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- Published: 16 October 2014
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A woman with asthma: a whole systems approach to supporting self-management
- Hilary Pinnock 1 ,
- Elisabeth Ehrlich 1 ,
- Gaylor Hoskins 2 &
- Ron Tomlins 3
npj Primary Care Respiratory Medicine volume 24 , Article number: 14063 ( 2014 ) Cite this article
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A 35-year-old lady attends for review of her asthma following an acute exacerbation. There is an extensive evidence base for supported self-management for people living with asthma, and international and national guidelines emphasise the importance of providing a written asthma action plan. Effective implementation of this recommendation for the lady in this case study is considered from the perspective of a patient, healthcare professional, and the organisation. The patient emphasises the importance of developing a partnership based on honesty and trust, the need for adherence to monitoring and regular treatment, and involvement of family support. The professional considers the provision of asthma self-management in the context of a structured review, with a focus on a self-management discussion which elicits the patient’s goals and preferences. The organisation has a crucial role in promoting, enabling and providing resources to support professionals to provide self-management. The patient’s asthma control was assessed and management optimised in two structured reviews. Her goal was to avoid disruption to her work and her personalised action plan focused on achieving that goal.
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Improving primary care management of asthma: do we know what really works?
A 35-year-old sales representative attends the practice for an asthma review. Her medical record notes that she has had asthma since childhood, and although for many months of the year her asthma is well controlled (when she often reduces or stops her inhaled steroids), she experiences one or two exacerbations a year requiring oral steroids. These are usually triggered by a viral upper respiratory infection, though last summer when the pollen count was particularly high she became tight chested and wheezy for a couple of weeks.
Her regular prescription is for fluticasone 100 mcg twice a day, and salbutamol as required. She has a young family and a busy lifestyle so does not often manage to find time to attend the asthma clinic. A few weeks previously, an asthma attack had interfered with some important work-related travel, and she has attended the clinic on this occasion to ask about how this can be managed better in the future. There is no record of her having been given an asthma action plan.
What do we know about asthma self-management? The academic perspective
Supported self-management reduces asthma morbidity.
The lady in this case study is struggling to maintain control of her asthma within the context of her busy professional and domestic life. The recent unfortunate experience which triggered this consultation offers a rare opportunity to engage with her and discuss how she can manage her asthma better. It behoves the clinician whom she is seeing (regardless of whether this is in a dedicated asthma clinic or an appointment in a routine general practice surgery) to grasp the opportunity and discuss self-management and provide her with a (written) personalised asthma action plan (PAAP).
The healthcare professional advising the lady is likely to be aware that international and national guidelines emphasise the importance of supporting self-management. 1 – 4 There is an extensive evidence base for asthma self-management: a recent synthesis identified 22 systematic reviews summarising data from 260 randomised controlled trials encompassing a broad range of demographic, clinical and healthcare contexts, which concluded that asthma self-management reduces emergency use of healthcare resources, including emergency department visits, hospital admissions and unscheduled consultations and improves markers of asthma control, including reduced symptoms and days off work, and improves quality of life. 1 , 2 , 5 – 12 Health economic analysis suggests that it is not only clinically effective, but also a cost-effective intervention. 13
Personalised asthma action plans
Key features of effective self-management approaches are:
Self-management education should be reinforced by provision of a (written) PAAP which reminds patients of their regular treatment, how to monitor and recognise that control is deteriorating and the action they should take. 14 – 16 As an adult, our patient can choose whether she wishes to monitor her control with symptoms or by recording peak flows (or a combination of both). 6 , 8 , 9 , 14 Symptom-based monitoring is generally better in children. 15 , 16
Plans should have between two and three action points including emergency doses of reliever medication; increasing low dose (or recommencing) inhaled steroids; or starting a course of oral steroids according to severity of the exacerbation. 14
Personalisation of the action plan is crucial. Focussing specifically on what actions she could take to prevent a repetition of the recent attack is likely to engage her interest. Not all patients will wish to start oral steroids without advice from a healthcare professional, though with her busy lifestyle and travel our patient is likely to be keen to have an emergency supply of prednisolone. Mobile technology has the potential to support self-management, 17 , 18 though a recent systematic review concluded that none of the currently available smart phone ‘apps’ were fit for purpose. 19
Identification and avoidance of her triggers is important. As pollen seems to be a trigger, management of allergic rhinitis needs to be discussed (and included in her action plan): she may benefit from regular use of a nasal steroid spray during the season. 20
Self-management as recommended by guidelines, 1 , 2 focuses narrowly on adherence to medication/monitoring and the early recognition/remediation of exacerbations, summarised in (written) PAAPs. Patients, however, may want to discuss how to reduce the impact of asthma on their life more generally, 21 including non-pharmacological approaches.
