the step of the Jew, of the Indian, of the Negro. We see how much will has been expended to extinguish the Jew, in vain.… The German and Irish millions, like the Negro, have a great deal of guano in their destiny. They are ferried over the Atlantic, and carted over America, to ditch and to drudge, to make corn cheap, and then to lie down prematurely to make a spot of green grass on the prairie (CW6: 8–9).

The references to race here show the influence of a new “scientific” interest in both England and America in the role that race—often conflated with culture or nation—plays in human evolution. In America, this interest was entangled with the institution of slavery, the encounters with Native American tribes, and with the notion of “Anglo-Saxon liberties” that came to prominence during the American Revolution, and developed into the idea that there was an Anglo-Saxon race (see Horsman).

Emerson would not be Emerson, however, if he did not conduct a critique of his terms, and “race” is a case in point. He takes it up in a non-American context, however: in the essay “Race” from English Traits (1856). Emerson’s critique of his title begins in the essay’s first paragraph when he writes that “each variety shades down imperceptibly into the next, and you cannot draw the line where a race begins or ends.” Civilization “eats away the old traits,” he continues, and religions construct new forms of character that cut against old racial divisions. More deeply still, he identifies considerations that “threaten to undermine” the concept of race. The “fixity … of races as we see them,” he writes, “is a weak argument for the eternity of these frail boundaries, since all our historical period is a point” in the long duration of nature (CW 5:24). The patterns we see today aren’t pure anyway:

though we flatter the self-love of men and nations by the legend of pure races, all our experience is of the gradation and resolution of races, and strange resemblances meet us every where, It need not puzzle us that Malay and Papuan, Celt and Roman, Saxon and Tartar should mix, when we see the rudiments of tiger and baboon in our human form, and know that the barriers of races are not so firm, but that some spray sprinkles us from the antidiluvian seas.

As in Nature and his great early works, Emerson asserts our intimate relations with the natural world, from the oceans to the animals. Why, one might think, should one of the higher but still initial forms be singled out for separation, abasement, and slavery? Emerson works out his views in “Race” without referring to American slavery, however, in a book about England where he sees a healthy mixture, not a pure race. England’s history, he writes, is not so much “one of certain tribes of Saxons, Jutes, or Frisians, coming from one place, and genetically identical, as it is an anthology of temperaments out of them all.… The English derive their pedigree from such a range of nationalities.… The Scandinavians in her race still hear in every age the murmurs of their mother, the ocean; the Briton in the blood hugs the homestead still” (CW5: 28). Still, it is striking that Emerson never mentions slavery in either “Fate” or “Race,” both of which were written during his intense period of public opposition to American slavery.

4. Some Questions about Emerson

Emerson routinely invites charges of inconsistency. He says the world is fundamentally a process and fundamentally a unity; that it resists the imposition of our will and that it flows with the power of our imagination; that travel is good for us, since it adds to our experience, and that it does us no good, since we wake up in the new place only to find the same “ sad self” we thought we had left behind (CW2: 46).

Emerson’s “epistemology of moods” is an attempt to construct a framework for encompassing what might otherwise seem contradictory outlooks, viewpoints, or doctrines. Emerson really means to “accept,” as he puts it, “the clangor and jangle of contrary tendencies” (CW3: 36). He means to be irresponsible to all that holds him back from his self-development. That is why, at the end of “Circles,” he writes that he is “only an experimenter…with no Past at my back” (CW2: 188). In the world of flux that he depicts in that essay, there is nothing stable to be responsible to: “every moment is new; the past is always swallowed and forgotten, the coming only is sacred” (CW2: 189).

Despite this claim, there is considerable consistency in Emerson’s essays and among his ideas. To take just one example, the idea of the “active soul” – mentioned as the “one thing in the world, of value” in ‘The American Scholar’ – is a presupposition of Emerson’s attack on “the famine of the churches” (for not feeding or activating the souls of those who attend them); it is an element in his understanding of a poem as “a thought so passionate and alive, that, like the spirit of a plant or an animal, it has an architecture of its own …” (CW3: 6); and, of course, it is at the center of Emerson’s idea of self-reliance. There are in fact multiple paths of coherence through Emerson’s philosophy, guided by ideas discussed previously: process, education, self-reliance, and the present.