Supported self-management
The impact is greater if self-management education is delivered within a comprehensive programme of accessible, proactive asthma care, 22 and needs to be supported by ongoing regular review. 6 With her busy lifestyle, our patient may be reluctant to attend follow-up appointments, and once her asthma is controlled it may be possible to make convenient arrangements for professional review perhaps by telephone, 23 , 24 or e-mail. Flexible access to professional advice (e.g., utilising diverse modes of consultation) is an important component of supporting self-management. 25
The challenge of implementation
Implementation of self-management, however, remains poor in routine clinical practice. A recent Asthma UK web-survey estimated that only 24% of people with asthma in the UK currently have a PAAP, 26 with similar figures from Sweden 27 and Australia. 28 The general practitioner may feel that they do not have time to discuss self-management in a routine surgery appointment, or may not have a supply of paper-based PAAPs readily available. 29 However, as our patient rarely finds time to attend the practice, inviting her to make an appointment for a future clinic is likely to be unsuccessful and the opportunity to provide the help she needs will be missed.
The solution will need a whole systems approach
A systematic meta-review of implementing supported self-management in long-term conditions (including asthma) concluded that effective implementation was multifaceted and multidisciplinary; engaging patients, training and motivating professionals within the context of an organisation which actively supported self-management. 5 This whole systems approach considers that although patient education, professional training and organisational support are all essential components of successful support, they are rarely effective in isolation. 30 A systematic review of interventions that promote provision/use of PAAPs highlighted the importance of organisational systems (e.g., sending blank PAAPs with recall reminders). 31 A patient offers her perspective ( Box 1 ), a healthcare professional considers the clinical challenge, and the challenges are discussed from an organisational perspective.
Box 1: What self-management help should this lady expect from her general practitioner or asthma nurse? The patient’s perspective
The first priority is that the patient is reassured that her condition can be managed successfully both in the short and the long term. A good working relationship with the health professional is essential to achieve this outcome. Developing trust between patient and healthcare professional is more likely to lead to the patient following the PAAP on a long-term basis.
A review of all medication and possible alternative treatments should be discussed. The patient needs to understand why any changes are being made and when she can expect to see improvements in her condition. Be honest, as sometimes it will be necessary to adjust dosages before benefits are experienced. Be positive. ‘There are a number of things we can do to try to reduce the impact of asthma on your daily life’. ‘Preventer treatment can protect against the effect of pollen in the hay fever season’. If possible, the same healthcare professional should see the patient at all follow-up appointments as this builds trust and a feeling of working together to achieve the aim of better self-management.
Is the healthcare professional sure that the patient knows how to take her medication and that it is taken at the same time each day? The patient needs to understand the benefit of such a routine. Medication taken regularly at the same time each day is part of any self-management regime. If the patient is unused to taking medication at the same time each day then keeping a record on paper or with an electronic device could help. Possibly the patient could be encouraged to set up a system of reminders by text or smartphone.
Some people find having a peak flow meter useful. Knowing one's usual reading means that any fall can act as an early warning to put the PAAP into action. Patients need to be proactive here and take responsibility.
Ongoing support is essential for this patient to ensure that she takes her medication appropriately. Someone needs to be available to answer questions and provide encouragement. This could be a doctor or a nurse or a pharmacist. Again, this is an example of the partnership needed to achieve good asthma control.
It would also be useful at a future appointment to discuss the patient’s lifestyle and work with her to reduce her stress. Feeling better would allow her to take simple steps such as taking exercise. It would also be helpful if all members of her family understood how to help her. Even young children can do this.
From personal experience some people know how beneficial it is to feel they are in a partnership with their local practice and pharmacy. Being proactive produces dividends in asthma control.
What are the clinical challenges for the healthcare professional in providing self-management support?
Due to the variable nature of asthma, a long-standing history may mean that the frequency and severity of symptoms, as well as what triggers them, may have changed over time. 32 Exacerbations requiring oral steroids, interrupting periods of ‘stability’, indicate the need for re-assessment of the patient’s clinical as well as educational needs. The patient’s perception of stability may be at odds with the clinical definition 1 , 33 —a check on the number of short-acting bronchodilator inhalers the patient has used over a specific period of time is a good indication of control. 34 Assessment of asthma control should be carried out using objective tools such as the Asthma Control Test or the Royal College of Physicians three questions. 35 , 36 However, it is important to remember that these assessment tools are not an end in themselves but should be a springboard for further discussion on the nature and pattern of symptoms. Balancing work with family can often make it difficult to find the time to attend a review of asthma particularly when the patient feels well. The practice should consider utilising other means of communication to maintain contact with patients, encouraging them to come in when a problem is highlighted. 37 , 38 Asthma guidelines advocate a structured approach to ensure the patient is reviewed regularly and recommend a detailed assessment to enable development of an appropriate patient-centred (self)management strategy. 1 – 4
Although self-management plans have been shown to be successful for reducing the impact of asthma, 21 , 39 the complexity of managing such a fluctuating disease on a day-to-day basis is challenging. During an asthma review, there is an opportunity to work with the patient to try to identify what triggers their symptoms and any actions that may help improve or maintain control. 38 An integral part of personalised self-management education is the written PAAP, which gives the patient the knowledge to respond to the changes in symptoms and ensures they maintain control of their asthma within predetermined parameters. 9 , 40 The PAAP should include details on how to monitor asthma, recognise symptoms, how to alter medication and what to do if the symptoms do not improve. The plan should include details on the treatment to be taken when asthma is well controlled, and how to adjust it when the symptoms are mild, moderate or severe. These action plans need to be developed between the doctor, nurse or asthma educator and the patient during the review and should be frequently reviewed and updated in partnership (see Box 1). Patient preference as well as clinical features such as whether she under- or over-perceives her symptoms should be taken into account when deciding whether the action plan is peak flow or symptom-driven. Our patient has a lot to gain from having an action plan. She has poorly controlled asthma and her lifestyle means that she will probably see different doctors (depending who is available) when she needs help. Being empowered to self-manage could make a big difference to her asthma control and the impact it has on her life.