It is hard for an attentive reader not to feel that there are important differences between early and late Emerson: for example, between the buoyant Nature (1836) and the weary ending of “Experience” (1844); between the expansive author of “Self-Reliance” (1841) and the burdened writer of “Fate” (1860). Emerson himself seems to advert to such differences when he writes in “Fate”: “Once we thought, positive power was all. Now we learn that negative power, or circumstance, is half” (CW6: 8). Is “Fate” the record of a lesson Emerson had not absorbed in his early writing, concerning the multiple ways in which circumstances over which we have no control — plagues, hurricanes, temperament, sexuality, old age — constrain self-reliance or self-development?

“Experience” is a key transitional essay. “Where do we find ourselves?” is the question with which it begins. The answer is not a happy one, for Emerson finds that we occupy a place of dislocation and obscurity, where “sleep lingers all our lifetime about our eyes, as night hovers all day in the boughs of the fir-tree” (CW3: 27). An event hovering over the essay, but not disclosed until its third paragraph, is the death of his five-year old son Waldo. Emerson finds in this episode and his reaction to it an example of an “unhandsome” general character of existence-it is forever slipping away from us, like his little boy.

“Experience” presents many moods. It has its moments of illumination, and its considered judgment that there is an “Ideal journeying always with us, the heaven without rent or seam” (CW3: 41). It offers wise counsel about “skating over the surfaces of life” and confining our existence to the “mid-world.” But even its upbeat ending takes place in a setting of substantial “defeat.” “Up again, old heart!” a somewhat battered voice states in the last sentence of the essay. Yet the essay ends with an assertion that in its great hope and underlying confidence chimes with some of the more expansive passages in Emerson’s writing. The “true romance which the world exists to realize,” he states, “will be the transformation of genius into practical power” (CW3: 49).

Despite important differences in tone and emphasis, Emerson’s assessment of our condition remains much the same throughout his writing. There are no more dire indictments of ordinary human life than in the early work, “The American Scholar,” where Emerson states that “Men in history, men in the world of to-day, are bugs, are spawn, and are called ‘the mass’ and ‘the herd.’ In a century, in a millennium, one or two men; that is to say, one or two approximations to the right state of every man” (CW1: 65). Conversely, there is no more idealistic statement in his early work than the statement in “Fate” that “[t]hought dissolves the material universe, by carrying the mind up into a sphere where all is plastic” (CW6: 15). All in all, the earlier work expresses a sunnier hope for human possibilities, the sense that Emerson and his contemporaries were poised for a great step forward and upward; and the later work, still hopeful and assured, operates under a weight or burden, a stronger sense of the dumb resistance of the world.

Emerson read widely, and gave credit in his essays to the scores of writers from whom he learned. He kept lists of literary, philosophical, and religious thinkers in his journals and worked at categorizing them.

Among the most important writers for the shape of Emerson’s philosophy are Plato and the Neoplatonist line extending through Plotinus, Proclus, Iamblichus, and the Cambridge Platonists. Equally important are writers in the Kantian and Romantic traditions (which Emerson probably learned most about from Coleridge’s Biographia Literaria ). Emerson read avidly in Indian, especially Hindu, philosophy, and in Confucianism. There are also multiple empiricist, or experience-based influences, flowing from Berkeley, Wordsworth and other English Romantics, Newton’s physics, and the new sciences of geology and comparative anatomy. Other writers whom Emerson often mentions are Anaxagoras, St. Augustine, Francis Bacon, Jacob Behmen, Cicero, Goethe, Heraclitus, Lucretius, Mencius, Pythagoras, Schiller, Thoreau, August and Friedrich Schlegel, Shakespeare, Socrates, Madame de Staël and Emanuel Swedenborg.

Emerson’s works were well known throughout the United States and Europe in his day. Nietzsche read German translations of Emerson’s essays, copied passages from “History” and “Self-Reliance” in his journals, and wrote of the Essays : that he had never “felt so much at home in a book.” Emerson’s ideas about “strong, overflowing” heroes, friendship as a battle, education, and relinquishing control in order to gain it, can be traced in Nietzsche’s writings. Other Emersonian ideas-about transition, the ideal in the commonplace, and the power of human will permeate the writings of such classical American pragmatists as William James and John Dewey.

Stanley Cavell’s engagement with Emerson is the most original and prolonged by any philosopher, and Emerson is a primary source for his writing on “moral perfectionism.” In his earliest essays on Emerson, such as “Thinking of Emerson” and “Emerson, Coleridge, Kant,” Cavell considers Emerson’s place in the Kantian tradition, and he explores the affinity between Emerson’s call in “The American Scholar” for a return to “the common and the low” and Wittgenstein’s quest for a return to ordinary language. In “Being Odd, Getting Even” and “Aversive Thinking,” Cavell considers Emerson’s anticipations of existentialism, and in these and other works he explores Emerson’s affinities with Nietzsche and Heidegger.

In Conditions Handsome and Unhandsome and Cities of Words , Cavell develops what he calls “Emersonian moral perfectionism,” of which he finds an exemplary expression in Emerson’s “History”: “So all that is said of the wise man by Stoic, or oriental or modern essayist, describes to each reader his own idea, describes his unattained but attainable self.” Emersonian perfectionism is oriented towards a wiser or better self that is never final, always initial, always on the way.

Cavell does not have a neat and tidy definition of perfectionism, and his list of perfectionist works ranges from Plato’s Republic to Wittgenstein’s Philosophical Investigations , but he identifies “two dominating themes of perfectionism” in Emerson’s writing: (1) “that the human self … is always becoming, as on a journey, always partially in a further state. This journey is described as education or cultivation”; (2) “that the other to whom I can use the words I discover in which to express myself is the Friend—a figure that may occur as the goal of the journey but also as its instigation and accompaniment” ( Cities of Words , 26–7). The friend can be a person but it may also be a text. In the sentence from “History” cited above, the writing of the “Stoic, or oriental or modern essayist” about “the wise man” functions as a friend and guide, describing to each reader not just any idea, but “his own idea.” This is the text as instigator and companion.

Cavell’s engagement with perfectionism springs from a response to his colleague John Rawls, who in A Theory of Justice condemns Nietzsche (and implicitly Emerson) for his statement that “mankind must work continually to produce individual great human beings.” “Perfectionism,” Rawls states, “is denied as a political principle.” Cavell replies that Emerson’s (and Nietzsche’s) focus on the great man has nothing to do with a transfer of economic resources or political power, or with the idea that “there is a separate class of great men …for whose good, and conception of good, the rest of society is to live” (CHU, 49). The great man or woman, Cavell holds, is required for rather than opposed to democracy: “essential to the criticism of democracy from within” (CHU, 3).