The practice should have protocols in place, underpinned by specific training to support asthma self-management. As well as ensuring that healthcare professionals have appropriate skills, this should include training for reception staff so that they know what action to take if a patient telephones to say they are having an asthma attack.
However, focusing solely on symptom management strategies (actions) to follow in the presence of deteriorating symptoms fails to incorporate the patients’ wider views of asthma, its management within the context of her/his life, and their personal asthma management strategies. 41 This may result in a failure to use plans to maximise their health potential. 21 , 42 A self-management strategy leading to improved outcomes requires a high level of patient self-efficacy, 43 a meaningful partnership between the patient and the supporting health professional, 42 , 44 and a focused self-management discussion. 14
Central to both the effectiveness and personalisation of action plans, 43 , 45 in particular the likelihood that the plan will lead to changes in patients’ day-to-day self-management behaviours, 45 is the identification of goals. Goals are more likely to be achieved when they are specific, important to patients, collaboratively set and there is a belief that these can be achieved. Success depends on motivation 44 , 46 to engage in a specific behaviour to achieve a valued outcome (goal) and the ability to translate the behavioural intention into action. 47 Action and coping planning increases the likelihood that patient behaviour will actually change. 44 , 46 , 47 Our patient has a goal: she wants to avoid having her work disrupted by her asthma. Her personalised action plan needs to explicitly focus on achieving that goal.
As providers of self-management support, health professionals must work with patients to identify goals (valued outcomes) that are important to patients, that may be achievable and with which they can engage. The identification of specific, personalised goals and associated feasible behaviours is a prerequisite for the creation of asthma self-management plans. Divergent perceptions of asthma and how to manage it, and a mismatch between what patients want/need from these plans and what is provided by professionals are barriers to success. 41 , 42
What are the challenges for the healthcare organisation in providing self-management support?
A number of studies have demonstrated the challenges for primary care physicians in providing ongoing support for people with asthma. 31 , 48 , 49 In some countries, nurses and other allied health professionals have been trained as asthma educators and monitor people with stable asthma. These resources are not always available. In addition, some primary care services are delivered in constrained systems where only a few minutes are available to the practitioner in a consultation, or where only a limited range of asthma medicines are available or affordable. 50
There is recognition that the delivery of quality care depends on the competence of the doctor (and supporting health professionals), the relationship between the care providers and care recipients, and the quality of the environment in which care is delivered. 51 This includes societal expectations, health literacy and financial drivers.
In 2001, the Australian Government adopted a programme developed by the General Practitioner Asthma Group of the National Asthma Council Australia that provided a structured approach to the implementation of asthma management guidelines in a primary care setting. 52 Patients with moderate-to-severe asthma were eligible to participate. The 3+ visit plan required confirmation of asthma diagnosis, spirometry if appropriate, assessment of trigger factors, consideration of medication and patient self-management education including provision of a written PAAP. These elements, including regular medical review, were delivered over three visits. Evaluation demonstrated that the programme was beneficial but that it was difficult to complete the third visit in the programme. 53 – 55 Accordingly, the programme, renamed the Asthma Cycle of Care, was modified to incorporate two visits. 56 Financial incentives are provided to practices for each patient who receives this service each year.
Concurrently, other programmes were implemented which support practice-based care. Since 2002, the National Asthma Council has provided best-practice asthma and respiratory management education to health professionals, 57 and this programme will be continuing to 2017. The general practitioner and allied health professional trainers travel the country to provide asthma and COPD updates to groups of doctors, nurses and community pharmacists. A number of online modules are also provided. The PACE (Physician Asthma Care Education) programme developed by Noreen Clark has also been adapted to the Australian healthcare system. 58 In addition, a pharmacy-based intervention has been trialled and implemented. 59
To support these programmes, the National Asthma Council ( www.nationalasthma.org.au ) has developed resources for use in practices. A strong emphasis has been on the availability of a range of PAAPs (including plans for using adjustable maintenance dosing with ICS/LABA combination inhalers), plans for indigenous Australians, paediatric plans and plans translated into nine languages. PAAPs embedded in practice computer systems are readily available in consultations, and there are easily accessible online paediatric PAAPs ( http://digitalmedia.sahealth.sa.gov.au/public/asthma/ ). A software package, developed in the UK, can be downloaded and used to generate a pictorial PAAP within the consultation. 60
One of the strongest drivers towards the provision of written asthma action plans in Australia has been the Asthma Friendly Schools programme. 61 , 62 Established with Australian Government funding and the co-operation of Education Departments of each state, the Asthma Friendly Schools programme engages schools to address and satisfy a set of criteria that establishes an asthma-friendly environment. As part of accreditation, the school requires that each child with asthma should have a written PAAP prepared by their doctor to assist (trained) staff in managing a child with asthma at school.
The case study continues...
The initial presentation some weeks ago was during an exacerbation of asthma, which may not be the best time to educate a patient. It is, however, a splendid time to build on their motivation to feel better. She agreed to return after her asthma had settled to look more closely at her asthma control, and an appointment was made for a routine review.
At this follow-up consultation, the patient’s diagnosis was reviewed and confirmed and her trigger factors discussed. For this lady, respiratory tract infections are the usual trigger but allergic factors during times of high pollen count may also be relevant. Assessment of her nasal airway suggested that she would benefit from better control of allergic rhinitis. Other factors were discussed, as many patients are unaware that changes in air temperature, exercise and pets can also trigger asthma exacerbations. In addition, use of the Asthma Control Test was useful as an objective assessment of control as well as helping her realise what her life could be like! Many people with long-term asthma live their life within the constraints of their illness, accepting that is all that they can do.
After assessing the level of asthma control, a discussion about management options—trigger avoidance, exercise and medicines—led to the development of a written PAAP. Asthma can affect the whole family, and ways were explored that could help her family understand why it is important that she finds time in the busy domestic schedules to take her regular medication. Family and friends can also help by understanding what triggers her asthma so that they can avoid exposing her to perfumes, pollens or pets that risk triggering her symptoms. Information from the national patient organisation was provided to reinforce the messages.
The patient agreed to return in a couple of weeks, and a recall reminder was set up. At the second consultation, the level of control since the last visit will be explored including repeat spirometry, if appropriate. Further education about the pathophysiology of asthma and how to recognise early warning signs of loss of control can be given. Device use will be reassessed and the PAAP reviewed. Our patient’s goal is to avoid disruption to her work and her PAAP will focus on achieving that goal. Finally, agreement will be reached with the patient about future routine reviews, which, now that she has a written PAAP, could be scheduled by telephone if all is well, or face-to-face if a change in her clinical condition necessitates a more comprehensive review.
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Pinnock, H., Ehrlich, E., Hoskins, G. et al. A woman with asthma: a whole systems approach to supporting self-management. npj Prim Care Resp Med 24 , 14063 (2014). https://doi.org/10.1038/npjpcrm.2014.63
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Case Study: Managing Severe Asthma in an Adult
—he follows his treatment plan, but this 40-year-old male athlete has asthma that is not well-controlled. what’s the next step.
By Kirstin Bass, MD, PhD Reviewed by Michael E. Wechsler, MD, MMSc
This case presents a patient with poorly controlled asthma that remains refractory to treatment despite use of standard-of-care therapeutic options. For patients such as this, one needs to embark on an extensive work-up to confirm the diagnosis, assess for comorbidities, and finally, to consider different therapeutic options.
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Case presentation and patient history
Mr. T is a 40-year-old recreational athlete with a medical history significant for asthma, for which he has been using an albuterol rescue inhaler approximately 3 times per week for the past year. During this time, he has also been waking up with asthma symptoms approximately twice a month, and has had three unscheduled asthma visits for mild flares. Based on the National Asthma Education and Prevention Program guidelines , Mr. T has asthma that is not well controlled. 1
As a result of these symptoms, spirometry was performed revealing a forced expiratory volume in the first second (FEV1) of 78% predicted. Mr. T then was prescribed treatment with a low-dose corticosteroid, fluticasone 44 mcg at two puffs twice per day. However, he remained symptomatic and continued to use his rescue inhaler 3 times per week. Therefore, he was switched to a combination inhaled steroid and long-acting beta-agonist (LABA) (fluticasone propionate 250 mcg and salmeterol 50 mcg, one puff twice a day) by his primary care doctor.
Initial pulmonary assessment Even with this step up in his medication, Mr. T continued to be symptomatic and require rescue inhaler use. Therefore, he was referred to a pulmonologist, who performed the initial work-up shown here:
- Spirometry, pre-albuterol: FEV1 79%, post-albuterol: 12% improvement
- Methacholine challenge: PC 20 : 1.0 mg/mL
- Chest X-ray: Within normal limits
Continued pulmonary assessment His dose of inhaled corticosteroid (ICS) and LABA was increased to fluticasone 500 mcg/salmeterol 50 mcg, one puff twice daily. However, he continued to have symptoms and returned to the pulmonologist for further work-up, shown here:
- Chest computed tomography (CT): Normal lung parenchyma with no scarring or bronchiectasis
- Sinus CT: Mild mucosal thickening
- Complete blood count (CBC): Within normal limits, white blood cells (WBC) 10.0 K/mcL, 3% eosinophils
- Immunoglobulin E (IgE): 25 IU/mL
- Allergy-skin test: Positive for dust, trees
- Exhaled NO: Fractional exhaled nitric oxide (FeNO) 53 parts per billion (pbb)
Assessment for comorbidities contributing to asthma symptoms After this work-up, tiotropium was added to his medication regimen. However, he remained symptomatic and had two more flares over the next 3 months. He was assessed for comorbid conditions that might be affecting his symptoms, and results showed:
- Esophagram/barium swallow: Negative
- Esophageal manometry: Negative
- Esophageal impedance: Within normal limits
- ECG: Within normal limits
- Genetic testing: Negative for cystic fibrosis, alpha1 anti-trypsin deficiency
The ear, nose, and throat specialist to whom he was referred recommended only nasal inhaled steroids for his mild sinus disease and noted that he had a normal vocal cord evaluation.