• [ CW ] The Collected Works of Ralph Waldo Emerson , ed. Robert Spiller et al, Cambridge, MA: Harvard University Press, 1971–
• [ E ] “Education,” in Lectures and Biographical Sketches , in The Complete Works of Ralph Waldo Emerson , ed. Edward Waldo Emerson, Boston: Houghton Mifflin, 1883, pp. 125–59
• The Complete Works of Ralph Waldo Emerson , ed. Edward Waldo Emerson, Boston: Houghton Mifflin, 12 volumes, 1903–4
• The Annotated Emerson , ed. David Mikics, Cambridge, MA: Harvard University Press, 2012.
• The Journals of Ralph Waldo Emerson , ed. Edward Waldo Emerson and Waldo Emerson Forbes. 10 vols., Boston and New York: Houghton Mifflin, 1910–14.
• The Journals and Miscellaneous Notebooks of Ralph Waldo Emerson , ed. William Gillman, et al., Cambridge: Belknap Press, Harvard University Press, 1960–
• The Early Lectures of Ralph Waldo Emerson , 3 vols, Stephen E. Whicher, Robert E. Spiller, and Wallace E. Williams, eds., Cambridge, MA: Harvard University Press, 1961–72.
• The Letters of Ralph Waldo Emerson , ed. Ralph L. Rusk and Eleanor M. Tilton. 10 vols. New York: Columbia University Press, 1964–95.
• (with Thomas Carlyle), The Correspondence of Emerson and Carlyle , ed. Joseph Slater, New York: Columbia University Press, 1964.
• Emerson’s Antislavery Writings , eds. Len Gougeon and Joel Myerson, New Haven and London: Yale University Press, 1995.
• The Later Lectures of Ralph Waldo Emerson , eds. Ronald Bosco and Joel Myerson, Athens, GA: University of Georgia Press, 2003.
• Emerson: Political Writings (Cambridge Texts in the History of Political Thought) , ed. Kenneth Sacks, Cambridge: Cambridge University Press, 2008.
• (See Chronology for original dates of publication.)
• Alcott, Amos Bronson, 1882, Ralph Waldo Emerson: An Estimate of His Character and Genius: In Prose and in Verse , Boston: A. Williams and Co., 1882)
• Allen, Gay Wilson, 1981, Waldo Emerson , New York: Viking Press.
• Arsić, Branka, 2010. On Leaving: A Reading in Emerson , Cambridge, MA: Harvard University Press.
• Arsić, Branka, and Carey Wolfe (eds.), 2010. The Other Emerson , Minneapolis, MN: University of Minnesota Press.
• Bishop, Jonathan, 1964, Emerson on the Soul , Cambridge, MA: Harvard University Press.
• Buell, Lawrence, 2003, Emerson , Cambridge, MA: Harvard University Press.
• Cameron, Sharon, 2007, Impersonality , Chicago: University of Chicago Press.
• Carpenter, Frederick Ives, 1930, Emerson and Asia , Cambridge, MA: Harvard University Press.
• Cavell, Stanley, 1981, “Thinking of Emerson” and “An Emerson Mood,” in The Senses of Walden, An Expanded Edition , San Francisco: North Point Press.
• –––, 1988, In Quest of the Ordinary: Lines of Skepticism and Romanticism , Chicago: University of Chicago Press.
• –––, 1990, Conditions Handsome and Unhandsome: The Constitution of Emersonian Perfectionism , Chicago: University of Chicago Press. (Abbreviated CHU in the text.).
• –––, 2004, Emerson’s Transcendental Etudes , Stanford: Stanford University Press.
• –––, 2004, Cities of Words: Pedagogical Letters on a Register of the Moral Life , Cambridge, MA and London: The Belknap Press of Harvard University Press.
• Conant, James, 1997, “Emerson as Educator,” ESQ: A Journal of the American Renaissance , 43: 181–206.
• –––, 2001, “Nietzsche as Educator,” Nietzsche’s Post-Moralism: Essays on Nietzsche’s Prelude to Philosophy’s Future , Richard Schacht (ed.), Cambridge: Cambridge University Press, 181–257.
• Constantinesco, Thomas, 2012, Ralph Waldo Emerson: L’Amérique à l’essai , Paris: Editions Rue d’Ulm.