Following this extensive work-up that transpired over the course of a year, Mr. T continued to have symptoms. He returned to the pulmonologist to discuss further treatment options for his refractory asthma.
Diagnosis Mr. T has refractory asthma. Work-up for this condition should include consideration of other causes for the symptoms, including allergies, gastroesophageal reflux disease, cardiac disease, sinus disease, vocal cord dysfunction, or genetic diseases, such as cystic fibrosis or alpha1 antitrypsin deficiency, as was performed for Mr. T by his pulmonary team.
Treatment options When a patient has refractory asthma, treatment options to consider include anticholinergics (tiotropium, aclidinium), leukotriene modifiers (montelukast, zafirlukast), theophylline, anti-immunoglobulin E (IgE) antibody therapy with omalizumab, antibiotics, bronchial thermoplasty, or enrollment in a clinical trial evaluating the use of agents that modulate the cell signaling and immunologic responses seen in asthma.
Treatment outcome Mr. T underwent bronchial thermoplasty for his asthma. One year after the procedure, he reports feeling great. He has not taken systemic steroids for the past year, and his asthma remains controlled on a moderate dose of ICS and a LABA. He has also been able to resume exercising on a regular basis.
Approximately 10% to 15% of asthma patients have severe asthma refractory to the commonly available medications. 2 One key aspect of care for this patient population is a careful workup to exclude other comorbidities that could be contributing to their symptoms. Following this, there are several treatment options to consider, as in recent years there have been several advances in the development of asthma therapeutics. 2
Treatment options for refractory asthma There are a number of currently approved therapies for severe, refractory asthma. In addition to therapy with ICS or combination therapies with ICS and LABAs, leukotriene antagonists have good efficacy in asthma, especially in patients with prominent allergic or exercise symptoms. 2 The anticholinergics, such as tiotropium, which was approved for asthma in 2015, enhance bronchodilation and are useful adjuncts to ICS. 3-5 Omalizumab is a monoclonal antibody against IgE recommended for use in severe treatment-refractory allergic asthma in patients with atopy. 2 A nonmedication therapeutic option to consider is bronchial thermoplasty, a bronchoscopic procedure that uses thermal energy to disrupt bronchial smooth muscle. 6,7
Personalizing treatment for each patient It is important to personalize treatment based on individual characteristics or phenotypes that predict the patient's likely response to treatment, as well as the patient's preferences and practical issues, such as adherence and cost. 8
In this case, tiotropium had already been added to Mr. T's medications and his symptoms continued. Although addition of a leukotriene modifier was an option for him, he did not wish to add another medication to his care regimen. Omalizumab was not added partly for this reason, and also because of his low IgE level. As his bronchoscopy was negative, it was determined that a course of antibiotics would not be an effective treatment option for this patient. While vitamin D insufficiency has been associated with adverse outcomes in asthma, T's vitamin D level was tested and found to be sufficient.
We discussed the possibility of Mr. T's enrollment in a clinical trial. However, because this did not guarantee placement within a treatment arm and thus there was the possibility of receiving placebo, he opted to undergo bronchial thermoplasty.
Bronchial thermoplasty Bronchial thermoplasty is effective for many patients with severe persistent asthma, such as Mr. T. This procedure may provide additional benefits to, but does not replace, standard asthma medications. During the procedure, thermal energy is delivered to the airways via a bronchoscope to reduce excess airway smooth muscle and limit its ability to constrict the airways. It is an outpatient procedure performed over three sessions by a trained physician. 9
The effects of bronchial thermoplasty have been studied in several trials. The first large-scale multicenter randomized controlled study was the Asthma Intervention Research (AIR) Trial , which enrolled patients with moderate to severe asthma. 10 In this trial, patients who underwent the procedure had a significant improvement in asthma symptoms as measured by symptom-free days and scores on asthma control and quality of life questionnaires, as well as reductions in mild exacerbations and increases in morning peak expiratory flow. 10 Shortly after the AIR trial, the Research in Severe Asthma (RISA) trial was conducted to evaluate bronchial thermoplasty in patients with more severe, symptomatic asthma. 11 In this population, bronchial thermoplasty resulted in a transient worsening of asthma symptoms, with a higher rate of hospitalizations during the treatment period. 11 Hospitalization rate equalized between the treatment and control groups in the posttreatment period, however, and the treatment group showed significant improvements in rescue medication use, prebronchodilator forced expiratory volume in the first second (FEV1) % predicted, and asthma control questionnaire scores. 11
The AIR-2 trial followed, which was a multicenter, randomized, double-blind, sham-controlled study of 288 patients with severe asthma. 6 Similar to the RISA trial, patients in the treatment arm of this trial experienced an increase in adverse respiratory effects during the treatment period, the most common being airway irritation (including wheezing, chest discomfort, cough, and chest pain) and upper respiratory tract infections. 6
The majority of adverse effects occurred within 1 day of the procedure and resolved within 7 days. 6 In this study, bronchial thermoplasty was found to significantly improve quality of life, as well as reduce the rate of severe exacerbations by 32%. 6 Patients who underwent the procedure also reported fewer adverse respiratory effects, fewer days lost from work, school, or other activities due to asthma, and an 84% risk reduction in emergency department visits. 6
Long-term (5-year) follow-up studies have been conducted for patients in both the AIR and the AIR-2 trials. In patients who underwent bronchial thermoplasty in either study, the rate of adverse respiratory effects remained stable in years 2 to 5 following the procedure, with no increase in hospitalizations or emergency department visits. 7,12 Additionally, FEV1 remained stable throughout the 5-year follow-up period. 7,12 This finding was maintained in patients enrolled in the AIR-2 trial despite decreased use of daily ICS. 7
Bronchial thermoplasty is an important addition to the asthma treatment armamentarium. 7 This treatment is currently approved for individuals with severe persistent asthma who remain uncontrolled despite the use of an ICS and LABA. Several clinical trials with long-term follow-up have now demonstrated its safety and ability to improve quality of life in patients with severe asthma, such as Mr. T.
Severe asthma can be a challenge to manage. Patients with this condition require an extensive workup, but there are several treatments currently available to help manage these patients, and new treatments are continuing to emerge. Managing severe asthma thus requires knowledge of the options available as well as consideration of a patient's personal situation-both in terms of disease phenotype and individual preference. In this case, the patient expressed a strong desire to not add any additional medications to his asthma regimen, which explained the rationale for choosing to treat with bronchial thermoplasty. Personalized treatment necessitates exploring which of the available or emerging options is best for each individual patient.
Published: April 16, 2018
- 1. National Asthma Education and Prevention Program: Asthma Care Quick Reference.
- 2. Olin JT, Wechsler ME. Asthma: pathogenesis and novel drugs for treatment. BMJ . 2014;349:g5517.
- 3. Boehringer Ingelheim. Asthma: U.S. FDA approves new indication for SPIRIVA Respimat [press release]. September 16, 2015.
- 4. Peters SP, Kunselman SJ, Icitovic N, et al. Tiotropium bromide step-up therapy for adults with uncontrolled asthma. N Engl J Med . 2010;363:1715-1726.
- 5. Kerstjens HA, Engel M, Dahl R. Tiotropium in asthma poorly controlled with standard combination therapy. N Engl J Med . 2012;367:1198-1207.
- 6. Castro M, Rubin AS, Laviolette M, et al. Effectiveness and safety of bronchial thermoplasty in the treatment of severe asthma: a multicenter, randomized, double-blind, sham-controlled clinical trial. Am J Respir Crit Care Med . 2010;181:116-124.
- 7. Wechsler ME, Laviolette M, Rubin AS, et al. Bronchial thermoplasty: long-term safety and effectiveness in patients with severe persistent asthma. J Allergy Clin Immunol . 2013;132:1295-1302.
- 8. Global Initiative for Asthma: Pocket Guide for Asthma Management and Prevention (for Adults and Children Older than 5 Years).
- 10. Cox G, Thomson NC, Rubin AS, et al. Asthma control during the year after bronchial thermoplasty. N Engl J Med . 2007;356:1327-1337.
- 11. Pavord ID, Cox G, Thomson NC, et al. Safety and efficacy of bronchial thermoplasty in symptomatic, severe asthma. Am J Respir Crit Care Med . 2007;176:1185-1191.
- 12. Thomson NC, Rubin AS, Niven RM, et al. Long-term (5 year) safety of bronchial thermoplasty: Asthma Intervention Research (AIR) trial. BMC Pulm Med . 2011;11:8.
Treatable traits and future exacerbation risk in severe asthma, baker’s asthma, the long-term trajectory of mild asthma, age, gender, & systemic corticosteroid comorbidities, ask the expert: william busse, md, challenges the current definition of the atopic march, considering the curveballs in asthma treatment, do mucus plugs play a bigger role in chronic severe asthma than previously thought, an emerging subtype of copd is associated with early respiratory disease.
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Challenging case of severe acute asthma in a mechanically ventilated patient managed with sevoflurane
Satheesh munusamy.
1 Intensive Care Department, Hamad Medical Corporation, Doha Qatar
Seyedeh Saba Nabavi Monfared
2 Emergency and Trauma Pharmacy Department, Hamad Medical Corporation, Qatar University, Doha Qatar
Phool Iqbal
3 Internal Medicine Department, Metropolitan Hospital Center, New York New York, USA
Ahmed Lutfe Mohamad Abdussalam
4 Hamad General Hospital, Doha Qatar
5 Weill Cornell Medicine Qatar, Qatar
Associated Data
Acute severe bronchial asthma is a chronic inflammatory disease characterized by hyperresponsiveness of the airways leading to bronchoconstriction. We present a case of refractory life‐threatening bronchial asthma that was managed with sevoflurane gas along with the standard treatment and achieved stability and clinical improvement through its bronchodilator and anesthetic effect.