• Ellison, Julie, 1984, Emerson’s Romantic Style , Princeton: Princeton University Press.
• Firkins, Oscar W., 1915, Ralph Waldo Emerson , Boston: Houghton Mifflin.
• Follett, Danielle, 2015, “The Tension Between Immanence and Dualism in Coleridge and Emerson,” in Romanticism and Philosophy: Thinking with Literature , Sophie Laniel-Musitelli and Thomas Constantinesco (eds.), London: Routledge, 209–221.
• Friedl, Herwig, 2018, Thinking in Search of a Language: Essays on American Intellect and Intuition , New York and London: Bloomsbury Academic.
• Goodman, Russell B., 1990a, American Philosophy and the Romantic Tradition , Cambridge: Cambridge University Press, Chapter 2.
• –––, 1990b, “East-West Philosophy in Nineteenth Century America: Emerson and Hinduism,” Journal of the History of Ideas , 51(4): 625–45.
• –––, 1997, “Moral Perfectionism and Democracy in Emerson and Nietzsche,” ESQ: A Journal of the American Renaissance , 43: 159–80.
• –––, 2004, “The Colors of the Spirit: Emerson and Thoreau on Nature and the Self,” Nature in American Philosophy , Jean De Groot (ed.), Washington, DC: Catholic University of America Press, 1–18.
• –––, 2008, “Emerson, Romanticism, and Classical American Pragmatism,” The Oxford Handbook of American Philosophy , Cheryl Misak (ed.), Oxford: Oxford University Press, 19–37.
• –––, 2015, American Philosophy Before Pragmatism , Oxford: Oxford University Press, 147–99, 234–54.
• –––, 2021, “Transcendentalist Legacies in American Philosophy,” Handbook of American Romanticism, Philipp Löffler, Clemens Spahr, Jan Stievermann (ed.), Berlin and Boston: Walter de Gruyter, 517–536.
• Holmes, Oliver Wendell, 1885, Ralph Waldo Emerson , Boston: Houghton Mifflin.
• Horsman, Reginald, 1981, Race and Manifest Destiny: The Origins of American Racial Anglo-Saxonism, Cambridge, and London: Harvard University Press.
• Lysaker, John, 2008, Emerson and Self-Culture , Indianapolis: Indiana University Press.
• Matthiessen, F. O., 1941, American Renaissance: Art and Expression in the Age of Emerson and Whitman , New York: Oxford University Press.
• Packer, B. L., 1982, Emerson’s Fall , New York: Continuum.
• –––, 2007, The Transcendentalists , Athens: University of Georgia Press.
• Poirier, Richard, 1987, The Renewal of Literature: Emersonian Reflections , New York: Random House.
• –––, 1992, Poetry and Pragmatism , Cambridge, MA.: Harvard University Press.
• Porte, Joel, and Morris, Saundra (eds.), 1999, The Cambridge Companion to Ralph Waldo Emerson , Cambridge: Cambridge University Press.
• Richardson, Robert D. Jr., 1995, Emerson: The Mind on Fire , Berkeley and Los Angeles: University of California Press.
• Sacks, Kenneth, 2003, Understanding Emerson: “The American Scholar” and His Struggle for Self-Reliance , Princeton: Princeton University Press.
• Urbas, Joseph, 2016, Emerson’s Metaphysics: A Song of Laws and Causes , Lanham, MD and London: Lexington Books.
• –––, 2021, The Philosophy of Ralph Waldo Emerson , New York and London: Routledge.
• Versluis, Arthur, 1993, American Transcendentalism and Asian Religions , New York: Oxford University Press.
• Whicher, Stephen, 1953, Freedom and Fate: An Inner Life of Ralph Waldo Emerson , Philadelphia: University of Pennsylvania Press.
• Wirzbicki, Peter, 2021, Fighting for the Higher Law: Black and White Transcendentalists Against Slavery , Philadelphia: University of Pennsylvania Press.
• Zavatta, Benedetta, 2019, Individuality and Beyond: Nietzsche Reads Emerson, trans. Alexander Reynolds , New York: Oxford University Press.