1. INTRODUCTION
Acute severe asthma is a life‐threatening emergency characterized by severe tachypnea, tachycardia, and type 1 respiratory failure. 1 According to the international standard guidelines, it is managed with bronchodilators, systemic steroids, and magnesium sulfate in emergency cases. 2 Here, we describe a case of a 38 years old male who presented with a severe asthmatic attack resistant to conventional therapy of bronchodilators and corticosteroids. Subsequently, the patient was started on noninvasive ventilator support; he could not tolerate it and was intubated. Later the patient had a good recovery after managing with an anesthetic inhalation agent sevoflurane and mechanical ventilator support by using an anesthesia machine. This case report highlights the potential management of severe acute asthma in the critical care unit with sevoflurane.
2. CASE PRESENTATION
A 38‐year‐old man with a background of bronchial asthma presented to the Emergency Department with a 2‐day history of progressive shortness of breath following cold exposure. He was on a regular metered‐dose inhaler of Salbutamol 100 μg, one puff Q6hrly at home. He mentioned having a mild cough and audible wheezes before admission but no associated fever, rhinorrhea, cough, or upper respiratory tract symptoms. He was compliant with his medications. The patient had a recent admission with a severe asthma attack treated with intravenous corticosteroids with Hydrocortisone 200 mg three times daily, nebulizer therapy Budesonide 500 μg BID, Salbutamol 2.5 mg Q8hrly, Ipratropium bromide 125 μg QID 2 days before this admission. He was discharged home with a salbutamol inhaler, one puff Q6H, and a Budesonide inhaler 500 μg two puff BID. On day two of discharge, the patient was readmitted with complaints of cough and audible wheezes. On clinical assessment, he was oriented but was unable to complete entire sentences. He was using accessory muscles for breathing. Vitally, he had tachypnea of 35 breaths/min, oxygen saturation of 99% on 10 L of the nonrebreather oxygen mask, tachycardia of 145 beats/min, and blood pressure of 145/91 mmHg, and an oral temperature of 37.3°C. His chest XR is shown in Figure 1A and was unremarkable for any pulmonary infiltrates, pneumothorax, pleural effusion, or pathology. Initial ECG was also unremarkable, as mentioned in Figure 2 . Initial arterial blood gas revealed respiratory acidosis, pH 7.314, PCO 2 72 mmHg, PO 2 132 mmHg and the bicarbonate level 32 mEq/L. Salbutamol 2.5 mg Q2hrly and Ipratropium bromide 125 μg Q2hrly nebs were given immediately.
![An external file that holds a picture, illustration, etc.
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Object name is CCR3-11-e6571-g002.jpg](https://www.ncbi.nlm.nih.gov/pmc/articles/PMC9949361/bin/CCR3-11-e6571-g002.jpg)
(A) Before intubation and (B) after intubation
![An external file that holds a picture, illustration, etc.
Object name is CCR3-11-e6571-g001.jpg An external file that holds a picture, illustration, etc.
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Unremarkable ECG
Nevertheless, the patient kept deteriorating clinically. He was given 4 g of magnesium sulfate along with a trial of noninvasive ventilation (NIV) with the settings of ST (spontaneous timed) mode, PS (pressure support) 12, PEEP (positive end‐expiratory pressure) 6, and FiO 2 40%. Arterial blood gases showed worsening respiratory acidosis—pH 7.130, PCO 2 83 mmHg, PO 2 111 mmHg, and HCO 3 30 mEq/L. Due to the increased work of breathing and drowsy state of the patient, he was intubated and started on mechanical ventilation with volume‐controlled mode, and settings of tidal volume 450 ml, respiratory rate of 14 breaths/min, PEEP of 5 cm·H 2 O, and FiO 2 of 60%. Chest XR postintubation is shown in Figure 1B . The flow volume scale was not touching the baseline due to severe bronchial constriction. The metered‐dose inhaler was started with bronchodilator therapy and steroids (Salbutamol 2.5 mg Q4hrly through the endotracheal tube). Auto‐PEEP showed 4 cm·H 2 O. Settings were altered as Inspiratory (I): Expiratory (E) ratio from 1:2.5 to 1:5. Secretions were cleared with closed inline suctioning regularly. Two days later, the patient did not show any improvement. Subsequently, it was decided by the ICU team to give bronchodilator therapy through an anesthetist agent, sevoflurane, in‐between 0.5% and 2% for 48 h. After starting inhaling sevoflurane patient, the peak pressure started to come down. Presevoflurane therapy and postsevoflurane therapy pressures are summarized in Table 1 . The arterial blood gas showed an improvement in ventilation. The comparison of ABG values is also mentioned in Table 2 . The patient gradually improved and was eventually extubated without any complications.