How to cite this entry . Preview the PDF version of this entry at the Friends of the SEP Society . Look up topics and thinkers related to this entry at the Internet Philosophy Ontology Project (InPhO). Enhanced bibliography for this entry at PhilPapers , with links to its database.

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1. If we see Emerson’s “Nature” as a response to one basic question, that question might be “What is the point of nature?”

• According to Emerson, what is the main point of nature? (topic sentence)
• Of the six uses of nature Emerson explores, which two or three seem the most significant in terms of explaining the primary purpose or use of nature? Use details from the text to support your answer.
• Finally, discuss in your concluding sentence or sentences how the theme of individualism, or self-reliance, that threads through the essay relates to nature and the main point of it, in Emerson’s estimation.

2. At certain moments in “Nature,” Emerson’s arguments take on overtones of European colonialist ideology or thinking. For example, to illustrate what he considers the beauty of “heroic actions” in Chapter 3 (“Beauty”), Emerson opines, “When the bark of Columbus nears the shore of America;--before it, the beach lined with savages, fleeing out of all their huts of cane; the sea behind, and the purple mountains of the Indian Archipelago around, can we separate the man from the living picture?”

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The introduction of an essay plays a critical role in engaging the reader and providing contextual information about the topic. It sets the stage for the rest of the essay, establishes the tone and style, and motivates the reader to continue reading. 

Table of Contents

What is an essay introduction , what to include in an essay introduction, how to create an essay structure , step-by-step process for writing an essay introduction , how to write an introduction paragraph , how to write a hook for your essay , how to include background information , how to write a thesis statement .

• Argumentative Essay Introduction Example: 
• Expository Essay Introduction Example 

Literary Analysis Essay Introduction Example

Check and revise – checklist for essay introduction , key takeaways , frequently asked questions .

An introduction is the opening section of an essay, paper, or other written work. It introduces the topic and provides background information, context, and an overview of what the reader can expect from the rest of the work. 1 The key is to be concise and to the point, providing enough information to engage the reader without delving into excessive detail. 

The essay introduction is crucial as it sets the tone for the entire piece and provides the reader with a roadmap of what to expect. Here are key elements to include in your essay introduction: 

• Hook : Start with an attention-grabbing statement or question to engage the reader. This could be a surprising fact, a relevant quote, or a compelling anecdote. 
• Background information : Provide context and background information to help the reader understand the topic. This can include historical information, definitions of key terms, or an overview of the current state of affairs related to your topic. 
• Thesis statement : Clearly state your main argument or position on the topic. Your thesis should be concise and specific, providing a clear direction for your essay. 

Before we get into how to write an essay introduction, we need to know how it is structured. The structure of an essay is crucial for organizing your thoughts and presenting them clearly and logically. It is divided as follows: 2  

• Introduction:  The introduction should grab the reader’s attention with a hook, provide context, and include a thesis statement that presents the main argument or purpose of the essay.  
• Body:  The body should consist of focused paragraphs that support your thesis statement using evidence and analysis. Each paragraph should concentrate on a single central idea or argument and provide evidence, examples, or analysis to back it up.  
• Conclusion:  The conclusion should summarize the main points and restate the thesis differently. End with a final statement that leaves a lasting impression on the reader. Avoid new information or arguments. 

Here’s a step-by-step guide on how to write an essay introduction: 

• Start with a Hook : Begin your introduction paragraph with an attention-grabbing statement, question, quote, or anecdote related to your topic. The hook should pique the reader’s interest and encourage them to continue reading. 
• Provide Background Information : This helps the reader understand the relevance and importance of the topic. 
• State Your Thesis Statement : The last sentence is the main argument or point of your essay. It should be clear, concise, and directly address the topic of your essay. 
• Preview the Main Points : This gives the reader an idea of what to expect and how you will support your thesis. 
• Keep it Concise and Clear : Avoid going into too much detail or including information not directly relevant to your topic. 
• Revise : Revise your introduction after you’ve written the rest of your essay to ensure it aligns with your final argument. 

Here’s an example of an essay introduction paragraph about the importance of education: 

Education is often viewed as a fundamental human right and a key social and economic development driver. As Nelson Mandela once famously said, “Education is the most powerful weapon which you can use to change the world.” It is the key to unlocking a wide range of opportunities and benefits for individuals, societies, and nations. In today’s constantly evolving world, education has become even more critical. It has expanded beyond traditional classroom learning to include digital and remote learning, making education more accessible and convenient. This essay will delve into the importance of education in empowering individuals to achieve their dreams, improving societies by promoting social justice and equality, and driving economic growth by developing a skilled workforce and promoting innovation. 

This introduction paragraph example includes a hook (the quote by Nelson Mandela), provides some background information on education, and states the thesis statement (the importance of education). 

This is one of the key steps in how to write an essay introduction. Crafting a compelling hook is vital because it sets the tone for your entire essay and determines whether your readers will stay interested. A good hook draws the reader in and sets the stage for the rest of your essay.  

• Avoid Dry Fact : Instead of simply stating a bland fact, try to make it engaging and relevant to your topic. For example, if you’re writing about the benefits of exercise, you could start with a startling statistic like, “Did you know that regular exercise can increase your lifespan by up to seven years?” 
• Avoid Using a Dictionary Definition : While definitions can be informative, they’re not always the most captivating way to start an essay. Instead, try to use a quote, anecdote, or provocative question to pique the reader’s interest. For instance, if you’re writing about freedom, you could begin with a quote from a famous freedom fighter or philosopher. 
• Do Not Just State a Fact That the Reader Already Knows : This ties back to the first point—your hook should surprise or intrigue the reader. For Here’s an introduction paragraph example, if you’re writing about climate change, you could start with a thought-provoking statement like, “Despite overwhelming evidence, many people still refuse to believe in the reality of climate change.” 

Including background information in the introduction section of your essay is important to provide context and establish the relevance of your topic. When writing the background information, you can follow these steps: 

• Start with a General Statement:  Begin with a general statement about the topic and gradually narrow it down to your specific focus. For example, when discussing the impact of social media, you can begin by making a broad statement about social media and its widespread use in today’s society, as follows: “Social media has become an integral part of modern life, with billions of users worldwide.” 
• Define Key Terms : Define any key terms or concepts that may be unfamiliar to your readers but are essential for understanding your argument. 
• Provide Relevant Statistics:  Use statistics or facts to highlight the significance of the issue you’re discussing. For instance, “According to a report by Statista, the number of social media users is expected to reach 4.41 billion by 2025.” 
• Discuss the Evolution:  Mention previous research or studies that have been conducted on the topic, especially those that are relevant to your argument. Mention key milestones or developments that have shaped its current impact. You can also outline some of the major effects of social media. For example, you can briefly describe how social media has evolved, including positives such as increased connectivity and issues like cyberbullying and privacy concerns. 
• Transition to Your Thesis:  Use the background information to lead into your thesis statement, which should clearly state the main argument or purpose of your essay. For example, “Given its pervasive influence, it is crucial to examine the impact of social media on mental health.” 

A thesis statement is a concise summary of the main point or claim of an essay, research paper, or other type of academic writing. It appears near the end of the introduction. Here’s how to write a thesis statement: 

• Identify the topic:  Start by identifying the topic of your essay. For example, if your essay is about the importance of exercise for overall health, your topic is “exercise.” 
• State your position:  Next, state your position or claim about the topic. This is the main argument or point you want to make. For example, if you believe that regular exercise is crucial for maintaining good health, your position could be: “Regular exercise is essential for maintaining good health.” 
• Support your position:  Provide a brief overview of the reasons or evidence that support your position. These will be the main points of your essay. For example, if you’re writing an essay about the importance of exercise, you could mention the physical health benefits, mental health benefits, and the role of exercise in disease prevention. 
• Make it specific:  Ensure your thesis statement clearly states what you will discuss in your essay. For example, instead of saying, “Exercise is good for you,” you could say, “Regular exercise, including cardiovascular and strength training, can improve overall health and reduce the risk of chronic diseases.” 

Examples of essay introduction 

Here are examples of essay introductions for different types of essays: 

Argumentative Essay Introduction Example:  

Topic: Should the voting age be lowered to 16? 

“The question of whether the voting age should be lowered to 16 has sparked nationwide debate. While some argue that 16-year-olds lack the requisite maturity and knowledge to make informed decisions, others argue that doing so would imbue young people with agency and give them a voice in shaping their future.” 

Expository Essay Introduction Example  

Topic: The benefits of regular exercise 

“In today’s fast-paced world, the importance of regular exercise cannot be overstated. From improving physical health to boosting mental well-being, the benefits of exercise are numerous and far-reaching. This essay will examine the various advantages of regular exercise and provide tips on incorporating it into your daily routine.” 