The comparison of ventilator status from pretherapy and post‐therapy treatment with sevoflurane
Pressures | Pretherapy | Post‐therapy |
---|---|---|
Ppeak | 48 cm·H O | 30 cm·H O |
Pplat | 22 cm·H O | 23 cm·H O |
Stat. comp | 21.6 cm·H O | 26 cm·H O |
Auto‐PEEP | 4 cm·H O | 0 |
Abbreviations: Ppeak, peak pressure; Pplat, plateau pressure; Stat. comp, static lung compliance.
The ABG values from pretherapy and postsevoflurane therapy treatment
ABG | Pretherapy | Post‐therapy |
---|---|---|
pH | 7.314 | 7.443 |
PCO | 72 mmHg | 38 mmHg |
PO | 132 mmHg | 102 mmHg |
HCO | 32 mEq/L | 25.9 mEq/L |
Lactate | 0.40 | 0.40 |
Abbreviations: HCO 3 , bicarbonate; PCO 2 , partial pressure of carbon dioxide; pH, hydrogen ion; PO 2, partial pressure of oxygen.
3. DISCUSSION
Severe bronchial asthma can be life‐threatening if not timely managed. However, patient response varies even on a standard guideline treatment. Ng et al. 3 described acute asthma as a dangerous disease‐causing acute dyspnea leading to increase work of breathing. In the United States, 1.8‐million asthma attack cases visit the emergency department annually. Nearly 10 cases of death occur per day. 4 Most patients will recover with standard treatment. However, few cases reported resistant status‐asthmaticus, which responded only to sevoflurane and the standard treatment. 3 Our case describes the successful treatment of inhaled anesthesia gas in addition to standard treatment. Inhaled anesthesia gas (sevoflurane) has been shown to reduce Auto‐PEEP, bronchial constriction, and dynamic hyperinflation. 4 sevoflurane has a rapid bronchodilator effect and smooth muscle relaxant effect, easily ventilating the patient without asynchrony. sevoflurane is usually used in anesthesia to sedate the patient during a procedure; in selected cases, only using sevoflurane in critical care settings. 5 The main drawbacks of sevoflurane use are its high cost, monitoring, and scavenging of exhaled gas. With conservative anesthesia devices, the exhaled gas and sevoflurane can be filtered and reused. 2 Intravenous sedation could be reduced or discontinued during sevoflurane administration through ventilator support. 6 Soukup et al. evaluated the impact of sevoflurane during long‐term treatment of critical care unit patients, which showed high effectiveness on patient safety and reduced weaning time in comparison with standard conventional intravenous sedation concept. 7 Routine use of sevoflurane is easily feasible, effective, and safe, has a short awakening time, and has an adequate bronchodilator effect. 8 Current studies show that sevoflurane has significant bronchodilator properties and is an effective treatment option for severe acute asthma before rescue therapies. 9 The beneficial effect of sevoflurane in our case is supported by alveolar unit and distal airway dilation, which reduce distortion of the surrounding parenchyma and amount of alveolar collapse and finally reduce viscoelastic stress adaptation. sevoflurane has a rapid bronchodilator effect and muscle relaxant properties by reducing intracellular calcium in smooth muscle cells to ventilate the patient efficiently without asynchrony. 10 Despite the presence of nephrotoxic metabolites upon sevoflurane degradation, it can be considered a safe option in long‐term use and challenging intubation case scenarios. 11 , 12 This case aims to show there is an effect of sevoflurane for acute severe asthma cases treatment in addition to standard treatment.
4. CONCLUSION
Our objective is to highlight the potential of sevoflurane in the management of severe acute asthma refractory to standard management in mechanically ventilated patients. sevoflurane can be considered a lifesaving add‐on therapy to the standard treatment of severe asthma in resourceful countries. Considering endotracheal intubation should not be delayed in severe asthma to avoid fatal outcomes. Further meta‐analysis and studies are recommended to evaluate the long‐term efficacy and clinical applicability.
AUTHOR CONTRIBUTIONS
Satheesh Munusamy: Conceptualization; investigation; methodology; writing – original draft; writing – review and editing. Seyedeh Saba Nabavi Monfared: Writing – original draft; writing – review and editing. Phool Iqbal: Formal analysis; supervision; writing – original draft; writing – review and editing. Ahmed Lutfe Mohamad Abdussalam: Supervision; visualization.
FUNDING INFORMATION
This research has been funded by Qatar National Library.
CONFLICT OF INTEREST
The authors certify that they have no conflict of interest and no affiliations with or involvement in any organization or entity with any financial or nonfinancial interest in the subject matter or materials discussed in this manuscript.
ETHICAL APPROVAL
The study is conducted ethically in accordance with the World Medical Association Declaration of Helsinki.
Written informed consent was obtained from the patient to publish this report in accordance with the journal's patient consent policy.
ACKNOWLEDGMENT
Munusamy S, Monfared SSN, Iqbal P, Abdussalam ALM. Challenging case of severe acute asthma in a mechanically ventilated patient managed with sevoflurane . Clin Case Rep . 2023; 11 :e06571. doi: 10.1002/ccr3.6571 [ CrossRef ] [ Google Scholar ]
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