Text: “To Kill a Mockingbird” by Harper Lee 

“Harper Lee’s novel, ‘To Kill a Mockingbird,’ is a timeless classic that explores themes of racism, injustice, and morality in the American South. Through the eyes of young Scout Finch, the reader is taken on a journey that challenges societal norms and forces characters to confront their prejudices. This essay will analyze the novel’s use of symbolism, character development, and narrative structure to uncover its deeper meaning and relevance to contemporary society.” 

• Engaging and Relevant First Sentence : The opening sentence captures the reader’s attention and relates directly to the topic. 
• Background Information : Enough background information is introduced to provide context for the thesis statement. 
• Definition of Important Terms : Key terms or concepts that might be unfamiliar to the audience or are central to the argument are defined. 
• Clear Thesis Statement : The thesis statement presents the main point or argument of the essay. 
• Relevance to Main Body : Everything in the introduction directly relates to and sets up the discussion in the main body of the essay. 

Writing a strong introduction is crucial for setting the tone and context of your essay. Here are the key takeaways for how to write essay introduction: 3  

• Hook the Reader : Start with an engaging hook to grab the reader’s attention. This could be a compelling question, a surprising fact, a relevant quote, or an anecdote. 
• Provide Background : Give a brief overview of the topic, setting the context and stage for the discussion. 
• Thesis Statement : State your thesis, which is the main argument or point of your essay. It should be concise, clear, and specific. 
• Preview the Structure : Outline the main points or arguments to help the reader understand the organization of your essay. 
• Keep it Concise : Avoid including unnecessary details or information not directly related to your thesis. 
• Revise and Edit : Revise your introduction to ensure clarity, coherence, and relevance. Check for grammar and spelling errors. 
• Seek Feedback : Get feedback from peers or instructors to improve your introduction further. 

The purpose of an essay introduction is to give an overview of the topic, context, and main ideas of the essay. It is meant to engage the reader, establish the tone for the rest of the essay, and introduce the thesis statement or central argument.  

An essay introduction typically ranges from 5-10% of the total word count. For example, in a 1,000-word essay, the introduction would be roughly 50-100 words. However, the length can vary depending on the complexity of the topic and the overall length of the essay.

An essay introduction is critical in engaging the reader and providing contextual information about the topic. To ensure its effectiveness, consider incorporating these key elements: a compelling hook, background information, a clear thesis statement, an outline of the essay’s scope, a smooth transition to the body, and optional signposting sentences.  

The process of writing an essay introduction is not necessarily straightforward, but there are several strategies that can be employed to achieve this end. When experiencing difficulty initiating the process, consider the following techniques: begin with an anecdote, a quotation, an image, a question, or a startling fact to pique the reader’s interest. It may also be helpful to consider the five W’s of journalism: who, what, when, where, why, and how.   For instance, an anecdotal opening could be structured as follows: “As I ascended the stage, momentarily blinded by the intense lights, I could sense the weight of a hundred eyes upon me, anticipating my next move. The topic of discussion was climate change, a subject I was passionate about, and it was my first public speaking event. Little did I know , that pivotal moment would not only alter my perspective but also chart my life’s course.” 

Crafting a compelling thesis statement for your introduction paragraph is crucial to grab your reader’s attention. To achieve this, avoid using overused phrases such as “In this paper, I will write about” or “I will focus on” as they lack originality. Instead, strive to engage your reader by substantiating your stance or proposition with a “so what” clause. While writing your thesis statement, aim to be precise, succinct, and clear in conveying your main argument.  

To create an effective essay introduction, ensure it is clear, engaging, relevant, and contains a concise thesis statement. It should transition smoothly into the essay and be long enough to cover necessary points but not become overwhelming. Seek feedback from peers or instructors to assess its effectiveness. 

References  

• Cui, L. (2022). Unit 6 Essay Introduction.  Building Academic Writing Skills . 
• West, H., Malcolm, G., Keywood, S., & Hill, J. (2019). Writing a successful essay.  Journal of Geography in Higher Education ,  43 (4), 609-617. 
• Beavers, M. E., Thoune, D. L., & McBeth, M. (2023). Bibliographic Essay: Reading, Researching, Teaching, and Writing with Hooks: A Queer Literacy Sponsorship. College English, 85(3), 230-242. 

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